Post by
Chequers on Jan 03, 2024 6:38pm
Private placement - Haywood Securities
https://www.wealthprofessional.ca/news/regulators/us-arm-of-canadian-firm-fined-175000/381394
Comment by
Landhunter on Jan 04, 2024 1:49am
Non Arms Length hmmm Investors From Tax Havens Jersey,Hong Kong, British Virgin Islands Something tells me that someone has more than 20 % Who lives in a Tax Haven ? Zug ? This needs to be properly invrstigated
Comment by
Maxmoe on Jan 04, 2024 9:24am
Like I said, usa regulators don't mess around. This is the equivalent of iiroc. I'm going to forward to iiroc and ask if they have a bone to pick with Haywood over the same issue and maybe take a look at this fnc deal in that light. Why don't you try flipping the deal info to your finra contact in case they want to follow up with Haywood