FORM 8 (OPD)
PUBLIC OPENING POSITION DISCLOSURE BY A PARTY TO AN OFFER
Rules 8.1 and 8.2 of the Takeover Code (the "Code")
1. KEY INFORMATION
(a) Identity of the party to the offer making Shire plc
the disclosure:
(b) Owner or controller of interests and short
positions disclosed, if different from 1(a):
The naming of nominee or vehicle companies is
insufficient
(c) Name of offeror/offeree in relation to AbbVie Inc.
whose relevant securities this form relates:
Use a separate form for each party to the offer
(d) Is the party to the offer making the OFFEREE
disclosure the offeror or the offeree?
(e) Date position held: 2 July 2014
(f) Has the party previously disclosed, or is YES
it today disclosing, under the Code in respect
of any other party to this offer? If YES, specify which:
Shire plc
2. POSITIONS OF THE PARTY TO THE OFFER MAKING THE DISCLOSURE
(a) Interests and short positions in the relevant securities of the offeror or
offeree to which the disclosure relates
Class of relevant security: Common Stock, par value $0.01 per share
Interests Short positions
Number % Number %
(1) Relevant Nil 0.00 Nil 0.00
securities owned
and/or controlled:
(2) Derivatives Nil 0.00 Nil 0.00
(other than
options):
(3) Options and Nil 0.00 Nil 0.00
agreements to
purchase/sell:
TOTAL: Nil 0.00 Nil 0.00
All interests and all short positions should be disclosed.
Details of any open derivative or option positions, or agreements to purchase
or sell relevant securities, should be given on a Supplemental Form 8 (Open
Positions).
Details of any securities borrowing and lending positions or financial
collateral arrangements should be disclosed on a Supplemental Form 8 (SBL).
(b) Rights to subscribe for new securities
Class of relevant security in relation None
to which subscription right exists:
Details, including nature of the None
rights concerned and relevant
percentages:
If there are positions or rights to subscribe to disclose in more than one
class of relevant securities of the offeror or offeree named in 1(c), copy
table 2(a) or (b) (as appropriate) for each additional class of relevant
security.
(c) Irrevocable commitments and letters of intent
Details of any irrevocable commitments or letters of intent procured by the
party to the offer making the disclosure or any person acting in concert with
it (see Note 3 on Rule 2.11 of the Code):
None
3. POSITIONS OF PERSONS ACTING IN CONCERT WITH THE PARTY TO THE OFFER MAKING
THE DISCLOSURE
Details of any interests, short positions and rights to subscribe of any person
acting in concert with the party to the offer making the disclosure:
Share interests of connected advisers
Citigroup Global Markets Inc
Class of relevant security: Common Stock, par value $0.01 per share
Interests Short positions
Number % Number %
(1) Relevant Nil 0.00 57,366 0.00
securities owned
and/or controlled:
(2) Derivatives Nil 0.00 Nil 0.00
(other than
options):
(3) Options and Nil 0.00 Nil 0.00
agreements to
purchase/sell:
TOTAL: Nil 0.00 57,366 0.00
Citibank NA
Class of relevant security: Common Stock, par value $0.01 per share
Interests Short positions
Number % Number %
(1) Relevant 569,393 0.04 Nil 0.00
securities owned
and/or controlled:
(2) Derivatives Nil 0.00 Nil 0.00
(other than
options):
(3) Options and Nil 0.00 Nil 0.00
agreements to
purchase/sell:
TOTAL: 569,393 0.04 Nil 0.00
Citigroup Derivatives Markets Inc
Class of relevant security: Common Stock, par value $0.01 per share
Interests Short positions
Number % Number %
(1) Relevant 3,960 0.00 51,468 0.00
securities owned and
/or controlled:
(2) Derivatives Nil 0.00 Nil 0.00
(other than
options):
(3) Options and 540,000 0.03 497,600 0.03
agreements to
purchase/sell:
TOTAL: 543,960 0.03 549,068 0.03
(GS) GOLDMAN SACHS FINANCIAL MARKETS, L.P.
Class of relevant security: Common Stock, par value $0.01 per share
Interests Short positions
Number % Number %
(1) Relevant securities owned 5,192 0.00 Nil 0.00
and/or controlled:
(2) Derivatives (other than Nil 0.00 Nil 0.00
options):
(3) Options and agreements to Nil 0.00 5161.6207 0.00
purchase/sell:
TOTAL: 5,192 0.00 5161.6207 0.00
(GS) GOLDMAN, SACHS & CO.
Class of relevant security: Common Stock, par value $0.01 per share
Interests Short positions
Number % Number %
(1) Relevant securities owned 5,401,667 0.34 3,485,082 0.22
and/or controlled:
(2) Derivatives (other than 1,008,310 0.06 65,780 0.00
options):
(3) Options and agreements to 299,937.5092 0.02 460,104.1164 0.03
purchase/sell:
TOTAL: 6,709,914.5092 0.42 4,010,966.1164 0.25
Morgan Stanley Capital (Luxembourg) S.A.
Class of relevant security: Common Stock, par value $0.01 per share
Interests Short positions
Number % Number %
(1) Relevant 20,900 0.00 Nil 0.00
securities owned
and/or controlled:
(2) Derivatives Nil 0.00 Nil 0.00
(other than
options):
(3) Options and Nil 0.00 Nil 0.00
agreements to
purchase/sell:
TOTAL: 20,900 0.00 Nil 0.00
Mitsubishi UFJ Morgan Stanley Securities Co., Ltd
Class of relevant security: Common Stock, par value $0.01 per share
Interests Short positions
Number % Number %
(1) Relevant 480 0.00 Nil 0.00
securities owned
and/or controlled:
(2) Derivatives Nil 0.00 Nil 0.00
(other than
options):
(3) Options and Nil 0.00 Nil 0.00
agreements to
purchase/sell:
TOTAL: 480 0.00 Nil 0.00
If there are positions or rights to subscribe to disclose in more than one
class of relevant securities of the offeror or offeree named in 1(c), copy
table 3 for each additional class of relevant security.
Details of any open derivative or option positions, or agreements to purchase
or sell relevant securities, should be given on a Supplemental Form 8 (Open
Positions).
Details of any securities borrowing and lending positions or financial
collateral arrangements should be disclosed on a Supplemental Form 8 (SBL).
4. OTHER INFORMATION
(a) Indemnity and other dealing arrangements
Details of any indemnity or option arrangement, or any agreement or
understanding, formal or informal, relating to relevant securities which may be
an inducement to deal or refrain from dealing entered into by the party to the
offer making the disclosure or any person acting in concert with it:
If there are no such agreements, arrangements or understandings, state "none"
None
(b) Agreements, arrangements or understandings relating to options or
derivatives
Details of any agreement, arrangement or understanding, formal or informal,
between the party to the offer making the disclosure, or any person acting in
concert with it, and any other person relating to:
(i) the voting rights of any relevant securities under any option; or
(ii) the voting rights or future acquisition or disposal of any relevant
securities to which any derivative is referenced:
If there are no such agreements, arrangements or understandings, state "none"
None
(c) Attachments
Are any Supplemental Forms attached?
Supplemental Form 8 (Open Positions) YES
Supplemental Form 8 (SBL) YES
Date of disclosure: 3 July 2014
Contact name: Tatjana May (General Counsel and
Company Secretary)
Tony Guthrie (Deputy Company Secretary)
Telephone number: +44 1256 894 000
Public disclosures under Rule 8 of the Code must be made to a Regulatory
Information Service and must also be emailed to the Takeover Panel at
monitoring@disclosure.org.uk. The Panel's Market Surveillance Unit is available
for consultation in relation to the Code's dealing disclosure requirements on
+44 (0)20 7638 0129.
The Code can be viewed on the Panel's website at www.thetakeoverpanel.org.uk.
SUPPLEMENTAL FORM 8 (OPEN POSITIONS)
DETAILS OF OPEN OPTION AND DERIVATIVE POSITIONS, AGREEMENTS TO PURCHASE OR SELL
ETC.
Note 5(i) on Rule 8 of the Takeover Code (the "Code")
1. KEY INFORMATION
Identity of person whose open positions are Citigroup Derivative Markets
being disclosed: Inc
Name of offeror/offeree in relation to whose AbbVie Inc
relevant securities the disclosure relates:
2. OPTIONS AND DERIVATIVES
Class of Product Written or Number of Exercise Type Expiry date
relevant description purchased securities price per
security e.g. call to which unit e.g.
option option or American,
derivative European
relates etc.
