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Westaim Corp V.WED

Alternate Symbol(s):  WEDXF

The Westaim Corporation is a Canadian investment company specializing in providing long-term capital to businesses operating primarily within the global financial services industry. The Company invests, directly and indirectly, through acquisitions, joint ventures and other arrangements, with the objective of providing its shareholders with capital appreciation and real wealth preservation. Its strategy is to pursue investment opportunities with a focus towards the financial services industry and grow shareholder value over the long term. Its investments include significant interests in Arena and the Arena FINCOs. The Arena FINCOs are private companies which include specialty finance companies that primarily purchase fundamental-based, asset-oriented credit and other investments for their own account. Arena consists of two main business lines: Arena Investors and Arena Institutional Services (AIS). Arena Investors operates as an investment manager.


TSXV:WED - Post by User

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Post by ticktalkeron Jun 30, 2000 6:14pm
218 Views
Post# 2143191

Kevin Jenkins Interview

Kevin Jenkins Interview Layth Matthews speaks with Kevin Jenkins The President and CEO of Westaim Corporation On InvestorCanada.com June 30, 2000 MATTHEWS: Today it is my pleasure to be speaking with Kevin Jenkins who is President and CEO of Westaim Corporation. Welcome Kevin. JENKINS: Thank you Layth. MATTHEWS: Kevin, first of all could you give us a brief history of Westaim? JENKINS: Westaim was spun out in 1996 out of another larger public company and went public in the middle of 1996. Basically at that time we had maybe 12 or so R&D projects as well as three cash flowing businesses and a healthy balance sheet with over 150 million dollars in cash and no debt. I was the first CEO of Westaim in 1996 and so we took that company and we started to shape it basically saying, we are certainly not going to be able to shepherd 12 technologies so we went through a process with those technologies and the screen was, we want technologies that have the potential to be very large companies, 500 million dollar market cap or higher, that are in fast growth sectors and that can maintain high margins either because they have patents or trade secrets that give them intellectual property that avoid their ultimate product being a commodity. So we went through a culling process, put that test against the various technologies that were there and brought that group of technologies down to three. Really we did that through 1997. We sold some. We closed some. We spun one out. Then in 1997, of the three remaining technologies we put a president in place for each one so the three technologies which I am sure we will talk about are I-Fire, which is a flat panel, hopefully one day “hang on the wall” tv, a biomedical company and a company called Surface Engineered Products and we put business teams in place and those three businesses basically got launched in early 1998. We have moved those forward in a process that we can talk about and then in the year 2000, this year, in February, we had another acquisition where we bought 22% of an e-business software company based in Silicon Valley, called Savvion. So that's really our fourth technology now and we view ourselves as a technology accelerator. I am happy to expand on that when it is appropriate. MATTHEWS: Well actually maybe it is appropriate to go ahead now. What is a technology accelerator? JENKINS: Basically we specialize in technologies that are late stage development. Late stage R&D. So they are not embryonic. They have gone through a number of gates and they have proven that they can pass various tests, including attracting some initial dollars and we come in, in late stage R &D and take the company through the first three to five years of commercialization. We find that companies at that stage generally have one or more of the following gaps. They do not have business leadership. They have good technical leadership but they do not have people who have the appropriate business discipline. They need money and we have a balance sheet now that has about 140 million dollars in cash still and no debts. So we can invest but we come with a disciplined approach. We don’t have a romance with these technologies. We are looking for a 30 to 40% compounded annual return over five years. So we look at a business case. Take it out in five years. Try to understand what the potential is and if we think we can get those kind of returns, then we can put the capital into the business and help the president not spend half of his or her time running around shopping for money instead of focusing on the key success factors for the business. And then last of all, we bring a strategy and a focus to the business. Our main two things that we get people to focus on is accelerating time to market and partnering anything that is not core competencies, in particular bringing in industry expertise. So often times, light stage R&D companies are trying to hold things very close to the vest. It is a secret. We want to perfect it and then we are going to go – ta da – and show it to the world and we say, “no, we are going to move things toward it being a reliable technology and then we are going to release it into the marketplace and we are going to try to do it together with partners. And so those are