GREY:EORBF - Post by User
Comment by
skydiver069on Feb 28, 2013 1:03am
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Post# 21052873
RE: 2.2 Manipulative and Deceptive Activities
RE: 2.2 Manipulative and Deceptive Activities Clubhouse, good reference to the IIROC rules below.... I'm halfway through the document tonight and have learned quite a bit so far. Still can't figure out how they determined the CIBC "FAT FINGER" trade should have been repriced and not cancelled?? I see there was suppose to be 4 tiered layers of controls in place, but it certainly doesn't like they were respected when IIROC came up with their repricing decision, eh..
I'll finish reading the doc tomorrow, I'm gettingbagged right now and still 3 days behind on the SH postings.
Sky