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GE to Sell U.S. Sponsor Finance Business to Canada Pension Plan Investment Board

GE

GE (NYSE:GE) announced today that it has reached an agreement to sell its U.S. Sponsor Finance business and a $3 billion bank loan portfolio to Canada Pension Plan Investment Board (CPPIB) in a transaction valued at approximately $12 billion.

“We are excited to announce this agreement to sell Sponsor Finance to CPPIB,” said Keith Sherin, GE Capital chairman and CEO. “This represents an important milestone as we continue to execute on our strategy to sell most of the assets of GE Capital. The value we will achieve through this transaction is a testament to the depth of talent and expertise of the Sponsor team and our ability to execute high-value transactions quickly,” added Sherin.

As previously announced, GE is embarking on a strategy to focus on its high-value industrial businesses and is selling most GE Capital assets. GE and its Board of Directors have determined that market conditions are favorable to pursue disposition of these assets over the next 18 months. GE will retain the financing “verticals” that relate to GE’s industrial businesses.

The Sponsor Finance business is principally made up of Antares Capital, GE Capital’s lending business to private equity-backed middle market companies. Upon closing, CPPIB will retain the team and the brand of Antares Capital. It will operate as a stand-alone, independent business, led by its managing partners David Brackett and John Martin, who have led Antares since its formation. Stuart Aronson, CEO of GE Capital Sponsor Finance will remain with GE Capital.

GE Capital plans to continue to operate the Senior Secured Loan Program (SSLP), a joint venture between affiliates of GE Capital and affiliates of Ares Capital, for a period of time prior to closing to provide Ares and CPPIB the opportunity to work together on a go-forward basis. If a mutual agreement is not reached, it is GE Capital’s intention to retain the SSLP in the future so that it can execute an orderly wind down of this program ($7.6 billion GE Capital investment, $6.1 billion of which is attributable to Sponsor Finance). Similarly, GE Capital plans to operate the Middle Market Growth Program (MMGP), a joint venture between affiliates of GE Capital and affiliates of Lone Star Funds, for a period of time prior to closing to provide Lone Star and CPPIB the opportunity to work together on a go-forward basis. If a mutual agreement is not reached, it is GE Capital’s intention to retain the MMGP in the future so that it can execute an orderly wind down of this program ($0.6 billion GE Capital investment).

With this transaction of approximately $11 billion of ending net investment (ENI), GE Capital has announced sales of about $55 billion and is on track to execute sales of $100 billion by the end of 2015. The transaction, when completed, will contribute approximately $2.5 billion of capital to the overall target of approximately $35 billion of dividends expected to GE under this plan (subject to regulatory approval).

Mr. Sherin concluded, “This announcement is the next step in GE’s transformation to a more focused industrial company. The sale of Sponsor Finance aligns with our strategy to pair a smaller GE Capital with GE’s long-term industrial growth.”

The transaction is subject to customary regulatory and other approvals. The transaction is expected to close in the third quarter of 2015.

J.P. Morgan Securities LLC and Citigroup Global Markets Inc. provided financial advice to GE and Sidley Austin LLP provided legal advice.

About GE

GE (NYSE:GE) imagines things others don’t, builds things others can’t and delivers outcomes that make the world work better. GE brings together the physical and digital worlds in ways no other company can. In its labs and factories and on the ground with customers, GE is inventing the next industrial era to move, power, build and cure the world. www.ge.com.

GE’s Investor Relations website at www.ge.com/investor and our corporate blog at www.gereports.com, as well as GE’s Facebook page and Twitter accounts, including @GE_Reports, contain a significant amount of information about GE, including financial and other information for investors. GE encourages investors to visit these websites from time to time, as information is updated and new information is posted.

Caution Concerning Forward-Looking Statements:

This document contains “forward-looking statements” – that is, statements related to future, not past, events. In this context, forward-looking statements often address our expected future business and financial performance and financial condition, and often contain words such as “expect,” “anticipate,” “intend,” “plan,” “believe,” “seek,” “see,” “will,” “would,” or “target.” Forward-looking statements by their nature address matters that are, to different degrees, uncertain, such as statements about our announced plan to reduce the size of our financial services businesses, including expected cash and non-cash charges associated with this plan; expected income; earnings per share; revenues; organic growth; margins; cost structure; restructuring charges; cash flows; return on capital; capital expenditures, capital allocation or capital structure; dividends; and the split between Industrial and GE Capital earnings. For us, particular uncertainties that could cause our actual results to be materially different than those expressed in our forward-looking statements include: obtaining (or the timing of obtaining) any required regulatory reviews or approvals or any other consents or approvals associated with our announced plan to reduce the size of our financial services businesses; our ability to complete incremental asset sales as part of this plan in a timely manner (or at all) and at the prices we have assumed; changes in law, economic and financial conditions, including interest and exchange rate volatility, commodity and equity prices and the value of financial assets, including the impact of these conditions on our ability to sell or the value of incremental assets to be sold as part of this plan as well as other aspects of this plan; the impact of conditions in the financial and credit markets on the availability and cost of GECC’s funding, and GECC’s exposure to counterparties; the impact of conditions in the housing market and unemployment rates on the level of commercial and consumer credit defaults; pending and future mortgage loan repurchase claims and other litigation claims in connection with WMC, which may affect our estimates of liability, including possible loss estimates; our ability to maintain our current credit rating and the impact on our funding costs and competitive position if we do not do so; the adequacy of our cash flows and earnings and other conditions which may affect our ability to pay our quarterly dividend at the planned level or to repurchase shares at planned levels; GECC’s ability to pay dividends to GE at the planned level, which may be affected by GECC’s cash flows and earnings, financial services regulation and oversight, and other factors; our ability to convert pre-order commitments/wins into orders; the price we realize on orders since commitments/wins are stated at list prices; customer actions or developments such as early aircraft retirements or reduced energy demand and other factors that may affect the level of demand and financial performance of the major industries and customers we serve; the effectiveness of our risk management framework; the impact of regulation and regulatory, investigative and legal proceedings and legal compliance risks, including the impact of financial services regulation and litigation; adverse market conditions, timing of and ability to obtain required bank regulatory approvals, or other factors relating to us or Synchrony Financial that could prevent us from completing the Synchrony Financial split-off as planned; our capital allocation plans, as such plans may change including with respect to the timing and size of share repurchases, acquisitions, joint ventures, dispositions and other strategic actions; our success in completing, including obtaining regulatory approvals for, announced transactions, such as the proposed transactions and alliances with Alstom, Appliances, Real Estate and Sponsor Finance, and our ability to realize anticipated earnings and savings; our success in integrating acquired businesses and operating joint ventures; the impact of potential information technology or data security breaches; and the other factors that are described in “Risk Factors” in our Annual Report on Form 10-K for the year ended December 31, 2014. These or other uncertainties may cause our actual future results to be materially different than those expressed in our forward-looking statements. We do not undertake to update our forward-looking statements.

Investor:
Matt Cribbins,+1-203-373-2424
matthewg.cribbins@ge.com
or
Media:
GE Capital:
Susan Bishop, +1-203-750-5362
susan.bishop@ge.com
or
CPPIB:
Mei Mavin, +44 020 3205 3515
mmavin@cppib.ca
or
GE:
Seth Martin, +1-203-572-3567
seth.martin@ge.com



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