RE:RE:RE:RE:RE:RE:RE:13 G filingIt's just a joint filing agreement since the parties represented have commonality between who has the authority to make decisions. It's common when you have a large concentration of ownership within a group that owns shares in multiple entities, funds, retirement accounts, trusts, individually, etc. This report is as of 11/14 and is not the 13F as of 9/30, so I believe we can conclude that Soleus has not been a seller. Not sure what the weird volume after hours represented, maybe a transfer of ownership to coincide with the joint filing.
qwerty22 wrote: "The shares of common stock reported in this row are held by Soleus Capital Master Fund, L.P. (“Master Fund”), and include a presently exercisable warrant to purchase up to 1,550,000 shares of common stock at an exercise price of $3.14 per share (the “Warrant”). Soleus Capital, LLC is the sole general partner of Master Fund and thus holds voting and dispositive power over the shares held by Master Fund. "
So for people that don't understand these types of transactions, like me, why would Soleus do this?
palinc2000 wrote:
https://www.theratech.com/static-files/446de95b-5b8e-4464-9058-dd6bbd822fc7
SPCEO1 wrote: I cannot find that filing - where did you see it? Is it from today?
palinc2000 wrote:
My understsnfing is that the Filing is simply to account for the transfer of the shsres ftom Soleus to a General Partner controlled by Soleus
palinc2000 wrote: [The 9.5 mil'ion includes
1555000 warrabts
quote=palinc2000]
Seems like Soleus hold 9.5 million shares representing 10.1 %
palinc2000 wrote: Soleus
[/quote]