RE:RE:RE:RE:RE:RE:RE:Institutional investor As late as October 19th 2023 this is who invested in onc. Did onc do their own dd on Anson.
SEC Charges Canadian Investment Adviser with Violating Trading Rule
ADMINISTRATIVE PROCEEDING
File No. 3-21783
October 19, 2023 - The Securities and Exchange Commission today announced settled charges against Canada-based Anson Advisors Inc. ("AAI") for violating an SEC trading rule when it purchased stock in three public offerings for private fund clients after selling short the same stock for private fund clients, during a time period when the SEC rule prohibited those purchases.