3Db is at 2.050MM sold of the 3MM filed forthis month as per their Sedar Filing of a Form 45-103F1 on April 01, 2021.
Since a lot of you you seem to be surprised daily when their Filings on SEDI take place, I reproduce for you here the Notice of April 01, in it's entirety.
'Forewarned is forearmed' ...........................
Form 45-102F1
Notice of Intention to Distribute Securities under Section 2.8 of NI 45-102 Resale of Securities
Reporting issuer
1. Name of reporting issuer: NexOptic Technologies Corp. (the "Company")
Selling security holder
2. Your name: 3DB Inc. (Beneficially owned directly or indirectly by Darcy Daugela and
John Daugela) ("3DB")
3. The offices or positions you hold in the reporting issuer: None
4. Are you selling securities as a lender, pledgee, mortgagee or other encumbrancer? No
5. Number and class of securities of the reporting issuer you beneficially own: 32,074,262
Common Shares of the Company and 1,702,637 warrants convertible into Common Shares of the Company
Distribution
6. Number and class of securities you propose to sell:
Up to 3,000,000 Common Shares, with up to 500,000 through the exchange, and the balance of
Common Shares sold privately. These sales are subject to the restrictions specified in section 3.1
of the voting support agreement entered into by the Company, 3DB, Darcy Daugela and John
Daugela effective May 15, 2020 (the "Support Agreement").
For quick reference, the "Support Agreement" under section 3.1(e) specifies share sales are
permitted “on any Trading Day, the Securityholder may sell, through the facilities of the
Exchange, no more than such number of the Securityholder's Securities as does not exceed the
lesser of 25,000 or 10% of the aggregate trading volume on the Exchange on the immediately
preceding Trading Day”. There are also provisions permitting limited dispositions including:
block trades; share transfers with restrictions to organizations owned by Darcy Daugela or John
Daugela, and to some registered plans for related parties; and NexOptic board approved
transactions.
Share sales proceeds reduce severance in accordance with the agreements.
7. Will you sell the securities privately or on an exchange or market? If on an exchange or
market, provide the name.
TSX Venture Exchange, all Canadian Exchanges, and privately.
Warning
It is an offence to submit information that, in a material respect and in light of the
circumstances in which it is submitted, is misleading or untrue
Certificate
I certify that
(1) I have no knowledge of a material fact or material change with respect to the issuer of the securities that has not been generally disclosed; and
(2) the information given in this form is true and complete.
Date April 1, 2021 3DB Inc.
"Darcy Daugela"
.........................................…..
(authorized signatory)
Darcy Daugela, President
Name of authorized signatory