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Dianor Resources Inc V.DOR



TSXV:DOR - Post by User

Comment by heavymonzyon Jan 01, 2012 7:28pm
378 Views
Post# 19363364

RE: RE: Halt

RE: RE: Halt

From Policy 3.1 ... did an issue with certs spark the IIROC halt ???

"Before a form of certificate can be used by an Issuer, the Exchange must receive a letter from the transfer agent of the Issuer confirming that the form of the certificate to be used will meet Exchange Requirements. Where the Issuer chooses to use generic certificates, the Issuer’s transfer agent must also confirm in the letter that the generic certificate provided complies with STAC requirements. No change or alteration can be made to the form or design of a security certificate without the Exchange’s prior acceptance unless prior to the change or alteration the Exchange receives written confirmation from the transfer agent that the altered form or design meets Exchange Requirements."

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