the disciplines and approaches we bring to accelerate technologies in through the commercialization cycle. MATTHEWS: Well it sounds like you are reducing your risk to some extent by joining into the cycle a little bit later? JENKINS: Yes that is right. We are basically saying that although we have some expertise on developing technology, and even at the stage we joined the cycle, there is still technology development going on. We want at least the first product to be into the marketplace as quickly as possible because feedback from customers is really the only reliable feedback you can get. So that is right. There is some risk reduction by the place we enter. MATTHEWS: Kevin is there any consistency between a couple of, or all of the various ventures that you are involved in? JENKINS: There was consistency in, when I said that there were about twelve different technologies in the early days, and that consistency basically came out of a coatings expertise. So there is, at the core of both our flat panel screen and our biomedical and service engineered products, there is a coating expertise. But that seed of sort of consistent technological background gets disbursed as you move into very different markets. And in fact the businesses now, none of them are even in the same city. I-Fire is in Toronto. Biomedical is in New Hampshire and Service Engineering Products is in Edmonton. MATTHEWS: Well it sounds like you develop some venture capital expertise which you are able to apply further down the road? JENKINS: You might call it late stage venture capital. Venture capital means so many different things to so many people and one difference I would say is, we don’t want to have too many technologies because we want to stay very involved and make sure that we are always confident and close enough to the business that we understand where that 30 to 40% return is going to come from. And if that vision starts to go away, to prune those businesses and move onto new things or to pour more money in if the opportunity gets bigger. So whereas a venture capitalist would probably have a portfolio of 20, 30, 40 businesses, we are trying to stay very hands on to three to five. MATTHEWS: Right. Well it sounds like an investment in Westaim is somewhat like an investment in a highly concentrated micro cap technology fund? JENKINS: Different people characterize us different ways. That wouldn’t be inaccurate. MATTHEWS: Well could you tell us briefly about some of the developments at your individual business units and how close are they to profitability, if they haven’t achieved it already? JENKINS: Sure. The three I think that the market is focused on are Biomedical, Savvion and I-Fire? And what Westaim Biomedical has launched is a technology, we have invented a way to put silver down on any surface. Silver is the best known anti-microbial in the world. Now you and I may not know that but experts in the medical field know that silver kills bugs, prevents infection and we have found a way to put the silver down on gauze or an artificial hip or a catheter or any surface. So we launched this product first into the burn wound market because that is the most difficult infection area in the world. We launched it in the middle of 1998 and so last year was the first full year of sales. Our product is now in 90 of the 120 major burn units of North America. We achieved 3 million US in sales in the first year the product was launched. If you look at Biomedical products that is a fantastic penetration. We got about 15% of the market in the first year. So we chose burns not because it is a large market, it is actually a small market but it is a very difficult indication and we wanted to prove the efficacy of our product. So having done that we are now moving, in the year 2000, into the chronic wound market. A much bigger market, total market potential of about a billion dollars US. We announced earlier this year that we have had two products accepted by the FDA into the chronic wound market. We are working on discussions with a couple of major wound care companies that we would expect to conclude by the end of this year and we will do, unlike burn, which we did on our own, we will do chronic wound in conjunction with a partner, distributed by a partner. And it is quite important because as you are looking for these larger, more disbursed markets, it is not enough just that you have a great technology. You also have to have the endorsement of a major industry player and so we are seeking to get that and we hope to be launched into that market later this year. We have already had a number of people trying our product with chronic wounds and the anecdotal evidence is unbelievable actually. So we are very much looking forward to getting into that larger market. MATTHEWS: So what you are looking for in a partner in this case and perhaps in other cases is the distribution system for your technology? JENKINS: Yes. That is the primary entry point and so when we talk to potential partners, we are assessing what kind of distribution do they have. Do they call on the people already that we would be interested in. Do they have competitive products or will they show our product as sort of the first thing, the best thing in their bag, so to speak. But we also say what kind of brand name, what kind of exposure do they have to the broader market because we have a coating that may be able to coat other products that they have. So it starts with distribution, then