Carcetti Capital Corp V.CART.H

KUB Level 2 & House Positions For September

[MiningMasterAu]

1 / 21,000 0.09 --- 0.10 34,000 / 1

3 / 19,000 0.08 --- 0.105 44,000 / 2

4 / 104,000 0.075 --- 0.11 259,000 / 4

3 / 117,000 0.07 --- 0.12 40,000 / 3

2 / 48,000 0.065 --- 0.125 50,000 / 1

2 / 15,000 0.05 --- 0.13 149,000 / 2

1 / 4,000 0.04 --- 0.135 83,000 / 4

1 / 28,000 0.03 --- 0.145 10,000 / 1

1 / 10,000 0.02 --- 0.15 240,000 / 3

2 / 20,000 0.015 --- 0.155 17,000 / 2

House Positions for C:KUB from 20190901 to 20190917

House	Bought	$Val	Ave	Sold	$Val	Ave	Net	$Net
2 RBC	340,119	35,475	0.104	35,000	3,550	0.101	305,119	-31,925
9 BMO Nesbitt	30,500	2,775	0.091	0			30,500	-2,775
39 Merrill Lynch	28,000	2,660	0.095	0			28,000	-2,660
57 Interactive	10,825	1,154	0.107	0			10,825	-1,154
1 Anonymous	54,807	5,145	0.094	49,500	5,242	0.106	5,307	97
88 Credential	6,000	480	0.08	1,000	100	0.10	5,000	-380
22 Fidelity	5,000	525	0.105	500	50	0.10	4,500	-475
79 CIBC	78,363	8,119	0.104	77,000	7,967	0.103	1,363	-152
59 PI	332	29	0.087	3,377	328	0.097	-3,045	299
143 Pershing	0			4,400	418	0.095	-4,400	418
14 ITG	0			6,000	600	0.10	-6,000	600
80 National Bank	0			25,000	2,750	0.11	-25,000	2,750
85 Scotia	32,900	3,240	0.098	60,700	6,458	0.106	-27,800	3,218
13 Instinet	0			35,000	3,322	0.095	-35,000	3,322
53 Morgan Stanley	0			50,000	4,645	0.093	-50,000	4,645
124 Questrade	55	5	0.091	53,500	5,280	0.099	-53,445	5,275
83 Mackie	0			89,500	9,425	0.105	-89,500	9,425
7 TD Sec	24,558	2,560	0.104	120,982	12,031	0.099	-96,424	9,471
TOTAL	611,459	62,167	0.102	611,459	62,166	0.102	0	-1