Post by
plimbo23 on Jul 11, 2023 8:05pm
PTU
FORM 62-103F3
REQUIRED DISCLOSURE BY AN ELIGIBLE
INSTITUTIONAL INVESTOR UNDER SECTION 4.5(d)
Item 1 – Identity of the Eligible Institutional Investor
1.1 State the name and address of the eligible institutional investor.
MM Asset Management Inc. (“MM Asset”)
161 Bay Street
Suite 2240
Toronto, Ontario
M5J 2S1
As at the end of June, 2023, MM Asset, on behalf of MMCAP, exercised control and
direction over:
(i) 6,356,430 Shares; and
(ii) 14,814,430 common share purchase warrants (“Warrants”), each Warrant
entitles the holder thereof to purchase an additional Share at the price of $0.20
per Share until April 14, 2024,
representing approximately 4.90% of the Issuer’s 417,532,288 outstanding Shares as
reported in its Management’s Discussion and Analysis dated May 29, 2023, calculated
on a partially diluted basis.``
https://ceo.ca/content/sedar/PTU-20230710-Alternative-monthly-report-bbde.pdf
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