goes to what is their product line and are there some applications where we could combine our platform technology with products they have that do not have infection control on them today. And then thirdly, what kind of research do they do because they have been in more markets and have more customer feedback than we do. So to the extent that we can jointly develop some products together, we are open to that. So distribution is the wedge but there are other aspects also that we are interested in. MATTHEWS: So you have built Westaim Biomedical to a stage where you are ready to consider partnership opportunities. How about Savvion? Tell us about that. JENKINS: Savvion is a company we invested in. We took 22%, we were the first outside money into Savvion in February. They have now concluded around bringing in investors in addition to ourselves from the US, Japan and Europe. And basically Savvion is an e-business infrastructure play. It is a technology that, whether you are a start-up internet company or a major Fortune 500 company that sits on top of all of your information systems, draws the information out of them, organizes it into any sort of management report you want and then distributes it and permits managers to set decision rules or intervene in the process, all in real time over the Internet. Now my view is, as we explain that, that sounds quite complex and one is left with the feeling, well aren’t there a lot of people doing that? The answer is no. There are not a lot of people doing it. The one main competitor that we have encountered is a company named Vitria which has a market cap around 6 billion US right now. And in some of the competitions that Savvion has been in with Vitria, Savvion has been the successful system chosen. The system was launched, first one ever installed, was in January of this year. So six months ago. And already has customers who are increasing the number of seats, or the volumes that they have like Cisco, Qualicom, Intel, Fujitsu etc. So it is in the infrastructure space so it is a space that is still in favour and we would view that as a opportunity to continue to build the order book to get some relationships with supplier experts like accounting firms who generally consult with companies, tell them what kind of systems they should be installing and then move toward an IPO probably early 2001. MATTHEWS: Now Kevin the Savvion product sounds very similar to just generally an enterprise software solution like something that you might get from SAP, for example. But I get the feeling it is different the way you are talking about it. JENKINS: Yeah it is very different and in fact a potential partner could be SAP. It is very different in that it is thin client software so it can be customized and installed very quickly. There is not a lot of hardware nor a lot of hardwiring. It is in real time. It can be used wireless and it is a much more robust and flexible system than some of the EAI solutions that comes to one’s mind. MATTHEWS: When do you anticipate that Savvion would be ready for partnership or are they ready already? JENKINS: Yes. They are ready. They just launched version 2.0 in San Jose earlier this month and have started to announce a number of partnerships already with different well-known companies dealing with aspects of customer reactions like, if you think of the connectors. So let’s say you are going to put a Savvion system in and you want your Areba System and your SAP system and a couple of other systems to talk to each other, each one needs a different connector. So we have done a partnership with active software in that regard and so the fact that a company like Active Software is willing to partner and supply our customers is an awfully good endorsement also. MATTHEWS: Right. Well Kevin let’s talk about I-Fire before we move on. JENKINS: In I-Fire at the moment is probably the reason why the majority of investors follow our company. The fact is there is a lot of value in other parts of the company. But I-Fire has the biggest single identified market in that, “hang on the wall” tv between 25 inches and 50 inches diagonal which is the market we are targeting, is estimated by Stanford Resources to be 66 billion US dollar market by the year 2004. So it is a huge market and the fact is there is no consumer priced “hang on the wall” tv today. The only “hang on the wall” technology that is being advertised is based on plasma technology, a very complex technology and you have probably even seen these in a store or seen them advertised on tv but the 42 inch plasma screen costs between $10,000.00 and $15,000.00 US. Our target price point would be about $3,000.00 and so we believe at $3,000.00 and the research suggests that $3,000.00 you have a consumer priced product that you can sell at high volume. Our technology is much simpler. It is a solid-state technology based on something called electro-luminescence. So we are moving that. We are at a stage today where we have a 17-inch screen that plays full colour video and we have intellectual property on various aspects of the screen which we are not aware of anyone else in the world who is working on the similar technology. So at the moment, if you look at who are the contenders for affordable, “hang on the wall” tv set, there is nobody really around. Plasma is the only “hang on the wall” set available and its price point is over $10,000.00 US and has been now for five years. MATTHEWS: Now Kevin when you spin off these