IIROC QUESTIONS that need ANSWERS We need to know the following from IIROC investigation:
1. Was the initiator of trade bias in decision to see stock drop in price?
2. Was the trade based on short covering?
3. Did they profit, or profit from subsequent new price of stock following day(s)?
4. Was this a private or broker base trade?
5. What relationship did owner of stock have with 3rd parties?
6. Require detail breakdown of all trades for 02/14/2013 through 02/15/2013
7. Which institutions were involved in primary event trigger?
8. What exchanges where involved?
Any additional questions, please feel free to add.