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Centric Energy Corp V.CTE



TSXV:CTE - Post by User

Post by chag25on Aug 17, 2010 3:29pm
242 Views
Post# 17358519

On sedar.com

On sedar.com

We clearly see pinetree capital ltd and Lynn factor...

EARLY WARNING REPORT

Made Pursuant To Multilateral Instrument 62-104 – Take-Over Bids and Issuer Bids,

National Instrument 62-103 – The Early Warning System and Related Take-Over bid and

Insider Reporting Issues and Section 102.1 of the Securities Act (Ontario)

This report is made pursuant to the provisions of the securities legislation referred to above in

connection with certain acquisitions of common shares of Centric Energy Corp. (“Centric”).

1. Name and address of Offeror.

Sheldon Inwentash (the “Offeror”)

c/o The Exchange Tower

130 King Street West, Suite 2500

Toronto, Ontario M5X 1A9

2. Designation and number or principal amount of securities and the Offeror’s

securityholding percentage in the class of securities of which the Offeror acquired

ownership or control in the transaction or occurrence giving rise to the obligation to

file the news release, and whether it was ownership or control that was acquired in

those circumstances.

Through a series of purchases ending August 5, 2010, the Offeror acquired ownership of

926,794 common shares of Centric (the “Common Shares”) through the facilities of the

TSX Venture Exchange. These holdings represent approximately 1.3% of the total issued

and outstanding common shares of Centric as of August 5, 2010.

3. Designation and number or principal amount of securities and the Offeror’s

securityholding percentage in the class of securities immediately after the

transaction or occurrence giving rise to the obligation to file the news release.

Immediately following the acquisition noted in item 2 above, the Offeror, together with

its joint actors, owns an aggregate of 8,646,794 common shares of Centric, including the

Common Shares and rights to acquire an additional 1,500,000 common shares of Centric

upon the exercise of convertible securities (collectively, the “Convertible Securities”).

Of these totals, the Offeror owns 1,526,794 common shares, including the Common

Shares directly, which represents approximately 2.1% of all issued and outstanding

common shares of Centric as at August 5, 2010. In the event that the Convertible

Securities are fully exercised, the holdings of the Offeror and joint actors represents a

total of 10,146,794 common shares of Centric, or approximately 13.5% of all issued and

outstanding common shares as at August 5, 2010, calculated on a partially diluted basis

assuming the exercise of the Convertible Securities only.

4. Designation and number or principal amount of securities and the percentage of

outstanding securities of the class of securities referred to in paragraph 3 over

which:

- 2 -

(a) the Offeror, either alone or together with any joint actors, has ownership and

control;

See 3. above.

(b) the Offeror, either alone or together with any joint actors, has ownership but

control is held by other persons or companies other than the Offeror or any

joint actor; and

NIL

(c) the Offeror, either alone or together with any joint actors, has exclusive or

shared control but does not have ownership

NIL

5. The name of the market where the transaction or occurrence that gave rise to the

news release took place.

TSX Venture Exchange.

6. The purpose of the Offeror and any joint actors in effecting the transaction or

occurrence that gave rise to the news release, including any future intention to

acquire ownership of, or control over, additional securities of the reporting issuer.

The common shares noted in 2. above were acquired for investment purposes. The

Offeror or its joint actors may from time to time acquire additional securities of Centric,

dispose of some or all of the existing or additional securities they hold or will hold, or

may continue to hold their current positions.

7. The general nature and the material terms of any agreement, other than lending

arrangements, with respect to securities of the reporting issuer entered into by the

Offeror, or any joint actor, and the issuer of the securities or any other entity in

connection with the transaction or occurrence giving rise to the news release,

including agreements with respect to the acquisition, holding, or disposition or

voting of any of the securities.

N/A

8. Names of joint actors in connection with the disclosure required by this Appendix.

Pinetree Capital Ltd. and Lynn Factor.

9. In the case of a transaction or occurrence that did not take place on a stock

exchange or other market that represents a published market for the securities,

including an issuance from treasury, the nature and value of the consideration paid

by the Offeror.

- 3 -

N/A

10. If applicable, a description of any change in any material fact set out in a previous

report by the entity under the early warning requirements of Part 4 in respect of the

reporting issuer’s securities.

N/A

DATED as of the 6th day of August, 2010.

Sheldon Inwentash

“Sheldon Inwentash”

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