Common Call Option Purchased 286.0000 55 European 2014-11-22
shares of
USD 0.01
par value
Common Call Option Purchased 264.0000 65 European 2015-01-17
shares of
USD 0.01
par value
Common Call Option Purchased 228.0000 55 European 2014-08-16
shares of
USD 0.01
par value
Common Call Option Purchased 197.0000 57.5 European 2014-08-16
shares of
USD 0.01
par value
Common Call Option Purchased 178.0000 60 European 2015-01-17
shares of
USD 0.01
par value
Common Call Option Purchased 168.0000 60 European 2014-07-19
shares of
USD 0.01
par value
Common Call Option Purchased 161.0000 65 European 2015-01-17
shares of
USD 0.01
par value
Common Put Option Purchased 151.0000 45 European 2014-08-16
shares of
USD 0.01
par value
Common Call Option Purchased 143.0000 50 European 2014-08-16
shares of
USD 0.01
par value
Common Call Option Purchased 133.0000 50 European 2015-01-17
shares of
USD 0.01
par value
Common Put Option Purchased 130.0000 30 European 2016-01-15
shares of
USD 0.01
par value
Common Call Option Purchased 128.0000 55 European 2014-08-16
shares of
USD 0.01
par value
Common Call Option Purchased 123.0000 55 European 2014-11-22
shares of
USD 0.01
par value
Common Call Option Purchased 114.0000 55 European 2014-07-19
shares of
USD 0.01
par value
Common Put Option Purchased 113.0000 42.5 European 2015-01-17
shares of
USD 0.01
par value
Common Put Option Purchased 92.0000 47.5 European 2014-08-16
shares of
USD 0.01
par value
Common Call Option Purchased 90.0000 55 European 2016-01-15
shares of
USD 0.01
par value
Common Call Option Purchased 83.0000 52.5 European 2014-08-16
shares of
USD 0.01
par value
Common Put Option Purchased 82.0000 42.5 European 2014-08-16
shares of
USD 0.01
par value
Common Put Option Purchased 67.0000 45 European 2016-01-15
shares of
USD 0.01
par value
Common Put Option Purchased 64.0000 50 European 2016-01-15
shares of
USD 0.01
par value
Common Call Option Purchased 64.0000 62.5 European 2014-11-22
shares of
USD 0.01
par value
Common Put Option Purchased 62.0000 47.5 European 2016-01-15
shares of
USD 0.01
par value
Common Put Option Purchased 62.0000 55 European 2016-01-15
shares of
USD 0.01
par value
Common Put Option Purchased 59.0000 35 European 2015-01-17
shares of
USD 0.01
par value
Common Call Option Purchased 59.0000 55 European 2014-11-22
shares of
USD 0.01
par value
Common Put Option Purchased 58.0000 47.5 European 2015-01-17
shares of
USD 0.01
par value
Common Put Option Purchased 56.0000 40 European 2016-01-15
shares of
USD 0.01
par value
Common Call Option Purchased 55.0000 60 European 2014-08-16
shares of
USD 0.01
par value
Common Put Option Purchased 54.0000 40 European 2016-01-15
shares of
USD 0.01
par value
Common Call Option Purchased 54.0000 47.5 European 2015-01-17
shares of
USD 0.01
par value
Common Call Option Purchased 54.0000 50 European 2015-01-17
shares of
USD 0.01
par value
Common Put Option Purchased 53.0000 42.5 European 2015-01-17
shares of
USD 0.01
par value
Common Put Option Purchased 53.0000 42.5 European 2014-08-16
shares of
USD 0.01
par value
Common Call Option Purchased 52.0000 37.5 European 2016-01-15
shares of
USD 0.01
par value
Common Put Option Purchased 51.0000 47.5 European 2015-01-17
shares of
USD 0.01
par value
Common Put Option Purchased 49.0000 25 European 2015-01-17
shares of
USD 0.01
par value
Common Put Option Purchased 48.0000 35 European 2016-01-15
shares of
USD 0.01
par value
Common Call Option Purchased 48.0000 57.5 European 2014-11-22
shares of
USD 0.01
par value
Common Put Option Purchased 46.0000 50 European 2015-01-17
shares of
USD 0.01
par value
Common Call Option Purchased 46.0000 55 European 2014-11-22
shares of
USD 0.01
par value
Common Call Option Purchased 43.0000 60 European 2014-08-16
shares of
USD 0.01
par value
Common Call Option Purchased 43.0000 57.5 European 2014-11-22
shares of
USD 0.01
par value
Common Put Option Purchased 40.0000 35 European 2016-01-15
shares of
USD 0.01
par value
Common Put Option Purchased 40.0000 42.5 European 2016-01-15
shares of
USD 0.01
par value
Common Put Option Purchased 40.0000 40 European 2014-11-22
shares of
USD 0.01
par value
Common Call Option Purchased 39.0000 62.5 European 2014-08-16
shares of
USD 0.01
par value
Common Put Option Purchased 38.0000 55 European 2016-01-15
shares of
USD 0.01
par value
Common Call Option Purchased 38.0000 65 European 2015-01-17
shares of
USD 0.01
par value
Common Call Option Purchased 38.0000 52.5 European 2014-08-16
shares of
USD 0.01
par value
Common Call Option Purchased 37.0000 60 European 2014-11-22
shares of
USD 0.01
par value
Common Call Option Purchased 37.0000 60 European 2014-11-22
shares of
USD 0.01
par value
Common Put Option Purchased 32.0000 50 European 2016-01-15
shares of
USD 0.01
par value
Common Call Option Purchased 32.0000 50 European 2015-01-17
shares of
USD 0.01
par value
Common Call Option Purchased 32.0000 70 European 2014-11-22
shares of
USD 0.01
par value
Common Put Option Purchased 31.0000 30 European 2016-01-15
shares of
USD 0.01
par value
Common Call Option Purchased 31.0000 55 European 2014-08-16
shares of
USD 0.01
par value
Common Put Option Purchased 30.0000 32.5 European 2016-01-15
shares of
USD 0.01
par value
Common Call Option Purchased 30.0000 55 European 2014-07-19
shares of
USD 0.01
par value
Common Put Option Purchased 29.0000 45 European 2016-01-15
shares of
USD 0.01
par value
Common Put Option Purchased 29.0000 37.5 European 2015-01-17
shares of
USD 0.01
par value
Common Put Option Purchased 29.0000 55 European 2015-01-17
shares of
USD 0.01
par value
Common Call Option Purchased 28.0000 40 European 2016-01-15
shares of
USD 0.01
par value
Common Put Option Purchased 28.0000 42.5 European 2016-01-15
shares of
USD 0.01
par value
Common Call Option Purchased 28.0000 55 European 2014-08-16
shares of
USD 0.01
par value
Common Put Option Purchased 27.0000 42.5 European 2014-08-16
shares of
USD 0.01
par value
Common Put Option Purchased 27.0000 45 European 2014-08-16
shares of
USD 0.01
par value
Common Put Option Purchased 26.0000 50 European 2016-01-15
shares of
USD 0.01
par value
Common Put Option Purchased 24.0000 30 European 2016-01-15
shares of
USD 0.01
par value
Common Put Option Purchased 24.0000 37.5 European 2016-01-15
shares of
USD 0.01
par value
Common Call Option Purchased 24.0000 52.5 European 2014-08-16
shares of
USD 0.01
par value
Common Call Option Purchased 24.0000 60 European 2014-11-22
shares of
USD 0.01
par value
Common Put Option Purchased 23.0000 70 European 2015-01-17
shares of
USD 0.01
par value
Common Put Option Purchased 22.0000 40 European 2016-01-15
shares of
USD 0.01
par value
Common Put Option Purchased 22.0000 42.5 European 2015-01-17
shares of
USD 0.01
par value
Common Put Option Purchased 22.0000 45 European 2015-01-17
shares of
USD 0.01
par value
Common Put Option Purchased 22.0000 47.5 European 2015-01-17
shares of
USD 0.01
par value
Common Put Option Purchased 21.0000 35 European 2016-01-15
shares of
USD 0.01
par value
Common Call Option Purchased 21.0000 50 European 2014-11-22
shares of
USD 0.01
par value
Common Put Option Purchased 20.0000 32.5 European 2016-01-15
shares of
USD 0.01
par value
Common Put Option Purchased 20.0000 35 European 2015-01-17
shares of
USD 0.01
par value
Common Call Option Purchased 20.0000 62.5 European 2014-08-16
shares of
USD 0.01
par value
Common Put Option Purchased 19.0000 55 European 2016-01-15
shares of
USD 0.01
par value
Common Call Option Purchased 19.0000 62.5 European 2016-01-15
shares of
USD 0.01
par value
Common Call Option Purchased 19.0000 40 European 2015-01-17
shares of
USD 0.01
par value
Common Put Option Purchased 19.0000 47.5 European 2014-08-16
shares of
USD 0.01
par value
