Docupace Technologies and FolioDynamix Announce Strategic Relationship

Wealth management technology provider FolioDynamix and financial services information technology company Docupace Technologies, LLC announced today a strategic relationship that will integrate two of the industry’s most innovative technologies to deliver a turn-key straight-through processing solution to the wealth management industry for new account openings.

The integration will empower advisors to create an optimal portfolio for each client’s needs within the FolioDynamix system and then seamlessly pre-populate and process the required forms via the Docupace ePACS^® straight-through processing (STP) solution. The innovative solution validates the data for accuracy and compliance, and is securely and electronically routed for compliance review and approval before electronic submission to the appropriate clearing house. This unique process offers the best of both worlds by accommodating electronic as well as paperless processing. It is seamless, secure and SEC/FINRA compliant, significantly reducing “not in good order” processing, delays, inefficiencies and compliance risk.

“Docupace is focused on simplifying and securing all business processing for financial services so that the industry can be efficient, compliant and cyber secure,” said Michael Pinsker, CEO and Founder of Docupace Technologies. “FolioDynamix has created a leading platform that enables full lifecycle portfolio management for wealth management advisory firms. Together, our platforms align perfectly to deliver the only seamless STP solution for the wealth management business. The future of wealth management is here.”

“FolioDynamix has been leading the way on empowering advisors with efficiency and innovation in wealth management, and we are now eager to close the loop on information processing dark holes,” said Joseph Mrak, chairman and CEO of FolioDynamix. “Our strategic relationship with Docupace will take broker dealers, advisors and their clients to the highest level of business processing efficiency, compliance and cyber security. What once took days will now take hours, further increasing advisor productivity.”

About Docupace Technologies

Based in Los Angeles and a subsidiary of RCS Capital Corporation (NYSE: RCAP), Docupace is a premier provider of secure and federal and state law compliant electronic processing platforms for financial institutions and the wealth management industry. The company pioneered and implemented SEC/FINRA compliant Straight-Through-Processing (STP) technology for the financial services industry. The company’s document management and workflow solutions simplify the process of capturing, organizing, routing and accessing information. Docupace was first-to-market with patent-pending technologies that serve the largest financial service providers and their advisors who, driven by increased levels competition, privacy issues, document protection and government regulation, are adopting the company’s document management and workflow solutions in order to sustain profitability and audit-risk assurance. For more information, visit docupace.com.

About FolioDynamix

FolioDynamix offers the most comprehensive web-based wealth management technology platform for managing the full advisory lifecycle – proposal generation, research, model management, portfolio accounting, trade order management, reporting, and performance analytics. Unlike other wealth management platforms, the FolioDynamix platform is truly unified to eliminate silos and empower advisors with a single platform to manage all customer accounts. FolioDynamix provides registered investment advisors, banks, broker dealers, custodians and wealth service providers with leading-edge technology to attract and retain advisors, accelerate client acquisition and gain visibility across all assets under management. The results are improved efficiency, stronger compliance, enhanced client service and faster growth. FolioDynamix is an Actua company (Nasdaq: ACTA). Visit www.foliodynamix.com. Follow us on Twitter @foliodx.

About RCS Capital

RCS Capital Corporation (NYSE: RCAP) is a full-service investment firm expressly focused on the individual retail investor. With operating subsidiaries including retail advice services, wholesale distribution, investment banking, capital markets, investment research, investment management and crowdfunding, RCS Capital’s business is designed to capitalize, support, grow and maximize value for the investment programs it distributes and the independent advisors and clients it serves. Additional information about RCS Capital can be found on its website at www.rcscapital.com. RCS Capital may disseminate information about itself, including the results of its operations and financial information, via social media platforms such as Facebook, LinkedIn and Twitter.

Important Notice

The statements in this press release include statements regarding the intent, belief or current expectations of RCS Capital and members of its management team, as well as the assumptions on which such statements are based, and generally are identified by the use of words such as “may,” “will,” “seeks,” “anticipates,” “believes,” “estimates,” “expects,” “plans,” “intends,” “should,” “look forward” or similar expressions. Actual results may differ materially from those contemplated by such forward-looking statements due to certain factors, including RCS Capital’s ability to integrate businesses it has acquired in recent acquisitions with its previously existing businesses. Additional factors that may affect future results are contained in RCS Capital’s filings with the SEC, which are available at the SEC’s website at www.sec.gov. Further, forward-looking statements speak only as of the date they are made, and neither Docupace nor RCS Capital undertake any obligation to update or revise forward-looking statements to reflect changed assumptions, the occurrence of unanticipated events or changes to future operating results over time, unless required by law.

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