RE:RE:RE:RE:RE:Be the first to post on this bullboard.Option Action on ONVO
FORM 4 UNITED STATES SECURITIES AND EXCHANGE
COMMISSION
Washington, D.C. 20549
STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP
OF SECURITIES
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OMB Number: 3235-0287
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Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940
1. Name and Address of Reporting Person *
Murphy Keith
2. Issuer Name and Ticker or Trading Symbol
ORGANOVO HOLDINGS, INC.
[ ONVO ]
5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
__ X __ Director _____ 10% Owner
__ X __ Officer (give title below) _____ Other (specify
below)
Chairman, CEO and President
(Last) (First) (Middle)
6275 NANCY RIDGE DRIVE,
SUITE 110
3. Date of Earliest Transaction (MM/DD/YYYY)
2/18/2014
(Street)
SAN DIEGO, CA 92121
(City) (State) (Zip)
4. If Amendment, Date Original Filed
(MM/DD/YYYY)
6. Individual or Joint/Group Filing (Check
Applicable Line)
_ X _ Form filed by One Reporting Person
___ Form filed by More than One Reporting Person
Common Stock
2/18/2014
S (1)
100000
D $9.8222
(2) 5974643 D
Common Stock
2/19/2014
A 50000 A
(3) 6024643 D
Common Stock
2/19/2014
F
27307
(4) D $9.86 5997336
(5) D
Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1.Title of Security
(Instr. 3)
2. Trans.
Date
2A.
Deemed
Execution
Date, if
any
3. Trans.
Code
(Instr. 8)
4. Securities Acquired (A)
or Disposed of (D)
(Instr. 3, 4 and 5)
5. Amount of Securities Beneficially
Owned Following Reported Transaction(s)
(Instr. 3 and 4)
6.
Ownership
Form:
Direct (D)
or Indirect
(I) (Instr.
4)
7. Nature
of Indirect
Beneficial
Ownership
(Instr. 4)
Code V Amount
(A)
or
(D) Price
Stock Option (Right
to Buy)
(6) $9.86
2/19/2014
A 27307 2/19/2014
2/19/2024
Common
Stock
27307 $0 27307 D
Stock Option (Right
to Buy)
(7) $9.86
2/19/2014
A 550000
(8) 2/19/2024
Common
Stock
550000 $0 550000 D
Table II - Derivative Securities Beneficially Owned ( e.g. , puts, calls, warrants, options, convertible securities)
1. Title of Derivate
Security
(Instr. 3)
2.
Conversion
or Exercise
Price of
Derivative
Security
3. Trans.
Date
3A.
Deemed
Execution
Date, if
any
4.
Trans.
Code
(Instr.
8)
5. Number of
Derivative
Securities
Acquired (A) or
Disposed of (D)
(Instr. 3, 4 and
5)
6. Date Exercisable
and Expiration Date
7. Title and Amount of
Securities Underlying
Derivative Security
(Instr. 3 and 4)
8. Price of
Derivative
Security
(Instr. 5)
9. Number
of
derivative
Securities
Beneficially
Owned
Following
Reported
Transaction
(s) (Instr. 4)
10.
Ownership
Form of
Derivative
Security:
Direct (D)
or Indirect
(I) (Instr.
4)
11. Nature
of Indirect
Beneficial
Ownership
(Instr. 4)
Code V (A) (D)
Date
Exercisable
Expiration
Date Title
Amount or
Number of
Shares
Explanation of Responses:
( 1) The sale of shares was effecutated pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person.
( 2) This transaction was executed in multiple sales through a sale order executed by a broker-dealer at prices ranging from $9.75 to $9.88.
The price reported in this column reflects the weighted average sale price. The Reporting Person will provide upon request to the SEC
staff, the Issuer, or a security holder of the Issuer, full information regarding the number of shares sold at each separate price.
( 3) In August 2012, Mr. Murphy received a grant of performance-based restricted stock units for 200,000 shares of Issuer's common stock,
with 25% of the shares vesting upon the achievement of each of four specific performance milestones prior to December 31, 2014. On
February 19, 2014, the Compensation Committee of the Issuer's Board of Directors determined that, as a result of the Issuer obtaining
analyst coverage for its common stock, Mr. Murphy had achieved the third of four performance milestones and had vested in an