Common Call Option Purchased 19.0000 50 European 2014-11-22
shares of
USD 0.01
par value
Common Call Option Purchased 18.0000 52.5 European 2014-08-16
shares of
USD 0.01
par value
Common Put Option Purchased 16.0000 50 European 2016-01-15
shares of
USD 0.01
par value
Common Put Option Purchased 16.0000 37.5 European 2015-01-17
shares of
USD 0.01
par value
Common Call Option Purchased 16.0000 50 European 2014-08-16
shares of
USD 0.01
par value
Common Put Option Purchased 16.0000 52.5 European 2014-08-16
shares of
USD 0.01
par value
Common Put Option Purchased 16.0000 47.5 European 2014-11-22
shares of
USD 0.01
par value
Common Call Option Purchased 16.0000 52.5 European 2014-11-22
shares of
USD 0.01
par value
Common Call Option Purchased 15.0000 37.5 European 2016-01-15
shares of
USD 0.01
par value
Common Put Option Purchased 15.0000 42.5 European 2014-08-16
shares of
USD 0.01
par value
Common Put Option Purchased 15.0000 50 European 2014-08-16
shares of
USD 0.01
par value
Common Call Option Purchased 15.0000 60 European 2014-08-16
shares of
USD 0.01
par value
Common Put Option Purchased 15.0000 45 European 2014-11-22
shares of
USD 0.01
par value
Common Call Option Purchased 15.0000 50 European 2014-11-22
shares of
USD 0.01
par value
Common Call Option Purchased 14.0000 50 European 2016-01-15
shares of
USD 0.01
par value
Common Call Option Purchased 14.0000 47.5 European 2015-01-17
shares of
USD 0.01
par value
Common Put Option Purchased 14.0000 52.5 European 2014-08-16
shares of
USD 0.01
par value
Common Put Option Purchased 14.0000 42.5 European 2014-11-22
shares of
USD 0.01
par value
Common Put Option Purchased 14.0000 42.5 European 2014-11-22
shares of
USD 0.01
par value
Common Call Option Purchased 13.0000 65 European 2016-01-15
shares of
USD 0.01
par value
Common Put Option Purchased 13.0000 65 European 2015-01-17
shares of
USD 0.01
par value
Common Call Option Purchased 13.0000 55 European 2014-08-16
shares of
USD 0.01
par value
Common Call Option Purchased 13.0000 57.5 European 2014-08-16
shares of
USD 0.01
par value
Common Put Option Purchased 12.0000 45 European 2016-01-15
shares of
USD 0.01
par value
Common Call Option Purchased 12.0000 57.5 European 2015-01-17
shares of
USD 0.01
par value
Common Put Option Purchased 12.0000 42.5 European 2014-08-16
shares of
USD 0.01
par value
Common Put Option Purchased 12.0000 45 European 2014-08-16
shares of
USD 0.01
par value
Common Call Option Purchased 12.0000 55 European 2014-08-16
shares of
USD 0.01
par value
Common Call Option Purchased 12.0000 47.5 European 2014-11-22
shares of
USD 0.01
par value
Common Call Option Purchased 12.0000 60 European 2014-11-22
shares of
USD 0.01
par value
Common Call Option Purchased 12.0000 70 European 2014-11-22
shares of
USD 0.01
par value
Common Put Option Purchased 11.0000 22.5 European 2016-01-15
shares of
USD 0.01
par value
Common Put Option Purchased 11.0000 30 European 2016-01-15
shares of
USD 0.01
par value
Common Put Option Purchased 11.0000 45 European 2015-01-17
shares of
USD 0.01
par value
Common Put Option Purchased 11.0000 55 European 2014-07-19
shares of
USD 0.01
par value
Common Put Option Purchased 11.0000 42.5 European 2014-08-16
shares of
USD 0.01
par value
Common Put Option Purchased 11.0000 52.5 European 2014-08-16
shares of
USD 0.01
par value
Common Put Option Purchased 10.0000 30 European 2016-01-15
shares of
USD 0.01
par value
Common Put Option Purchased 10.0000 40 European 2016-01-15
shares of
USD 0.01
par value
Common Put Option Purchased 10.0000 42.5 European 2016-01-15
shares of
USD 0.01
par value
Common Call Option Purchased 10.0000 55 European 2016-01-15
shares of
USD 0.01
par value
Common Put Option Purchased 10.0000 42.5 European 2015-01-17
shares of
USD 0.01
par value
Common Call Option Purchased 10.0000 45 European 2015-01-17
shares of
USD 0.01
par value
Common Call Option Purchased 10.0000 55 European 2014-07-19
shares of
USD 0.01
par value
Common Call Option Purchased 10.0000 47.5 European 2014-08-16
shares of
USD 0.01
par value
Common Call Option Purchased 10.0000 50 European 2014-08-16
shares of
USD 0.01
par value
Common Call Option Purchased 10.0000 50 European 2014-08-16
shares of
USD 0.01
par value
Common Call Option Purchased 10.0000 60 European 2014-08-16
shares of
USD 0.01
par value
Common Put Option Purchased 10.0000 60 European 2014-08-16
shares of
USD 0.01
par value
Common Put Option Purchased 10.0000 50 European 2014-11-22
shares of
USD 0.01
par value
Common Call Option Purchased 10.0000 57.5 European 2014-11-22
shares of
USD 0.01
par value
Common Put Option Purchased 9.0000 30 European 2016-01-15
shares of
USD 0.01
par value
Common Call Option Purchased 9.0000 60 European 2014-08-16
shares of
USD 0.01
par value
Common Put Option Purchased 8.0000 32.5 European 2016-01-15
shares of
USD 0.01
par value
Common Put Option Purchased 8.0000 37.5 European 2016-01-15
shares of
USD 0.01
par value
Common Call Option Purchased 8.0000 70 European 2016-01-15
shares of
USD 0.01
par value
Common Put Option Purchased 8.0000 37.5 European 2015-01-17
shares of
USD 0.01
par value
Common Put Option Purchased 8.0000 40 European 2014-08-16
shares of
USD 0.01
par value
Common Call Option Purchased 8.0000 47.5 European 2014-08-16
shares of
USD 0.01
par value
Common Put Option Purchased 8.0000 47.5 European 2014-08-16
shares of
USD 0.01
par value
Common Put Option Purchased 8.0000 47.5 European 2014-08-16
shares of
USD 0.01
par value
Common Call Option Purchased 8.0000 50 European 2014-08-16
shares of
USD 0.01
par value
Common Put Option Purchased 8.0000 50 European 2014-08-16
shares of
USD 0.01
par value
Common Put Option Purchased 8.0000 55 European 2014-08-16
shares of
USD 0.01
par value
Common Call Option Purchased 7.0000 47.5 European 2015-01-17
shares of
USD 0.01
par value
Common Put Option Purchased 7.0000 50 European 2015-01-17
shares of
USD 0.01
par value
Common Put Option Purchased 7.0000 52.5 European 2014-07-19
shares of
USD 0.01
par value
Common Put Option Purchased 7.0000 45 European 2014-08-16
shares of
USD 0.01
par value
Common Put Option Purchased 7.0000 45 European 2014-08-16
shares of
USD 0.01
par value
Common Put Option Purchased 7.0000 47.5 European 2014-08-16
shares of
USD 0.01
par value
Common Put Option Purchased 7.0000 32.5 European 2014-11-22
shares of
USD 0.01
par value
Common Put Option Purchased 7.0000 40 European 2014-11-22
shares of
USD 0.01
par value
Common Call Option Purchased 7.0000 50 European 2014-11-22
shares of
USD 0.01
par value
Common Call Option Purchased 7.0000 50 European 2014-11-22
shares of
USD 0.01
par value
Common Put Option Purchased 6.0000 42.5 European 2016-01-15
shares of
USD 0.01
par value
Common Call Option Purchased 6.0000 65 European 2016-01-15
shares of
USD 0.01
par value
Common Call Option Purchased 6.0000 52.5 European 2015-01-17
shares of
USD 0.01
par value
Common Call Option Purchased 6.0000 57.5 European 2015-01-17
shares of
USD 0.01
par value
Common Put Option Purchased 6.0000 45 European 2014-08-16
shares of
USD 0.01
par value
Common Put Option Purchased 6.0000 45 European 2014-11-22
shares of
USD 0.01
par value
Common Put Option Purchased 6.0000 50 European 2014-11-22
shares of
USD 0.01
par value
Common Put Option Purchased 5.0000 40 European 2016-01-15
shares of
USD 0.01
par value
Common Call Option Purchased 5.0000 42.5 European 2016-01-15
shares of
USD 0.01
par value
Common Call Option Purchased 5.0000 47.5 European 2016-01-15
shares of
USD 0.01
par value
Common Put Option Purchased 5.0000 52.5 European 2016-01-15
shares of
USD 0.01
par value
Common Put Option Purchased 5.0000 32.5 European 2015-01-17
shares of
USD 0.01
par value
Common Put Option Purchased 5.0000 37.5 European 2015-01-17
shares of
