RE:RE:RE:RE:Read it and weep?I know I have personally monad the most about the Nsu share price being manipulated. I apologize for that.
But sometimes it's very hard to ignore the "coordinated rhythmic trading range"....
especially when you consider the high trading volumes of Nsu since the RMC acquisition....big blocks of shares bought and sold at key levels in the stock price...
Tell us about your complaint
| Please select the option that best describes your complaint |
| Manipulation of a security |
| Please select the specific category that best describes your complaint |
| Abusive naked short selling |
| Provide additional details about your complaint: |
| BlackRock Inc, Vanguard Inc suspicious trading practices on (NSU shares) trading on Toronto and American Stock exchanges. |
| Are you having or have you had difficulty in getting access to your funds or securities? |
| No |
| Did you suffer a loss? |
| No |
| When did you become aware of the alleged conduct? (mm/dd/yyyy) |
| 01/02/2017 |
| When did the alleged conduct begin? (mm/dd/yyyy) |
| 02/03/2017 |
| Is the alleged conduct ongoing? |
| Yes |
| Has the individual or firm acknowledged the alleged conduct? |
| Unknown |
| What is the source of your information? You may select more than one |
| Social media (e.g., Facebook, Twitter, blogs, chat rooms, and electronic communities of interest); |
| Have you taken any action regarding your complaint? You may select more than one |
| Complained to firm; |
Who are you complaining about?
| Are you complaining about an individual or a firm? |
| Firm |
| Select the title that best describes the individual or firm that you are complaining about: |
| Investment company |
Who are you complaining about?
| Are you complaining about an individual or a firm? |
| Firm |
| Select the title that best describes the individual or firm that you are complaining about: |
| Investment company |
| Firm Name: |
| VANGUARD ASSET MANAGEMENT, LIMITED |
Who are you complaining about?
| Are you complaining about an individual or a firm? |
| Firm |
| Select the title that best describes the individual or firm that you are complaining about: |
| Investment company |
| Firm Name: |
| SPROTT ASSET MANAGEMENT LP |
Products involved
| Select the type of product involved in your complaint: |
| Equities (e.g., common stock, preferred stock) |
| Please select the category that best describes your security product: |
| Common stock (exchange-traded stock) |
| Enter the security/ticker symbol if known: |
| Nsu |
| Enter the product name(s): |
| Nevsun Resources |
About you
| *Are you submitting this tip, complaint or referral pursuant to the SEC's whistleblower program? |
| Yes |
| *Are you submitting this tip, complaint or referral anonymously? Being able to contact you for further information or clarification may be helpful. |
| Yes |
| **Are you represented by an attorney in connection with your submission? |
| Yes |
| (required if submitting information anonymously and seeking to be eligible for an award under the whistleblower program) |
| |
| Email Address: |
| Savorypate@hotmail.com |
About you
| *Are you submitting this tip, complaint or referral pursuant to the SEC's whistleblower program? |
| No |
| *Are you submitting this tip, complaint or referral anonymously? Being able to contact you for further information or clarification may be helpful. |
| Yes |
| **Are you represented by an attorney in connection with your submission? |
| Yes |
| (required if submitting information anonymously and seeking to be eligible for an award under the whistleblower program) |
| |
Whistleblower Declarations
| *1. Are you, or were you at the time you acquired the original information you are submitting to us, a member, officer, or employee of the Department of Justice, the Securities and Exchange Commission, the Comptroller of the Currency, the Board of Governors of the Federal Reserve System, the Federal Deposit Insurance Corporation, the Office of Thrift Supervision, the Public Company Accounting Oversight Board, any law enforcement organization, or any national securities exchange, registered securities association, registered clearing agency, or the Municipal Securities Rulemaking Board? |
| No |
| *2. Are you, or were you at the time you acquired the original information you are submitting to us, a member, officer, or employee of a foreign government, any political subdivision, department, agency, or instrumentality of a foreign government, or any other foreign financial regulatory authority as that term is defined in Section 3(a)(52) of the Securities Exchange Act of 1934 (15 U.S.C. §78c(a)(52))? |
| No |
| *3. Did you acquire the information being submitted to us through the performance of an engagement required under the federal securities laws by an independent public accountant? |
| Yes |
| *4. Are you submitting this information pursuant to a cooperation agreement with the SEC or another agency or organization? |
| Yes |
| *5. Are you a spouse, parent, child, or sibling of a member or employee of the SEC, or do you reside in the same household as a member or employee of the SEC? |
| No |
| *7a. Are you submitting this information before you (or anyone representing you) received any investigative request, inquiry, or demand that relates to the subject matter of your submission from the SEC, Congress, or any other federal, state, or local authority, any self regulatory organization, or the Public Company Accounting Oversight Board? |
| Yes |
| 7b. If the answer to question 7a is 'no,' please provide details. |
| Please investigate the trading practices of BlackRock Inc Vanguard Inc Trading of NSU shares on both Toronto Exchange and American Stock exchanges |
| *8a. Are you currently a subject or target of a criminal investigation, or have you been convicted of a criminal violation, in connection with the information you are submitting to the SEC? |
| No |
| *9a. Did you acquire the information being provided to us from any person described in questions 1 through 8? |
| No |
| *I certify that I have reviewed this form for completeness and accuracy and that the information contained in this submission is true, correct and complete to the best of my knowledge, information, and belief. I further certify that I have verified the identity of the whistleblower on whose behalf this form is being submitted by viewing the whistleblower's valid, unexpired government issued identification (e.g., driver's license, passport); will retain an original, signed copy of this form, with Section F signed by the whistleblower, in my records; that I have obtained the whistleblower's non-waiveable consent to provide the Commission with his or her original signed Form TCR upon request in the event that the Commission requests it due to concerns that the form may contain false, fictitious, or fraudulent statements or representations that were made knowingly or willfully by the whistleblower; and that I consent to be legally obligated to do so within 7 calendar days of receiving such a request from the Commission. |
| Agree |