RNS Number : 3183Z
JPMorgan Securities Plc
25 May 2016
AMENDMENT
REDUCED EQUITY PURCHASES BY 20,000 TO 73,355
INCREASED EQUITY SALES BY 20,000 TO 93,933
FORM 8.5 (EPT/RI)
PUBLIC DEALING DISCLOSURE BY AN EXEMPT PRINCIPAL TRADER WITH RECOGNISED INTERMEDIARY STATUS
DEALING IN A CLIENT-SERVING CAPACITY
Rule 8.5 of the Takeover Code (the "Code")
1. KEY INFORMATION
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(a) Name of exempt principal trader:
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J.P. Morgan Securities Plc
|
|
(b) Name of offeror/offeree in relation to whose relevant securities this form
relates:
Use a separate form for each offeror/offeree
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Deutsche Boerse AG
|
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(c) Name of the party to the offer with which exempt principal trader is
connected:
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London Stock Exchange Group Plc
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(d) Date dealing undertaken:
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13 May 2016
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(e) In addition to the company in 1(b) above, is the exempt principal trader making
disclosures in respect of any other party to this offer?
If it is a cash offer or possible
cash offer, state "N/A"
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Yes
London Stock Exchange Group Plc
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2. DEALINGS BY THE EXEMPT PRINCIPAL
TRADER
Where there have been dealings in more than one class of relevant securities of the offeror or
offeree named in 1(b), copy table 2(a), (b), (c) or (d) (as appropriate) for each additional class of relevant security dealt
in.
The currency of all prices and other monetary amounts should be stated.
(a) Purchases and sales
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Class of relevant security
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Purchases/ sales
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Total number of securities
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Highest price per unit paid/received
(EUR)
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Lowest price per unit paid/received
(EUR)
|
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Ordinary Shares
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Purchases
Sales
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73,355
93,933
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76.5038
76.5700
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74.3492
74.2500
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(b) Cash-settled derivative transactions
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Class of relevant security
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Product description
e.g. CFD
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Nature of dealing
e.g. opening/closing a long/short position, increasing/reducing a long/short
position
|
Number of reference securities
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Price per unit
(EUR)
|
|
Ordinary Shares
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Equity Swaps
|
Long
Short
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150
173
52
872
95
305
24
39
193
1,890
277
3,376
22
200
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75.4418
75.5586
75.5705
75.5711
75.5962
75.6000
75.6366
75.7230
75.7563
75.7824
75.3911
75.5313
75.5457
75.5469
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(c) Stock-settled derivative transactions (including
options)
(i) Writing, selling, purchasing or
varying
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Class of relevant security
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Product description e.g. call option
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Writing, purchasing, selling, varying etc.
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Number of securities to which option relates
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Exercise price per unit (EUR)
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Type
e.g. American, European etc.
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Expiry date
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Option money paid/ received per unit (EUR)
|
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Ordinary Shares
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Put Option
Put Option
Put Option
Put Option
Put Option
Put Option
Put Option
Put Option
Put Option
Put Option
Put Option
Put Option
Put Option
Call Option
Call Option
Call Option
|
Purchasing
Purchasing
Purchasing
Purchasing
Selling
Selling
Selling
Selling
Selling
Selling
Selling
Selling
Selling
Purchasing
Purchasing
Purchasing
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15,000
15,000
3,400
600
200,000
100
200
100
200
300
200
100
100
600
400
400
|
72.00
72.00
72.00
68.00
68.00
84.00
84.00
84.00
84.00
84.00
84.00
84.00
84.00
68.00
68.00
68.00
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American
American
American
American
American
American
American
American
American
American
American
American
American
American
American
American
|
17/06/2016
17/06/2016
17/06/2016
16/09/2016
17/06/2016
16/12/2016
16/12/2016
16/12/2016
16/12/2016
16/12/2016
16/12/2016
16/12/2016
16/12/2016
16/09/2016
16/09/2016
16/09/2016
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0.97
0.98
1.02
1.82
0.37
10.93
10.95
10.96
10.97
10.98
11.19
11.23
11.31
9.54
9.59
9.66
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(ii) Exercise
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Class of relevant security
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Product description
e.g. call option
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Exercising/ exercised against
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Number of securities
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Exercise price per unit
(EUR)
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|
|
|
|
|
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(d) Other dealings (including subscribing for new
securities)
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Class of relevant security
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Nature of dealing
e.g. subscription, conversion
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Details
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Price per unit (if applicable)
(EUR)
|
|
|
|
|
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(a) Indemnity and other dealing arrangements
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Details of any indemnity or option arrangement, or any agreement or understanding, formal
or informal, relating to relevant securities which may be an inducement to deal or refrain from dealing entered into by
the exempt principal trader making the disclosure and any party to the offer or any person acting in concert with a party
to the offer:
Irrevocable commitments and letters of intent should not be included. If there are
no such agreements, arrangements or understandings, state "none"
|
|
None
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(b) Agreements, arrangements or understandings relating
to options or derivatives
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Details of any agreement, arrangement or understanding, formal or informal, between the
exempt principal trader making the disclosure and any other person relating to:
(i) the voting rights of any relevant securities under any option; or
(ii) the voting rights or future acquisition or disposal of any relevant securities to
which any derivative is referenced:
If there are no such agreements, arrangements or understandings, state "none"
|
|
None
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Date of disclosure:
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25 May 2016
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Contact name:
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Tung Le
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Telephone number:
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020 7742 7272
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Public disclosures under Rule 8 of the Code must be made to a Regulatory Information Service and
must also be emailed to the Takeover Panel at monitoring@disclosure.org.uk. The Panel's Market
Surveillance Unit is available for consultation in relation to the Code's dealing disclosure requirements on +44 (0)20 7638
0129.
The Code can be viewed on the Panel's website at www.thetakeoverpanel.org.uk.
This information is provided by RNS
The company news service from the London Stock Exchange
END
FERLLFFEERIEFIR