USD 0.01
par value
Common Put Option Purchased 5.0000 42.5 European 2015-01-17
shares of
USD 0.01
par value
Common Call Option Purchased 5.0000 45 European 2015-01-17
shares of
USD 0.01
par value
Common Put Option Purchased 5.0000 55 European 2014-07-19
shares of
USD 0.01
par value
Common Call Option Purchased 5.0000 55 European 2014-08-16
shares of
USD 0.01
par value
Common Call Option Purchased 5.0000 60 European 2014-08-16
shares of
USD 0.01
par value
Common Call Option Purchased 5.0000 62.5 European 2014-08-16
shares of
USD 0.01
par value
Common Put Option Purchased 5.0000 42.5 European 2014-11-22
shares of
USD 0.01
par value
Common Put Option Purchased 4.0000 47.5 European 2016-01-15
shares of
USD 0.01
par value
Common Call Option Purchased 4.0000 60 European 2016-01-15
shares of
USD 0.01
par value
Common Put Option Purchased 4.0000 42.5 European 2015-01-17
shares of
USD 0.01
par value
Common Put Option Purchased 4.0000 45 European 2015-01-17
shares of
USD 0.01
par value
Common Put Option Purchased 4.0000 52.5 European 2015-01-17
shares of
USD 0.01
par value
Common Call Option Purchased 4.0000 57.5 European 2015-01-17
shares of
USD 0.01
par value
Common Call Option Purchased 4.0000 60 European 2015-02-20
shares of
USD 0.01
par value
Common Call Option Purchased 4.0000 45 European 2014-08-16
shares of
USD 0.01
par value
Common Call Option Purchased 4.0000 55 European 2014-08-16
shares of
USD 0.01
par value
Common Put Option Purchased 4.0000 55 European 2014-08-16
shares of
USD 0.01
par value
Common Put Option Purchased 4.0000 45 European 2014-11-22
shares of
USD 0.01
par value
Common Call Option Purchased 4.0000 60 European 2014-11-22
shares of
USD 0.01
par value
Common Call Option Purchased 4.0000 60 European 2014-11-22
shares of
USD 0.01
par value
Common Put Option Purchased 3.0000 32.5 European 2016-01-15
shares of
USD 0.01
par value
Common Put Option Purchased 3.0000 35 European 2016-01-15
shares of
USD 0.01
par value
Common Call Option Purchased 3.0000 40 European 2016-01-15
shares of
USD 0.01
par value
Common Put Option Purchased 3.0000 40 European 2016-01-15
shares of
USD 0.01
par value
Common Call Option Purchased 3.0000 42.5 European 2016-01-15
shares of
USD 0.01
par value
Common Call Option Purchased 3.0000 42.5 European 2016-01-15
shares of
USD 0.01
par value
Common Call Option Purchased 3.0000 45 European 2016-01-15
shares of
USD 0.01
par value
Common Call Option Purchased 3.0000 47.5 European 2016-01-15
shares of
USD 0.01
par value
Common Call Option Purchased 3.0000 57.5 European 2016-01-15
shares of
USD 0.01
par value
Common Put Option Purchased 3.0000 62.5 European 2016-01-15
shares of
USD 0.01
par value
Common Put Option Purchased 3.0000 70 European 2016-01-15
shares of
USD 0.01
par value
Common Call Option Purchased 3.0000 60 European 2015-01-17
shares of
USD 0.01
par value
Common Call Option Purchased 3.0000 55 European 2014-07-19
shares of
USD 0.01
par value
Common Call Option Purchased 3.0000 57.5 European 2014-07-19
shares of
USD 0.01
par value
Common Put Option Purchased 3.0000 32.5 European 2014-08-16
shares of
USD 0.01
par value
Common Put Option Purchased 3.0000 52.5 European 2014-08-16
shares of
USD 0.01
par value
Common Put Option Purchased 3.0000 55 European 2014-08-16
shares of
USD 0.01
par value
Common Put Option Purchased 3.0000 37.5 European 2014-11-22
shares of
USD 0.01
par value
Common Put Option Purchased 3.0000 47.5 European 2014-11-22
shares of
USD 0.01
par value
Common Call Option Purchased 3.0000 62.5 European 2014-11-22
shares of
USD 0.01
par value
Common Put Option Purchased 2.0000 37.5 European 2016-01-15
shares of
USD 0.01
par value
Common Put Option Purchased 2.0000 40 European 2016-01-15
shares of
USD 0.01
par value
Common Put Option Purchased 2.0000 40 European 2016-01-15
shares of
USD 0.01
par value
Common Put Option Purchased 2.0000 45 European 2016-01-15
shares of
USD 0.01
par value
Common Put Option Purchased 2.0000 52.5 European 2016-01-15
shares of
USD 0.01
par value
Common Put Option Purchased 2.0000 55 European 2016-01-15
shares of
USD 0.01
par value
Common Put Option Purchased 2.0000 57.5 European 2016-01-15
shares of
USD 0.01
par value
Common Call Option Purchased 2.0000 62.5 European 2016-01-15
shares of
USD 0.01
par value
Common Put Option Purchased 2.0000 32.5 European 2015-01-17
shares of
USD 0.01
par value
Common Call Option Purchased 2.0000 40 European 2015-01-17
shares of
USD 0.01
par value
Common Put Option Purchased 2.0000 40 European 2015-01-17
shares of
USD 0.01
par value
Common Put Option Purchased 2.0000 50 European 2015-01-17
shares of
USD 0.01
par value
Common Call Option Purchased 2.0000 52.5 European 2015-01-17
shares of
USD 0.01
par value
Common Call Option Purchased 2.0000 55 European 2015-01-17
shares of
USD 0.01
par value
Common Call Option Purchased 2.0000 60 European 2015-01-17
shares of
USD 0.01
par value
Common Call Option Purchased 2.0000 65 European 2015-01-17
shares of
USD 0.01
par value
Common Call Option Purchased 2.0000 52.5 European 2014-07-19
shares of
USD 0.01
par value
Common Put Option Purchased 2.0000 37.5 European 2014-08-16
shares of
USD 0.01
par value
Common Call Option Purchased 2.0000 45 European 2014-08-16
shares of
USD 0.01
par value
Common Put Option Purchased 2.0000 45 European 2014-08-16
shares of
USD 0.01
par value
Common Call Option Purchased 2.0000 47.5 European 2014-08-16
shares of
USD 0.01
par value
Common Call Option Purchased 2.0000 50 European 2014-08-16
shares of
USD 0.01
par value
Common Call Option Purchased 2.0000 50 European 2014-08-16
shares of
USD 0.01
par value
Common Call Option Purchased 2.0000 32.5 European 2014-11-22
shares of
USD 0.01
par value
Common Put Option Purchased 2.0000 52.5 European 2014-11-22
shares of
USD 0.01
par value
Common Put Option Purchased 2.0000 52.5 European 2014-11-22
shares of
USD 0.01
par value
Common Call Option Purchased 2.0000 57.5 European 2014-11-22
shares of
USD 0.01
par value
Common Call Option Purchased 2.0000 62.5 European 2014-11-22
shares of
USD 0.01
par value
Common Call Option Purchased 1.0000 42.5 European 2016-01-15
shares of
USD 0.01
par value
Common Call Option Purchased 1.0000 42.5 European 2016-01-15
shares of
USD 0.01
par value
Common Put Option Purchased 1.0000 42.5 European 2016-01-15
shares of
USD 0.01
par value
Common Call Option Purchased 1.0000 47.5 European 2016-01-15
shares of
USD 0.01
par value
Common Put Option Purchased 1.0000 47.5 European 2016-01-15
shares of
USD 0.01
par value
Common Put Option Purchased 1.0000 55 European 2016-01-15
shares of
USD 0.01
par value
Common Put Option Purchased 1.0000 57.5 European 2016-01-15
shares of
USD 0.01
par value
Common Put Option Purchased 1.0000 60 European 2016-01-15
shares of
USD 0.01
par value
Common Call Option Purchased 1.0000 42.5 European 2015-01-17
shares of
USD 0.01
par value
Common Put Option Purchased 1.0000 42.5 European 2015-01-17
shares of
USD 0.01
par value
Common Put Option Purchased 1.0000 45 European 2015-01-17
shares of
USD 0.01
par value
Common Call Option Purchased 1.0000 47.5 European 2015-01-17
shares of
USD 0.01
par value
Common Call Option Purchased 1.0000 50 European 2015-01-17
shares of
USD 0.01
par value
Common Put Option Purchased 1.0000 52.5 European 2015-01-17
shares of
USD 0.01
par value
Common Put Option Purchased 1.0000 60 European 2015-01-17
shares of
USD 0.01
par value
Common Call Option Purchased 1.0000 62.5 European 2015-01-17
shares of
USD 0.01
par value
Common Call Option Purchased 1.0000 62.5 European 2015-01-17
shares of
USD 0.01
par value
Common Call Option Purchased 1.0000 50 European 2014-07-19
shares of
USD 0.01
par value
Common Put Option Purchased 1.0000 50 European 2014-07-19
shares of
