Southern Pacific Resource Corp STPJF

Institutional Holders Adding

[maramos98]

NATIONAL INSTRUMENT 62-103

REPORT FILED BY ELIGIBLE INSTITUTIONAL INVESTOR

UNDER PART 4

 

Report for the period ending May 31, 2013.

 

(a) Name and Address of the eligible institutional investor:

I.G. Investment Management, Ltd.

447 Portage Avenue

Winnipeg, MB R3C 3B6

 

(b) Net Increase or decrease in the number or principal amount of securities, and in 

the eligible institutional investor’s securityholding percentage in the class of 

securities, since the last report filed by the eligible institutional investor under Part 

4 of the early warning requirements:

 

52,491,600 Common shares of Southern Pacific Resources Corp. (the 

“Reporting Issuer”) representing an increase of 2.182% of the outstanding 

Common shares of the Reporting Issuer held by I.G. Investment Management, 

Ltd. since the report dated October 31, 2012. 

 

(c) Designation and number or principal amount of securities and the eligible 

institutional investor’s securityholding percentage in the class of securities at the 

end of the month for which the report is made:

52,491,600 Common shares representing 13.194% of the outstanding Common

shares of the Reporting Issuer

[maramos98]

REPORT UNDER PART 4 FILED PURSUANT TO NATIONAL INSTRUMENT 62-103   1. Name and address of eligible institutional investor: Sageview Capital L.P. (“Sageview”) 55 Railroad Avenue Greenwich, CT 06830 Sageview Capital Master, L.P. (“Sageview Master”) c/o Sageview Capital L.P. 55 Railroad Avenue Greenwich, CT 06830   2. The net increase or decrease in the number or principal amount of

[maramos98]

Collectively these two funds own approximately 23.5% of the outstanding shares. I guess Sageview was the big buyer on the 12+ million volume day back in May.