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Cohen & Steers Tax-Adv Pref Secs and Inc Fund V.PTA


Primary Symbol: PTA

The Funds primary investment objective is high current income. The Funds secondary investment objective is capital appreciation The Fund seeks to achieve its investment objectives by investing at least 80% of its managed assets (i.e., net assets plus assets obtained through leverage) in a portfolio of preferred and other income securities issued by U.S. and non-U.S. companies, which may be either exchange-traded or available over-the-counter. In pursuing its investment objectives, the Fund seeks to achieve favorable after-tax returns for its shareholders by seeking to minimize the U.S. federal income tax consequences on income generated by the Fund. There can be no assurance that the Fund will achieve its investment objectives.


NYSE:PTA - Post by User

Comment by STVPon Mar 31, 2011 10:56pm
459 Views
Post# 18371023

RE: Insider sells

RE: Insider sellsthat's a real small amount to even mention. Plus real insider info can be found here:
https://canadianinsider.com/coReport/allTransactions.php?ticker=pta

you should be able to see real insider transactions on the link above with 5 calendar days due to new regulations:
https://www.sedi.ca/sedi/SVTWelcome?locale=en_ca&pageName=splashPage

"CANADIAN SECURITIES REGULATORS INFORM ISSUERS AND REPORTING INSIDERS ABOUT ACCELERATED FILING DEADLINES, FROM 10 CALENDAR DAYS DOWN TO FIVE, STARTING NOVEMBER 1ST, 2010."

You can't treat TMX we
b-site insiders as real insider, please see their definition of an insider:
https://www.tmxmoney.com/en/market_activity/itm_important_info.html


Definition of "Insider"

Rule 1.1 of the Universal Market Integrity Rules (UMIR) defines the term "insider" as a person who is an insider of an issuer for the purpose of applicable securities legislation. Applicable securities legislation generally defines an insider of an issuer as including a director, senior officer or a person who owns, controls or directs 10 per cent or more of the voting rights in an issuer's securities. For further clarification, reference must be made to the securities legislation of every jurisdiction in which the issuer is a reporting issuer or equivalent. Reference should also be made to CSA Staff Notice 55-308 - Questions on Insider Reporting.

This TMX showing is nothing to be worried about, in 5 calendar days we'll see if anything shows up on the Canadian Insider web-site.

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