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Stifel Financial Corp V.SF


Primary Symbol: SF Alternate Symbol(s):  SFB | SF.PR.B

Stifel Financial Corp. is a financial holding company. The Company's principal subsidiary is Stifel, Nicolaus & Company, Incorporated, a full-service retail and institutional wealth management and investment banking company. Its segment includes Global Wealth Management, Institutional Group, and others. Its Global Wealth Management segment consists of two businesses, the Private Client Group and Stifel Bancorp. The Private Client Group provides securities brokerage services, including the sale of equities, mutual funds, fixed income products, and insurance, as well as offering banking products to its private clients through its bank subsidiaries, which provide residential, consumer, commercial lending, and FDIC-insured deposit accounts to customers. The Institutional Group segment includes institutional sales and trading. The Other segment includes interest income from stock borrow activities, unallocated interest expense, interest income and gains and losses from investments.


NYSE:SF - Post by User

Comment by Oin1on Mar 28, 2012 11:22am
234 Views
Post# 19727744

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Silver Fields closes 1.25-million-unit financing

2012-03-28 07:32 PT - News Release

 

Mr. Chris England of Silver Fields reports

SILVER FIELDS ANNOUNCES APPROVAL OF TULAMEEN OPTION AGREEMENT WITH NOMAD VENTURES INC. AND COMPLETION OF PRIVATE PLACEMENT FINANCING.

Silver Fields Resources Inc.'s option agreement with Nomad Ventures Inc., whereby Silver Fields has granted Nomad the right to acquire a 100-per-cent interest in three mineral claims called the Tulameen Mountain property, located in the Similkameen mining division, British Columbia, has been accepted for filing by the TSX Venture Exchange. Under the terms of the Agreement, Nomad will be able to acquire the interest in the property by making aggregate cash payments of $250,000, issuing an aggregate of 1,000,000 common shares and incurring an aggregate of $1,000,000 exploration expenditures over four years as follows:

  • paying $10,000 (which amount has been paid);
  • issuing 100,000 common shares on receiving regulatory approval from the TSX Venture Exchange (which shares have been issued);
  • paying $40,000, issuing 150,000 common shares and incurring $150,000 of exploration expenditures by the first anniversary of the Agreement;
  • paying $50,000, issuing 200,000 common shares and incurring an additional $250,000 of exploration expenditures by the second anniversary of the Agreement;
  • paying $75,000, issuing 250,000 common shares and incurring an additional $300,000 of exploration expenditures by the third anniversary of the Agreement;
  • paying $75,000, issuing 300,000 common shares and incurring an additional $300,000 of exploration expenditures by the fourth anniversary of the Agreement.

In addition, Silver Fields will retain a 2% net smelter return royalty on the Property. Nomad may purchase 1% of the net smelter return royalty at any time by paying Silver Fields $1,000,000.

The Company has now closed the private placement announced on November 15, 2011. A total of 1,250,000 units were issued at a price of
.05 per unit. Each unit consists of one common share in the capital of the Company and one share purchase warrant. Each warrant will entitle the holder to buy one common share of the Company for a period of two years from the date of issue. The exercise price of the warrants will be
.10 for the first 12 month term of the warrants and
.15 for the remaining term of the warrants.

Finder's fees totaling $5,750 have been paid with respect to the private placement, in addition to the issuance of 115,000Agent's warrants. The Agent's warrants are exercisable for a period of two years from the date of issuance, at an exercise price of
.10 per share during the first year and at a price of
.15 per share during the second year.

The shares and any shares acquired upon the exercise of the warrants are subject to a 4 month hold period expiring on April 13, 2012 for 1,150,000 units and on July 26, 2012 for the remaining 100,000 units. The gross proceeds of the offering will be used for qualified Canadian Exploration Expenditures.

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