USD 0.01
par value
Common Put Option Purchased 1.0000 52.5 European 2014-07-19
shares of
USD 0.01
par value
Common Put Option Purchased 1.0000 37.5 European 2014-08-16
shares of
USD 0.01
par value
Common Put Option Purchased 1.0000 40 European 2014-08-16
shares of
USD 0.01
par value
Common Put Option Purchased 1.0000 45 European 2014-08-16
shares of
USD 0.01
par value
Common Call Option Purchased 1.0000 47.5 European 2014-08-16
shares of
USD 0.01
par value
Common Call Option Purchased 1.0000 50 European 2014-08-16
shares of
USD 0.01
par value
Common Put Option Purchased 1.0000 52.5 European 2014-08-16
shares of
USD 0.01
par value
Common Put Option Purchased 1.0000 55 European 2014-08-16
shares of
USD 0.01
par value
Common Call Option Purchased 1.0000 57.5 European 2014-08-16
shares of
USD 0.01
par value
Common Call Option Purchased 1.0000 60 European 2014-08-16
shares of
USD 0.01
par value
Common Call Option Purchased 1.0000 62.5 European 2014-08-16
shares of
USD 0.01
par value
Common Call Option Purchased 1.0000 65 European 2014-08-16
shares of
USD 0.01
par value
Common Call Option Purchased 1.0000 65 European 2014-08-16
shares of
USD 0.01
par value
Common Put Option Purchased 1.0000 42.5 European 2014-11-22
shares of
USD 0.01
par value
Common Put Option Purchased 1.0000 47.5 European 2014-11-22
shares of
USD 0.01
par value
Common Put Option Purchased 1.0000 47.5 European 2014-11-22
shares of
USD 0.01
par value
Common Put Option Purchased 1.0000 47.5 European 2014-11-22
shares of
USD 0.01
par value
Common Call Option Purchased 1.0000 50 European 2014-11-22
shares of
USD 0.01
par value
Common Put Option Purchased 1.0000 50 European 2014-11-22
shares of
USD 0.01
par value
Common Put Option Purchased 1.0000 50 European 2014-11-22
shares of
USD 0.01
par value
Common Put Option Purchased 1.0000 52.5 European 2014-11-22
shares of
USD 0.01
par value
Common Put Option Purchased 1.0000 52.5 European 2014-11-22
shares of
USD 0.01
par value
Common Call Option Purchased 1.0000 55 European 2014-11-22
shares of
USD 0.01
par value
Common Call Option Purchased 1.0000 57.5 European 2014-11-22
shares of
USD 0.01
par value
Common Call Option Purchased 1.0000 62.5 European 2014-11-22
shares of
USD 0.01
par value
Common Call Option Written -1.0000 32.5 European 2016-01-15
shares of
USD 0.01
par value
Common Put Option Written -1.0000 35 European 2016-01-15
shares of
USD 0.01
par value
Common Put Option Written -1.0000 37.5 European 2016-01-15
shares of
USD 0.01
par value
Common Call Option Written -1.0000 40 European 2016-01-15
shares of
USD 0.01
par value
Common Call Option Written -1.0000 45 European 2016-01-15
shares of
USD 0.01
par value
Common Call Option Written -1.0000 47.5 European 2016-01-15
shares of
USD 0.01
par value
Common Put Option Written -1.0000 47.5 European 2016-01-15
shares of
USD 0.01
par value
Common Put Option Written -1.0000 47.5 European 2016-01-15
shares of
USD 0.01
par value
Common Call Option Written -1.0000 50 European 2016-01-15
shares of
USD 0.01
par value
Common Put Option Written -1.0000 50 European 2016-01-15
shares of
USD 0.01
par value
Common Put Option Written -1.0000 50 European 2016-01-15
shares of
USD 0.01
par value
Common Put Option Written -1.0000 55 European 2016-01-15
shares of
USD 0.01
par value
Common Call Option Written -1.0000 57.5 European 2016-01-15
shares of
USD 0.01
par value
Common Put Option Written -1.0000 57.5 European 2016-01-15
shares of
USD 0.01
par value
Common Put Option Written -1.0000 57.5 European 2016-01-15
shares of
USD 0.01
par value
Common Put Option Written -1.0000 57.5 European 2016-01-15
shares of
USD 0.01
par value
Common Call Option Written -1.0000 60 European 2016-01-15
shares of
USD 0.01
par value
Common Call Option Written -1.0000 62.5 European 2016-01-15
shares of
USD 0.01
par value
Common Call Option Written -1.0000 62.5 European 2016-01-15
shares of
USD 0.01
par value
Common Put Option Written -1.0000 22.5 European 2015-01-17
shares of
USD 0.01
par value
Common Put Option Written -1.0000 40 European 2015-01-17
shares of
USD 0.01
par value
Common Put Option Written -1.0000 40 European 2015-01-17
shares of
USD 0.01
par value
Common Put Option Written -1.0000 40 European 2015-01-17
shares of
USD 0.01
par value
Common Put Option Written -1.0000 50 European 2015-01-17
shares of
USD 0.01
par value
Common Put Option Written -1.0000 52.5 European 2015-01-17
shares of
USD 0.01
par value
Common Put Option Written -1.0000 52.5 European 2015-01-17
shares of
USD 0.01
par value
Common Put Option Written -1.0000 55 European 2015-01-17
shares of
USD 0.01
par value
Common Put Option Written -1.0000 55 European 2015-01-17
shares of
USD 0.01
par value
Common Put Option Written -1.0000 57.5 European 2015-01-17
shares of
USD 0.01
par value
Common Call Option Written -1.0000 60 European 2015-01-17
shares of
USD 0.01
par value
Common Put Option Written -1.0000 60 European 2015-01-17
shares of
USD 0.01
par value
Common Put Option Written -1.0000 60 European 2015-01-17
shares of
USD 0.01
par value
Common Put Option Written -1.0000 60 European 2015-01-17
shares of
USD 0.01
par value
Common Call Option Written -1.0000 62.5 European 2015-01-17
shares of
USD 0.01
par value
Common Call Option Written -1.0000 65 European 2015-01-17
shares of
USD 0.01
par value
Common Call Option Written -1.0000 70 European 2015-01-17
shares of
USD 0.01
par value
Common Call Option Written -1.0000 47.5 European 2014-08-16
shares of
USD 0.01
par value
Common Call Option Written -2.0000 37.5 European 2016-01-15
shares of
USD 0.01
par value
Common Put Option Written -2.0000 37.5 European 2016-01-15
shares of
USD 0.01
par value
Common Call Option Written -2.0000 52.5 European 2016-01-15
shares of
USD 0.01
par value
Common Put Option Written -2.0000 30 European 2015-01-17
shares of
USD 0.01
par value
Common Put Option Written -2.0000 32.5 European 2015-01-17
shares of
USD 0.01
par value
Common Call Option Written -2.0000 52.5 European 2015-01-17
shares of
USD 0.01
par value
Common Call Option Written -2.0000 55 European 2015-01-17
shares of
USD 0.01
par value
Common Put Option Written -2.0000 55 European 2015-01-17
shares of
USD 0.01
par value
Common Call Option Written -2.0000 57.5 European 2015-01-17
shares of
USD 0.01
par value
Common Call Option Written -2.0000 60 European 2015-01-17
shares of
USD 0.01
par value
Common Put Option Written -2.0000 45 European 2014-08-16
shares of
USD 0.01
par value
Common Call Option Written -2.0000 57.5 European 2014-08-16
shares of
USD 0.01
par value
Common Put Option Written -2.0000 50 European 2014-11-22
shares of
USD 0.01
par value
Common Call Option Written -3.0000 55 European 2016-01-15
shares of
USD 0.01
par value
Common Call Option Written -3.0000 65 European 2016-01-15
shares of
USD 0.01
par value
Common Put Option Written -3.0000 22.5 European 2015-01-17
shares of
USD 0.01
par value
Common Call Option Written -3.0000 40 European 2015-01-17
shares of
USD 0.01
par value
Common Put Option Written -3.0000 50 European 2015-01-17
shares of
USD 0.01
par value
Common Call Option Written -3.0000 55 European 2015-01-17
shares of
USD 0.01
par value
Common Call Option Written -3.0000 55 European 2015-01-17
shares of
USD 0.01
par value
Common Call Option Written -3.0000 57.5 European 2015-01-17
shares of
USD 0.01
par value
Common Call Option Written -3.0000 60 European 2015-01-17
shares of
USD 0.01
par value
Common Put Option Written -3.0000 42.5 European 2014-08-16
shares of
USD 0.01
par value
Common Put Option Written -3.0000 47.5 European 2014-08-16
shares of
USD 0.01
par value
Common Call Option Written -3.0000 50 European 2014-08-16
shares of
USD 0.01
par value
Common Call Option Written -3.0000 52.5 European 2014-11-22
