GREY:WFEMF - Post by User
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StockExpertProon Jun 01, 2014 7:12am
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IIROC regulates the CSE (Canadian Securities Exchange)
IIROC regulates the CSE (Canadian Securities Exchange)Equity Marketplaces We Regulate IIROC regulates securities trading and market-related activities of participants on Canadian equity marketplaces (i.e. exchanges and alternative trading systems). Canadian Securities Exchange (CSE – Operated by CNSX Markets Inc). CNSX Markets Inc. is an exchange operating as the Canadian Securities Exchange, or CSE. CSE provides listing and trading services for both emerging and established companies from all business sectors. CSE also facilitates trading in securities listed on other Canadian exchanges, and currently offers trading in TSX and TSXV-listed securities. This service was previously a distinctly branded facility operated by CNSX Markets Inc. and referred to as Pure Trading. CNSX Markets has retained IIROC to provide the following services: •Administer and enforce UMIR, and provide guidance regarding the application of UMIR •Monitor and review trade desk procedures of persons accessing the CNSX system •Impose trading halts or delays relating to market integrity matters and coordinate halts or delays with other marketplaces •Administer the CNSX timely disclosure requirements, including trading halts for dissemination of material announcements CSE administers, monitors compliance with, and enforces all other CSE requirements. Source ---> https://www.iiroc.ca/industry/Pages/Equity-Marketplaces-We-Regulate.aspx