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ProShares Ultra SmallCap600 V.SAA.A


Primary Symbol: SAA

The investment seeks daily investment results that correspond to two times (2x) the daily performance of the S&P SmallCap 600. The fund invests in financial instruments that ProShare Advisors believes, in combination, should produce daily returns consistent with the funds investment objective. It is a float-adjusted, market capitalization-weighted index of 600 U.S. operating companies selected through a process that factors in criteria such as liquidity, price, market capitalization, financial viability and public float. The fund is non-diversified.


ARCA:SAA - Post by User

Post by Caslan888on Sep 29, 2011 11:01am
324 Views
Post# 19098448

Looks like they got in regulatory trouble

Looks like they got in regulatory troubleThe ERCB or Energy Resource Conservation Board is the government body that regulates oil and gas activities in Alberta.  A high risk is about as bad as they get, and the boys picked on up for bad licensing practices.  Sure hope they can right the ship before it runs aground...

High Risk Enforcement Action (HREA)1

# Licensee

ERCB Group/

Compliance Category

Noncompliance

Event

Date of

Enforcement Surface Location

ERCB Action(s) and Licensee

Response

.

19 Solara Exploration Ltd.    Facilities Applications/Facilities Technical

Failure to acquire the

necessary facility licence

prior to commencing site

preparation, construction

and/or operation.

May 6, 2011 11-21-053-04W4

County of Vermilion River

Licence/operations not suspended

as there is no evidence of

operational noncompliance.

Licensee provided a plan to

address the noncompliance and

prevent future occurrences.

Compliance achieved.

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