NOTIFICATION OF TRANSACTIONS OF DIRECTORS/PERSONS DISCHARGING MANAGERIAL
RESPONSIBILITY AND CONNECTED PERSONS
Annex DTR3
1. Name of the issuer 2. State whether the notification
relates to (i) a transaction
notified in accordance with DTR
3.1.2 R, (ii) a disclosure made
CANACCORD GENUITY GROUP INC . in accordance with LR 9.8.6R(1)
or (iii) a disclosure made in
accordance with section 793 of
the Companies Act (2006).
DTR 3.1.2 R
3. Name of person discharging 4. State whether notification
managerial responsibilities/ relates to a person connected
director with a person discharging
managerial responsibilities/
director named in 3 and identify
the connected person
MICHAEL D. HARRIS
STEANE CONSULTING LIMITED
5. Indicate whether the 6. Description of shares (including
notification is in respect of a class), debentures or derivatives
holding of the person referred or financial instruments relating
to in 3 or 4 above or in to shares
respect of a non-beneficial
interest COMMON SHARES
NOTIFICATION RELATES TO THE
PERSONS NAMED IN 4.
7. Name of registered shareholders 8 State the nature of the
(s) and, if more than one, the transaction
number of shares held by each
of them
MICHAEL D. HARRIS: 78,500 PURCHASE IN OPEN MARKET
9. Number of shares, debentures or 10. Percentage of issued class
financial instruments relating acquired (treasury shares of that
to shares acquired class should not be taken into
account when calculating
percentage)
MICHAEL D. HARRIS: 500
MICHAEL D. HARRIS: 0.0005%
11. Number of shares, debentures or 12. Percentage of issued class
financial instruments relating disposed (treasury shares of that
to shares disposed class should not be taken into
account when calculating
percentage)
N/A N/A
13. Price per share or value of 14. Date and place of transaction
transaction
VANCOUVER - FEBRUARY 6, 2014
PRICE PER SHARE: CAD$7.51
15. Total holding following 16. Date issuer informed of
notification and total transaction
percentage holding following
notification (any treasury
shares should not be taken into
account when calculating FEBRUARY 6, 2014
percentage)
MICHAEL D. HARRIS: 79,000/
0.0779%
If a person discharging managerial responsibilities has been granted options by
the issuer complete the following boxes
17 Date of grant 18. Period during which or date on
which exercisable
19. Total amount paid (if any) for 20. Description of shares or
grant of the option debentures involved (class and
number)
21. Exercise price (if fixed at 22. Total number of shares or
time of grant) or indication debentures over which options held
that price is to be fixed at following notification
the time of exercise
23. Any additional information 24. Name of contact and telephone
number for queries
NONE
JULIA GRAY
1-416-687-5315
Name of authorised official of issuer responsible for making notification
JULIA GRAY
ASSOCIATE GENERAL COUNSEL AND ASSISTANT CORPORATE SECRETARY
Date of Notification: FEBRUARY 7, 2014
Notes: This form is intended for use by an issuer to make a RIS notification
required by DTR 3.1.4.
(1) An issuer making a notification in respect of a transaction
relating to the shares or debentures of the issuer should complete boxes 1 to
16, 23 and 24.
(2) An issuer making a notification in respect of a derivative
relating the shares of the issuer should complete boxes 1 to 4, 6, 8, 13, 14,
16, 23 and 24.
(3) An issuer making a notification in respect of options granted to
a director/person discharging managerial responsibilities should complete boxes
1 to 3 and 17 to 24.
(4) An issuer making a notification in respect of a financial
instrument relating to the shares of the issuer (other than a debenture) should
complete boxes 1 to 4, 6, 8, 9, 11, 13, 14, 16, 23 and 24.
(CF. CF)
