Halo Collective Inc. N.HALO

Future Prospects

[sollmg]

The likelyhood of a share consolidation aside, I like HALO's story and outlook. I got in later than most so likely have a diifterent opinion of whats gone on over the last year than early investors. Based on the accumulation going on over the last few months I am not alone. Most of the selling pressure is coming the RBC/ANON combo,  shorting the stock in antcipation of the distributed shares coming to market. I have included the House Totals for the last three months below. 

House Positions for C:HALO from 20201001 to 20201022

House	Bought	$Val	Ave	Sold	$Val	Ave	Net	$Net
2 RBC	70,551,105	4,081,277	0.058	3,592,946	263,291	0.073	66,958,159	-3,817,986
7 TD Sec	9,738,356	605,127	0.062	2,553,047	160,788	0.063	7,185,309	-444,339
85 Scotia	3,448,687	215,479	0.062	48,925	3,191	0.065	3,399,762	-212,288
13 Instinet	5,708,500	358,594	0.063	3,620,000	220,725	0.061	2,088,500	-137,869
33 Canaccord	2,170,216	129,536	0.06	196,461	13,796	0.07	1,973,755	-115,740
14 ITG	1,431,100	82,630	0.058	79,000	4,575	0.058	1,352,100	-78,055
80 National Bank	1,144,250	62,294	0.054	216,500	15,355	0.071	927,750	-46,939
79 CIBC	1,630,293	95,284	0.058	826,274	48,310	0.058	804,019	-46,974
9 BMO Nesbitt	603,146	30,626	0.051	77,300	5,529	0.072	525,846	-25,097
83 Mackie	510,000	22,950	0.045	0			510,000	-22,950
89 Raymond James	496,000	25,180	0.051	27,684	1,623	0.059	468,316	-23,557
124 Questrade	465,710	26,797	0.058	250,300	17,697	0.071	215,410	-9,100
19 Desjardins	77,000	3,840	0.05	0			77,000	-3,840
88 Credential	22,650	1,156	0.051	48,030	2,352	0.049	-25,380	1,196
22 Fidelity	0			1,506,079	88,834	0.059	-1,506,079	88,834
59 PI	396,000	26,045	0.066	12,399,500	638,865	0.052	-12,003,500	612,820
1 Anonymous	23,838,220	1,448,699	0.061	96,789,187	5,730,612	0.059	-72,950,967	4,281,913
TOTAL	122,231,233	7,215,514	0.059	122,231,233	7,215,543	0.059	0	29

House Positions for C:HALO from 20200901 to 20200930

House	Bought	$Val	Ave	Sold	$Val	Ave	Net	$Net
2 RBC	31,697,597	2,601,421	0.082	3,582,345	290,479	0.081	28,115,252	-2,310,942
85 Scotia	3,528,519	290,323	0.082	136,825	11,252	0.082	3,391,694	-279,071
62 Haywood	1,550,000	136,235	0.088	39,974	2,798	0.07	1,510,026	-133,437
7 TD Sec	3,030,227	242,672	0.08	1,809,810	154,174	0.085	1,220,417	-88,498
13 Instinet	2,815,000	232,900	0.083	1,797,000	149,205	0.083	1,018,000	-83,695
79 CIBC	1,284,769	103,028	0.08	466,855	37,552	0.08	817,914	-65,476
14 ITG	873,500	79,021	0.09	68,000	5,930	0.087	805,500	-73,091
33 Canaccord	755,090	60,961	0.081	203,589	16,959	0.083	551,501	-44,002
89 Raymond James	294,975	25,073	0.085	0			294,975	-25,073
124 Questrade	261,221	20,598	0.079	87,150	8,081	0.093	174,071	-12,517
83 Mackie	200,000	17,952	0.09	100,000	7,500	0.075	100,000	-10,452
88 Credential	48,509	4,102	0.085	40,000	2,900	0.073	8,509	-1,202
39 Merrill Lynch	1,000	75	0.075	0			1,000	-75
28 BBS	1,000	90	0.09	0			1,000	-90
212 Virtu	0			800	76	0.095	-800	76
74 GMP	0			1,338	116	0.087	-1,338	116
80 National Bank	507,850	37,444	0.074	518,157	47,525	0.092	-10,307	10,081
19 Desjardins	222,000	16,705	0.075	236,000	18,500	0.078	-14,000	1,795
68 Leede	0			20,000	1,500	0.075	-20,000	1,500
76 Industrial Alliance	0			250,000	22,500	0.09	-250,000	22,500
9 BMO Nesbitt	176,034	15,460	0.088	1,476,034	128,597	0.087	-1,300,000	113,137
22 Fidelity	0			3,388,120	304,930	0.09	-3,388,120	304,930
59 PI	239,500	16,467	0.069	8,767,304	655,869	0.075	-8,527,804	639,402
1 Anonymous	21,053,533	1,740,368	0.083	45,551,023	3,774,475	0.083	-24,497,490	2,034,107
TOTAL	68,540,324	5,640,895	0.082	68,540,324	5,640,918	0.082	0	23

