Stifel Financial Corp V.SF

Primary Symbol: SF Alternate Symbol(s): SFB | SF.PR.B

Financial Services Asset Management

Stifel Financial Corp. is a financial holding company. The Company's principal subsidiary is Stifel, Nicolaus & Company, Incorporated, a full-service retail and institutional wealth management and investment banking company. Its segment includes Global Wealth Management, Institutional Group, and others. Its Global Wealth Management segment consists of two businesses, the Private Client Group and Stifel Bancorp. The Private Client Group provides securities brokerage services, including the sale of equities, mutual funds, fixed income products, and insurance, as well as offering banking products to its private clients through its bank subsidiaries, which provide residential, consumer, commercial lending, and FDIC-insured deposit accounts to customers. The Institutional Group segment includes institutional sales and trading. The Other segment includes interest income from stock borrow activities, unallocated interest expense, interest income and gains and losses from investments.

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Stifel Financial Corp > How odd is this?

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Comment by el_fraseron Dec 03, 2012 10:50am

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Post# 20675004

RE: How odd is this?

This is a first for me....never have I seen a Company get halted and resume trading without a News Release being issued!!

I first called IIROC and the gentleman seems as surprised as me. Couldn't give me any answers but told me to call TMX.

Again , the first person I spoke to thought the situation was quite odd and passed me on to someone else. This person couldn't give me anything definite but did say that it had something to do with SF's Transfer Agent and fees paid or not paid to them.

Anyways, still no News Release, just smoke and mirrors.

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