IPOs, whether in the form of a partnership or ultimately some kind of an IPO, where does Westaim cash in? Where do you actually expect to make your money? JENKINS: You know that gets back to the return, I talked about a 30 to 40% compounded annual return over five years. So those are the exit strategy questions are the questions that we are constantly asking ourselves. It depends on the business and on market conditions but our expectation would be that, with respect to Biomedical and I-Fire, that there will be an appropriate time to do an IPO of a meaningful minority of both of those businesses. And at that point Westaim could take some money out. Obviously we would want some that offering to go into the coffers of the company being spun out in addition. So there are opportunities like that. If you take the deal, one of the key points for I-Fire was that in February, TDK Corporation of Japan, which is an 18 billion dollar technology company known for their due diligence, signed a partnership agreement with us and bought 2.5% of I-Fire in a deal that was valued about 25 million dollars. That cash came into Westaim. So there are different ways to monetize these as it becomes appropriate to do that. MATTHEWS: Now of the four projects that you have on the go Kevin, which one would you say is the most important to Westaim in terms of the most immediate and significant profit potential? JENKINS: Well the profit potential as far as time frame, all depends on when you are going to stop spending meaningful amounts of money on R&D and start just milking the products that you already have in the marketplace. So our approach today, when you look at Biomedical and I-Fire, is that while TDK Corporation is going to have product in the marketplace by the end of next year, we think the much bigger opportunity is tv which we probably won’t have in the market until 2003. So the profit potential on that one is a little further out. Similarly, Biomedical will have an earlier profit horizon, probably a couple of years out also. But you can make it earlier or later depending on how many R&D opportunities you find for different products. You know how the capital markets assess these things so they take the cash flow, discounting it back and you get a higher discount rate the further out the cash flow is and so we are always weighing off the potential prize versus the delay in profitability. MATTHEWS: Right. And how would you see Savvion coming to fruition? JENKINS: Well Savvion, unlike many of these e-business companies that one sees, probably would be profitable in 2002, 2003. The fact is Savvion has been profitable. Savvion has about a six year history, and has been profitable throughout that history. It is only going to be in these two or three years where we are investing heavily in marketing costs to get a dominant market position that will have some losses. The losses are in the range, well all of which are funded by cash that has already been raised. MATTHEWS: Well now Kevin, your stock was recommended to us on June 22nd by Roger Mortimer who is the portfolio manager of the AIM Canadian Value Class Fund and it seems quite unusual for a value manager to recommend kind of a technology incubator company. So I was wondering why do you think Roger finds Westaim so attractive at this stage? JENKINS: Well we get these distinctions between value managers and growth managers and certainly they are real distinctions. I am not trying to diminish that and I can’t speak for Roger but I think why a number of value managers looking for stories that have some earnings momentum in them, are attracted to Westaim is that we are not a concept. We are not, gee we have this idea that we are going to raise some money around the idea and then maybe if people buy into it, this is going to be a huge company. There is a lot of value embedded in what we have already. We have a screen. We have a deal with TDK. They have committed to put 70 million US into it over the next couple of years, build a facility. We are in discussions with tv manufacturers. We have a biomedical product that had a fantastic launch into the marketplace. So Westaim is not a concept stock. In addition, we are active in three of the fastest growth sectors and so you don’t have to be betting on this one product. It is not binary in that, oh if that product flops. So there is value in the fact that even if we are not right on all four, we are probably right in two or three. MATTHEWS: Well last but not least Kevin, what would you say is the greatest challenge facing Westaim and yourself over the next twelve months to two years? JENKINS: Well we are fortunate. One of the challenges facing many technology companies is just how to raise cash to keep their costs going. We are fortunate that that is not an issue for us. So probably the biggest challenge is the businesses where Asian partners are important and perhaps especially where the Japanese companies are the biggest players. There is fantastic value, both for R&D and in the marketplace on bringing them on side but it is a very long process. So for a company whose claim to fame and main thing is pace, pace, pace, to be in negotiations as we were in our latest transaction for 14 months, it is very rewarding to get the deal done, but it is quite a long process. So I think probably the biggest challenge is to try and accelerate that time frame and bring in high quality partners as quickly
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