shares of
USD 0.01
par value
Common Call Option Written -3.0000 55 European 2014-11-22
shares of
USD 0.01
par value
Common Put Option Written -4.0000 37.5 European 2016-01-15
shares of
USD 0.01
par value
Common Put Option Written -4.0000 42.5 European 2016-01-15
shares of
USD 0.01
par value
Common Call Option Written -4.0000 42.5 European 2015-01-17
shares of
USD 0.01
par value
Common Put Option Written -4.0000 47.5 European 2015-01-17
shares of
USD 0.01
par value
Common Call Option Written -4.0000 50 European 2015-01-17
shares of
USD 0.01
par value
Common Put Option Written -4.0000 52.5 European 2015-01-17
shares of
USD 0.01
par value
Common Call Option Written -4.0000 57.5 European 2014-07-19
shares of
USD 0.01
par value
Common Call Option Written -4.0000 40 European 2014-11-22
shares of
USD 0.01
par value
Common Put Option Written -5.0000 35 European 2016-01-15
shares of
USD 0.01
par value
Common Call Option Written -5.0000 47.5 European 2016-01-15
shares of
USD 0.01
par value
Common Call Option Written -5.0000 57.5 European 2016-01-15
shares of
USD 0.01
par value
Common Put Option Written -5.0000 40 European 2015-01-17
shares of
USD 0.01
par value
Common Call Option Written -5.0000 55 European 2015-01-17
shares of
USD 0.01
par value
Common Call Option Written -5.0000 70 European 2015-01-17
shares of
USD 0.01
par value
Common Call Option Written -5.0000 45 European 2014-08-16
shares of
USD 0.01
par value
Common Call Option Written -5.0000 45 European 2014-08-16
shares of
USD 0.01
par value
Common Call Option Written -5.0000 52.5 European 2014-08-16
shares of
USD 0.01
par value
Common Call Option Written -5.0000 52.5 European 2014-08-16
shares of
USD 0.01
par value
Common Call Option Written -6.0000 47.5 European 2016-01-15
shares of
USD 0.01
par value
Common Call Option Written -6.0000 60 European 2016-01-15
shares of
USD 0.01
par value
Common Call Option Written -6.0000 47.5 European 2015-01-17
shares of
USD 0.01
par value
Common Put Option Written -6.0000 50 European 2014-07-19
shares of
USD 0.01
par value
Common Put Option Written -7.0000 25 European 2016-01-15
shares of
USD 0.01
par value
Common Call Option Written -7.0000 35 European 2016-01-15
shares of
USD 0.01
par value
Common Put Option Written -7.0000 37.5 European 2015-01-17
shares of
USD 0.01
par value
Common Put Option Written -7.0000 47.5 European 2015-01-17
shares of
USD 0.01
par value
Common Call Option Written -7.0000 52.5 European 2015-01-17
shares of
USD 0.01
par value
Common Call Option Written -7.0000 55 European 2015-01-17
shares of
USD 0.01
par value
Common Put Option Written -7.0000 55 European 2015-01-17
shares of
USD 0.01
par value
Common Call Option Written -7.0000 65 European 2015-01-17
shares of
USD 0.01
par value
Common Put Option Written -7.0000 65 European 2015-01-17
shares of
USD 0.01
par value
Common Call Option Written -7.0000 52.5 European 2014-08-16
shares of
USD 0.01
par value
Common Put Option Written -7.0000 52.5 European 2014-08-16
shares of
USD 0.01
par value
Common Put Option Written -7.0000 57.5 European 2014-08-16
shares of
USD 0.01
par value
Common Put Option Written -8.0000 52.5 European 2016-01-15
shares of
USD 0.01
par value
Common Call Option Written -8.0000 55 European 2016-01-15
shares of
USD 0.01
par value
Common Call Option Written -8.0000 75 European 2016-01-15
shares of
USD 0.01
par value
Common Put Option Written -8.0000 22.5 European 2015-01-17
shares of
USD 0.01
par value
Common Put Option Written -8.0000 30 European 2015-01-17
shares of
USD 0.01
par value
Common Put Option Written -8.0000 35 European 2015-01-17
shares of
USD 0.01
par value
Common Call Option Written -8.0000 45 European 2015-01-17
shares of
USD 0.01
par value
Common Put Option Written -8.0000 52.5 European 2015-01-17
shares of
USD 0.01
par value
Common Put Option Written -8.0000 65 European 2015-01-17
shares of
USD 0.01
par value
Common Put Option Written -8.0000 65 European 2015-01-17
shares of
USD 0.01
par value
Common Put Option Written -9.0000 40 European 2016-01-15
shares of
USD 0.01
par value
Common Call Option Written -9.0000 37.5 European 2015-01-17
shares of
USD 0.01
par value
Common Call Option Written -9.0000 47.5 European 2015-01-17
shares of
USD 0.01
par value
Common Put Option Written -9.0000 47.5 European 2015-01-17
shares of
USD 0.01
par value
Common Put Option Written -9.0000 50 European 2015-01-17
shares of
USD 0.01
par value
Common Call Option Written -9.0000 55 European 2014-07-19
shares of
USD 0.01
par value
Common Call Option Written -10.0000 35 European 2016-01-15
shares of
USD 0.01
par value
Common Call Option Written -10.0000 50 European 2016-01-15
shares of
USD 0.01
par value
Common Call Option Written -10.0000 52.5 European 2016-01-15
shares of
USD 0.01
par value
Common Put Option Written -10.0000 37.5 European 2015-01-17
shares of
USD 0.01
par value
Common Call Option Written -10.0000 42.5 European 2015-01-17
shares of
USD 0.01
par value
Common Call Option Written -10.0000 50 European 2015-01-17
shares of
USD 0.01
par value
Common Put Option Written -10.0000 50 European 2014-07-19
shares of
USD 0.01
par value
Common Put Option Written -10.0000 35 European 2014-08-16
shares of
USD 0.01
par value
Common Call Option Written -10.0000 52.5 European 2014-08-16
shares of
USD 0.01
par value
Common Put Option Written -10.0000 47.5 European 2014-11-22
shares of
USD 0.01
par value
Common Call Option Written -11.0000 60 European 2016-01-15
shares of
USD 0.01
par value
Common Put Option Written -11.0000 40 European 2015-01-17
shares of
USD 0.01
par value
Common Call Option Written -11.0000 50 European 2015-01-17
shares of
USD 0.01
par value
Common Call Option Written -11.0000 60 European 2015-01-17
shares of
USD 0.01
par value
Common Call Option Written -11.0000 45 European 2014-08-16
shares of
USD 0.01
par value
Common Call Option Written -11.0000 57.5 European 2014-08-16
shares of
USD 0.01
par value
Common Call Option Written -12.0000 55 European 2016-01-15
shares of
USD 0.01
par value
Common Call Option Written -12.0000 35 European 2015-01-17
shares of
USD 0.01
par value
Common Put Option Written -12.0000 37.5 European 2015-01-17
shares of
USD 0.01
par value
Common Call Option Written -12.0000 52.5 European 2015-01-17
shares of
USD 0.01
par value
Common Put Option Written -12.0000 55 European 2015-01-17
shares of
USD 0.01
par value
Common Call Option Written -12.0000 52.5 European 2014-11-22
shares of
USD 0.01
par value
Common Call Option Written -13.0000 65 European 2016-01-15
shares of
USD 0.01
par value
Common Put Option Written -13.0000 40 European 2015-01-17
shares of
USD 0.01
par value
Common Put Option Written -13.0000 50 European 2014-08-16
shares of
USD 0.01
par value
Common Call Option Written -14.0000 45 European 2015-01-17
shares of
USD 0.01
par value
Common Call Option Written -14.0000 50 European 2015-01-17
shares of
USD 0.01
par value
Common Put Option Written -14.0000 42.5 European 2014-11-22
shares of
USD 0.01
par value
Common Put Option Written -15.0000 47.5 European 2015-01-17
shares of
USD 0.01
par value
Common Call Option Written -15.0000 52.5 European 2015-01-17
shares of
USD 0.01
par value
Common Put Option Written -16.0000 47.5 European 2016-01-15
shares of
USD 0.01
par value
Common Call Option Written -16.0000 52.5 European 2016-01-15
shares of
USD 0.01
par value
Common Call Option Written -16.0000 60 European 2016-01-15
shares of
USD 0.01
par value
Common Call Option Written -16.0000 75 European 2016-01-15
shares of
USD 0.01
par value
Common Call Option Written -16.0000 50 European 2015-01-17
shares of
USD 0.01
par value
Common Call Option Written -17.0000 40 European 2015-01-17
shares of
USD 0.01
par value