House Positions for C:HALO from 20200801 to 20200831

House	Bought	$Val	Ave	Sold	$Val	Ave	Net	$Net
2 RBC	30,169,003	3,273,632	0.109	1,589,408	191,026	0.12	28,579,595	-3,082,606
14 ITG	2,383,000	257,515	0.108	40,000	5,147	0.129	2,343,000	-252,368
85 Scotia	2,724,465	306,204	0.112	450,305	53,587	0.119	2,274,160	-252,617
83 Mackie	747,500	85,931	0.115	0			747,500	-85,931
79 CIBC	1,138,998	118,595	0.104	622,751	73,623	0.118	516,247	-44,972
13 Instinet	4,050,000	439,036	0.108	3,755,000	412,113	0.11	295,000	-26,923
7 TD Sec	2,019,634	222,114	0.11	1,789,718	214,727	0.12	229,916	-7,387
89 Raymond James	80,595	9,329	0.116	40,667	4,536	0.112	39,928	-4,793
88 Credential	24,650	2,770	0.112	10,105	1,140	0.113	14,545	-1,630
19 Desjardins	4,000	440	0.11	0			4,000	-440
28 BBS	0			6,000	600	0.10	-6,000	600
80 National Bank	187,500	21,160	0.113	213,543	25,635	0.12	-26,043	4,475
33 Canaccord	651,979	72,193	0.111	685,837	77,108	0.112	-33,858	4,915
124 Questrade	127,890	13,047	0.102	172,351	18,080	0.105	-44,461	5,033
62 Haywood	0			273,300	33,623	0.123	-273,300	33,623
9 BMO Nesbitt	178,706	17,723	0.099	2,168,261	255,970	0.118	-1,989,555	238,247
59 PI	6,000	570	0.095	2,018,098	210,545	0.104	-2,012,098	209,975
22 Fidelity	0			2,388,000	264,497	0.111	-2,388,000	264,497
1 Anonymous	13,971,896	1,548,823	0.111	42,242,472	4,547,137	0.108	-28,270,576	2,998,314
TOTAL	58,465,816	6,389,082	0.109	58,465,816	6,389,094	0.109	0	12

[ACBMADEMERICH]

Thank you for the good info. So please simplify so I can understand more clearly. RBC is buying and Anonymous is selling. So how is this going to play out? I agree that I like Halo's story and outlook as well, but how, when and why does this turn around? 

[sollmg]

Imo the short sellers (hedge funds) will keep the SP down until HALO, it's staff and contractors stop selling their shares into the open market. The shorts were updated, today I think, and went from 2+ million to 8+ million. The update was based on the bi-monthly irroc report so the numbers are a week out of date already but show how much selling pressure they have been putting on since halo

[sollmg]

one thing about the short increase. irroc only reported 3+ million short sales over the 1-15 oct period but the reported short positions jumped by twice that and those numbers don't include the short selling on the otc. Looks like a lot of naked short selling. Enough buyers sit on the bid and the shorts will have too cover at higher prices. Just like Tilray

[ACBMADEMERICH]

[ACBMADEMERICH]

[sollmg]

the hedge funds haven't created any fear, they are just taking advantage of the situation. Halo needs 13 million short term to build out Africa. Staff and contractors gotta eat and pay bills.

[ACBMADEMERICH]

I know management as insiders are restricted from trading right now prior to the release of Q3, so most of the selling must be from contractors and Companies acquired . Would be beneficial to do a calculation to determine more or less when all these shares being treated as Monopoly money will be flushed through completely. Thereafter we will hopefully be left with real investors and then a true

[sollmg]

Trying to figure out when the contractors and staff have finished selling is a mugs game. we don't know how many of the shares they intend to hold, if any, or if they are just going to sell them all. The ATM through PI is the only way I could see to get a handle on when the selling might be done. PI sold 3 million this morning at .035. Thats $105,000. Since they announced the ATM I have them

[ACBMADEMERICH]

Thank you so much for your insight. Excuse my question, but how do you know that sales through PI are indeed the ATM? Can stock issued through the ATM come directly from treasury? Again excuse me if my question is stupid but I am a novice in this regard. If a large portion of the recent sales are ATM related does this make sense from the Company's perspective, given more shares being issued

[sollmg]

[sollmg]

I had responded but it came up blank. Trying again. The prospectus indicates that it's PI that will administer the ATM. As far as dilution, Kiran has repeatedly stated they do not see what Halo is doing is dilution but adding enterprise value. Contact him, he will likely respond

[ACBMADEMERICH]

Yes I see now that PI is listed as the Agent for the ATM process and that shares are issued from Treasury but through the Neo exchange. The dilution I am referring to is that of the ATM financing is now taking place at such a low share price, this is resulting in an excess number of shares being issued as opposed to the ATM process taking place at a higher/normalized share price. Same end result