Common Call Option Written -17.0000 47.5 European 2015-01-17
shares of
USD 0.01
par value
Common Put Option Written -17.0000 50 European 2015-01-17
shares of
USD 0.01
par value
Common Call Option Written -17.0000 57.5 European 2014-08-16
shares of
USD 0.01
par value
Common Call Option Written -18.0000 50 European 2016-01-15
shares of
USD 0.01
par value
Common Call Option Written -18.0000 52.5 European 2016-01-15
shares of
USD 0.01
par value
Common Put Option Written -18.0000 30 European 2015-01-17
shares of
USD 0.01
par value
Common Call Option Written -18.0000 55 European 2015-01-17
shares of
USD 0.01
par value
Common Call Option Written -18.0000 52.5 European 2014-08-16
shares of
USD 0.01
par value
Common Put Option Written -19.0000 35 European 2016-01-15
shares of
USD 0.01
par value
Common Call Option Written -19.0000 60 European 2016-01-15
shares of
USD 0.01
par value
Common Call Option Written -19.0000 52.5 European 2015-01-17
shares of
USD 0.01
par value
Common Call Option Written -19.0000 70 European 2015-01-17
shares of
USD 0.01
par value
Common Call Option Written -19.0000 57.5 European 2014-08-16
shares of
USD 0.01
par value
Common Put Option Written -20.0000 32.5 European 2016-01-15
shares of
USD 0.01
par value
Common Call Option Written -20.0000 40 European 2016-01-15
shares of
USD 0.01
par value
Common Put Option Written -20.0000 35 European 2015-01-17
shares of
USD 0.01
par value
Common Put Option Written -21.0000 47.5 European 2014-11-22
shares of
USD 0.01
par value
Common Call Option Written -22.0000 52.5 European 2014-11-22
shares of
USD 0.01
par value
Common Put Option Written -24.0000 55 European 2015-01-17
shares of
USD 0.01
par value
Common Put Option Written -26.0000 50 European 2016-01-15
shares of
USD 0.01
par value
Common Call Option Written -26.0000 42.5 European 2015-01-17
shares of
USD 0.01
par value
Common Call Option Written -28.0000 65 European 2016-01-15
shares of
USD 0.01
par value
Common Put Option Written -30.0000 30 European 2015-01-17
shares of
USD 0.01
par value
Common Put Option Written -31.0000 30 European 2016-01-15
shares of
USD 0.01
par value
Common Call Option Written -32.0000 52.5 European 2014-11-22
shares of
USD 0.01
par value
Common Call Option Written -33.0000 60 European 2016-01-15
shares of
USD 0.01
par value
Common Call Option Written -34.0000 40 European 2016-01-15
shares of
USD 0.01
par value
Common Call Option Written -34.0000 60 European 2016-01-15
shares of
USD 0.01
par value
Common Put Option Written -38.0000 45 European 2014-11-22
shares of
USD 0.01
par value
Common Call Option Written -41.0000 65 European 2015-01-17
shares of
USD 0.01
par value
Common Put Option Written -44.0000 45 European 2014-11-22
shares of
USD 0.01
par value
Common Call Option Written -45.0000 52.5 European 2014-08-16
shares of
USD 0.01
par value
Common Call Option Written -48.0000 40 European 2016-01-15
shares of
USD 0.01
par value
Common Call Option Written -53.0000 45 European 2014-08-16
shares of
USD 0.01
par value
Common Call Option Written -58.0000 57.5 European 2014-08-16
shares of
USD 0.01
par value
Common Call Option Written -58.0000 57.5 European 2014-08-16
shares of
USD 0.01
par value
Common Put Option Written -60.0000 22.5 European 2015-01-17
shares of
USD 0.01
par value
Common Call Option Written -72.0000 65 European 2015-01-17
shares of
USD 0.01
par value
Common Call Option Written -87.0000 55 European 2015-01-17
shares of
USD 0.01
par value
Common Put Option Written -100.0000 52.5 European 2014-11-22
shares of
USD 0.01
par value
Common Call Option Written -104.0000 70 European 2016-01-15
shares of
USD 0.01
par value
Common Call Option Written -107.0000 52.5 European 2015-01-17
shares of
USD 0.01
par value
Common Put Option Written -114.0000 45 European 2015-01-17
shares of
USD 0.01
par value
Common Put Option Written -123.0000 32.5 European 2016-01-15
shares of
USD 0.01
par value
Common Call Option Written -151.0000 52.5 European 2014-11-22
shares of
USD 0.01
par value
Common Call Option Written -168.0000 57.5 European 2014-07-19
shares of
USD 0.01
par value
Common Call Option Written -388.0000 55 European 2014-08-16
shares of
USD 0.01
par value
Common Put Option Written -498.0000 32.5 European 2014-08-16
shares of
USD 0.01
par value
3. AGREEMENTS TO PURCHASE OR SELL ETC.
Full details should be given so that the nature of the interest or position can
be fully understood:
None
It is not necessary to provide details on a Supplemental Form (Open Positions)
with regard to contracts for differences ("CFDs") or spread bets.
The currency of all prices and other monetary amounts should be stated.
The Panel's Market Surveillance Unit is available for consultation in relation
to the Code's dealing disclosure requirements on +44 (0)20 7638 0129.
The Code can be viewed on the Panel's website at www.thetakeoverpanel.org.uk .
SUPPLEMENTAL FORM 8 (SBL)
DETAILS OF SECURITIES BORROWING AND LENDING AND
FINANCIAL COLLATERAL ARRANGEMENTS BY
PARTIES TO AN OFFER AND PERSONS ACTING IN CONCERT
Note 5(l) on Rule 8 of the Takeover Code (the "Code")
1. KEY INFORMATION
Identity of person whose positions/transactions (GS) GOLDMAN SACHS FINANCIAL
are being disclosed: MARKETS, L.P.
Name of offeror/offeree in relation to whose ABBVIE INC
relevant securities this form relates:
2. SECURITIES BORROWING AND LENDING/FINANCIAL COLLATERAL POSITIONS
Class of relevant security: Common shares of USD 0.01 par
value
Number %
Securities borrowed: 0 0.00
Securities lent (including securities subject 5,192 0.00
to a security financial collateral arrangement
with right of use or a title transfer
collateral arrangement):
Details of borrowed relevant securities which have been either on-lent or sold
do not need to be disclosed.
3. SECURITIES BORROWING AND LENDING/FINANCIAL COLLATERAL TRANSACTIONS
Class of relevant Nature of transaction Number of
security securities
e.g. securities lending/borrowing, delivery/
receipt of recalled securities, entering
into financial collateral arrangement with
right of use, entering into title transfer
collateral arrangement etc.
The Panel's Market Surveillance Unit is available for consultation in relation
to the Code's dealing disclosure requirements on +44 (0)20 7638 0129.
The Code can be viewed on the Panel's website at www.thetakeoverpanel.org.uk .
SUPPLEMENTAL FORM 8 (OPEN POSITIONS)
DETAILS OF OPEN OPTION AND DERIVATIVE POSITIONS, AGREEMENT TO
PURCHASE OR SELL ETC.
Note 5(i) on Rule 8 of the Takeover Code (the "Code")
1. KEY INFORMATION
Identity of the person whose open positions are (GS) GOLDMAN SACHS FINANCIAL
being disclosed: MARKETS, L.P.
Name of offeror/offeree in relation to whose ABBVIE INC
relevant securities disclosure relates:
2. OPTIONS AND DERIVATIVES
Class of Product Written or Number of Exercise Type Expiry
relevant description purchased securities price per date
security e.g. call to which unit e.g.
option option or American,
derivative European
relates etc.
Common Call Option Sold 5161.6207 2.4615 USD EURO 02/02/
shares of 2015
USD 0.01
par value
3. AGREEMENTS TO PURCHASE OR SELL
Full details should be given so that the nature of the interest or position can
be fully understood:
It is not necessary to provide details on a Supplement form (Open Positions)
with regard to contracts for differences ("CFD") or spread bets
The currency of all pieces and other monetary amounts should be stated.
The Panel's Market Surveillance Unit is available for consultation in relation
to the Code's dealing disclosure requirements on +44 (0)20 7638 0129.
The Code can be viewed on the Panel's website at www.thetakeoverpanel.org.uk .
SUPPLEMENTAL FORM 8 (OPEN POSITIONS)
DETAILS OF OPEN OPTION AND DERIVATIVE POSITIONS, AGREEMENT TO
PURCHASE OR SELL ETC.
Note 5(i) on Rule 8 of the Takeover Code (the "Code")
1. KEY INFORMATION
Identity of the person whose open positions are (GS) GOLDMAN, SACHS & CO.
being disclosed:
Name of offeror/offeree in relation to whose ABBVIE INC
relevant securities disclosure relates:
2. OPTIONS AND DERIVATIVES
Class of Product Written or Number of Exercise Type Expiry
relevant description purchased securities price per date
security e.g. call to which unit e.g.
option option or American,
derivative European
relates etc.
Common Call Option Sold 100 72.5000 USD AMER 17/01/
shares of ^ 2015
USD 0.01
par value
Common Call Option Sold 400 67.5000 USD AMER 17/01/
shares of ^ 2015
USD 0.01
par value
Common Call Option Sold 410.2977 2.4615 USD EURO 02/02/
shares of 2015
USD 0.01
par value
Common Call Option Purchased 487.2981 2.4615 USD EURO 02/02/
shares of 2015
USD 0.01
par value
Common Call Option Sold 531.4616 2.4615 USD EURO 02/02/
shares of 2015
USD 0.01
par value
Common Call Option Sold 582.7456 2.4615 USD EURO 02/02/
shares of 2015
USD 0.01
par value
Common Call Option Purchased 584.9566 2.4615 USD EURO 02/02/
shares of 2015
USD 0.01
par value
Common Call Option Sold 600.0984 2.4615 USD EURO 02/02/
shares of 2015
USD 0.01
par value
Common Call Option Purchased 607.5758 2.4615 USD EURO 02/02/
shares of 2015
USD 0.01
par value
Common Call Option Sold 650.89 2.4615 USD EURO 02/02/
shares of 2015
USD 0.01
par value
Common Call Option Purchased 750.2438 2.4615 USD EURO 02/02/
shares of 2015
USD 0.01
par value
Common Call Option Purchased 777.1216 2.4615 USD EURO 02/02/
shares of 2015
USD 0.01
par value
Common Call Option Purchased 799.8104 2.4615 USD EURO 02/02/
shares of 2015
USD 0.01
par value
Common Call Option Purchased 906.9846 2.4615 USD EURO 02/02/
shares of 2015
USD 0.01
par value
Common Call Option Sold 982.6472 2.4615 USD EURO 02/02/
shares of 2015
USD 0.01
par value
Common Call Option Purchased 1,010.613 2.4615 USD EURO 02/02/
shares of 2015
USD 0.01
par value
Common Call Option Purchased 1,212.763 2.4615 USD EURO 02/02/
shares of 2015
USD 0.01
par value
Common Call Option Sold 1,236.6736 2.4615 USD EURO 02/02/
shares of 2015
USD 0.01
par value
Common Call Option Sold 1,400 75.0000 USD AMER 17/01/
shares of ^ 2015
USD 0.01
par value
Common Call Option Sold 2,200 90.0000 USD AMER 17/01/
shares of ^ 2015
USD 0.01
par value
Common Call Option Sold 2,300 77.5000 USD AMER 17/01/
shares of ^ 2015
USD 0.01
par value
Common Call Option Sold 2,800 95.0000 USD AMER 17/01/
shares of ^ 2015
USD 0.01
par value
Common Call Option Purchased 2,831.6361 2.4615 USD EURO 02/02/
shares of 2015
USD 0.01
par value
Common Call Option Sold 3,400 80.0000 USD AMER 17/01/
shares of ^ 2015
USD 0.01
par value
Common Call Option Sold 3,500 85.0000 USD AMER 17/01/
shares of ^ 2015
USD 0.01
par value
Common Call Option Purchased 5,161.6207 2.4615 USD EURO 02/02/
shares of 2015
USD 0.01
par value
Common Call Option Sold 7,184.3795 2.4615 USD EURO 02/02/
shares of 2015
USD 0.01
par value
Common Call Option Purchased 7,206.8854 2.4615 USD EURO 02/02/
shares of 2015
USD 0.01
par value
Common Call Option Purchased 8,600 70.0000 USD AMER 17/01/
shares of ^ 2015
USD 0.01
par value
Common Call Option Sold 8,700 55.0000 USD AMER 16/08/
shares of 2014
USD 0.01
par value
Common Call Option Sold 10,500 56.0000 USD EURO 12/11/
shares of 2014
USD 0.01
par value
Common Call Option Purchased 11,200 60.0000 USD AMER 17/01/
shares of 2015
USD 0.01
par value
Common Call Option Sold 13,000 52.5000 USD EURO 07/08/
shares of 2014
USD 0.01
par value
Common Call Option Sold 13,100 53.0000 USD EURO 27/08/
shares of 2014
USD 0.01
par value
Common Call Option Sold 15,700 54.7500 USD EURO 23/09/
shares of 2014
USD 0.01
par value
Common Call Option Sold 17,424.9228 2.4615 USD EURO 02/02/
shares of 2015
USD 0.01
par value
Common Call Option Sold 33,700 52.5000 USD EURO 07/08/
shares of 2014
USD 0.01
par value
Common Call Option Sold 33,700 53.0000 USD EURO 27/08/
shares of 2014
USD 0.01
par value
Common Call Option Sold 36,900 52.5000 USD EURO 07/08/
shares of 2014
USD 0.01
par value
Common Call Option Sold 37,000 53.0000 USD EURO 27/08/
shares of 2014
USD 0.01
par value
Common Call Option Sold 38,000 56.0000 USD EURO 12/11/
shares of 2014
USD 0.01
par value
Common Call Option Purchased 41,400 65.0000 USD AMER 17/01/
shares of 2015
USD 0.01
par value
Common Call Option Sold 46,400 54.7500 USD EURO 23/09/
shares of 2014
USD 0.01
par value
Common Call Option Sold 58,100 51.5000 USD EURO 15/07/
shares of 2014
USD 0.01
par value
Common Call Option Sold 58,100 56.0000 USD EURO 12/11/
shares of 2014
USD 0.01
par value
Common Call Option Purchased 100,000 57.5000 USD AMER 19/07/
shares of 2014
USD 0.01
par value
Common Call Option Purchased 103,700 52.5000 USD AMER 19/07/
shares of 2014
USD 0.01
par value
Common Put Option^ Sold 100 50.0000 USD AMER 17/01/
shares of 2015
USD 0.01
par value
Common Put Option^ Purchased 300 85.0000 USD AMER 17/01/
shares of 2015
USD 0.01
par value
Common Put Option^ Sold 600 40.0000 USD AMER 17/01/
shares of 2015
USD 0.01
par value
Common Put Option^ Purchased 700 60.0000 USD AMER 17/01/
shares of 2015
USD 0.01
par value
Common Put Option^ Sold 700 70.0000 USD AMER 17/01/
shares of 2015
USD 0.01
par value
Common Put Option^ Purchased 1,100 62.5000 USD AMER 17/01/
shares of 2015
USD 0.01
par value
Common Put Option^ Purchased 1,400 55.0000 USD AMER 17/01/
shares of 2015
USD 0.01
par value
Common Put Option^ Sold 1,900 45.0000 USD AMER 17/01/
shares of 2015
USD 0.01
par value
Common Put Option^ Sold 1,900 72.5000 USD AMER 17/01/
shares of 2015
USD 0.01
par value
Common Put Option Purchased 2,500 50.0000 USD AMER 17/01/
shares of 2015
USD 0.01
par value
Common Put Option^ Sold 3,000 90.0000 USD AMER 17/01/
shares of 2015
USD 0.01
par value
Common Put Option^ Sold 4,500 95.0000 USD AMER 17/01/
shares of 2015
USD 0.01
par value
Common Put Option^ Purchased 5,500 35.0000 USD AMER 17/01/
shares of 2015
USD 0.01
par value
Common Swap Sold 1,300 0.0000 N/A 20/02/
shares of 2015
USD 0.01
par value
Common Swap Sold 26,156 0.0000 N/A 30/03/
shares of 2015
USD 0.01
par value
Common Swap Sold 31,600 0.0000 N/A 20/02/
shares of 2015
USD 0.01
par value
Common Swap Purchased 307,000 0.0000 N/A 14/07/
shares of 2014
USD 0.01
par value
Common Swap^ Purchased 672,000 0.0000 N/A 29/07/
shares of 2014
USD 0.01
par value
^Please note this product is part of a basket of securities for which ABBVIE
INC is a component
3. AGREEMENTS TO PURCHASE OR SELL
Full details should be given so that the nature of the interest or position can
be fully understood:
It is not necessary to provide details on a Supplement form (Open Positions)
with regard to contracts for differences ("CFD") or spread bets
The currency of all pieces and other monetary amounts should be stated.
The Panel's Market Surveillance Unit is available for consultation in relation
to the Code's dealing disclosure requirements on +44 (0)20 7638 0129.
The Code can be viewed on the Panel's website at www.thetakeoverpanel.org.uk .