RNS Number : 3714A
GoldmanSachs International
06 June 2016
Amendment - due to the amendment of Equity transactions, the disclosure made on 03 June for
dealings on 02 June has been updated. Section 2(a) has been updated.
FORM 8.5 (EPT/RI)
PUBLIC DEALING DISCLOSURE BY AN EXEMPT PRINCIPAL TRADER WITH RECOGNISED INTERMEDIARY STATUS
DEALING IN A CLIENT-SERVING CAPACITY
Rule 8.5 of the Takeover Code (the "Code")
1. KEY INFORMATION
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(a) Name of exempt principal trader:
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(GS) GOLDMAN SACHS INTERNATIONAL
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(b) Name of offeror/offeree in relation to whose relevant securities this form
relates:
Use a separate form for each offeror/offeree
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SABMILLER PLC
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(c) Name of the party to the offer with which exempt principal trader is
connected:
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SABMILLER PLC
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(d) Date dealing undertaken:
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02 June 2016
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(e) In addition to the company in 1(b) above, is the exempt principal trader making
disclosures in respect of any other party to the offer?
If it is a cash offer or possible cash offer, state
"N/A"
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YES - disclosed previously for ANHEUSER-BUSCH INBEV SA/NV
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2. DEALINGS BY THE EXEMPT PRINCIPAL
TRADER
Where there have been dealings in more than one class of relevant securities of the offeror or
offeree named in 1(b), copy table 2(a), (b), (c) or (d) (as appropriate) for each additional class of relevant security dealt
in.
The currency of all prices and other monetary amounts should be stated.
(a) Purchases and sales
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Class of relevant security
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Purchases/ sales
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Total number of securities
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Highest price per unit paid/received
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Lowest price per unit paid/received
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USD 0.10 ordinary
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Purchases
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2,429,341
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43.2832 GBP
|
43.1500 GBP
|
|
USD 0.10 ordinary
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Sales
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1,101,535
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43.2850 GBP
|
43.1500 GBP
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(b) Cash-settled derivative transactions
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Class of relevant security
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Product description
e.g. CFD
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Nature of dealing
e.g. opening/closing a long/short position, increasing/reducing a long/short
position
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Number of reference securities
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Price per unit
|
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USD 0.10 ordinary
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CFD
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Opening a long position
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731
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43.2000 GBP
|
|
USD 0.10 ordinary
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CFD
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Opening a short position
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8,300
|
43.2000 GBP
|
|
USD 0.10 ordinary
|
CFD
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Increasing a short position
|
2,000
|
43.2032 GBP
|
|
USD 0.10 ordinary
|
CFD
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Reducing a short position
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8,300
|
43.2169 GBP
|
|
USD 0.10 ordinary
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CFD
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Opening a short position
|
30,000
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43.2832 GBP
|
|
USD 0.10 ordinary
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SWAP^
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Increasing a long position
|
500,000
|
43.1500 GBP
|
|
USD 0.10 ordinary
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SWAP
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Reducing a short position
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42,143
|
43.2555 GBP
|
|
USD 0.10 ordinary
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SWAP
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Opening a short position
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81,925
|
43.2607 GBP
|
|
USD 0.10 ordinary
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SWAP
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Opening a short position
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10,315
|
43.2607 GBP
|
|
USD 0.10 ordinary
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SWAP
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Opening a short position
|
11,393
|
43.2607 GBP
|
|
USD 0.10 ordinary
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SWAP
|
Opening a short position
|
7,555
|
43.2607 GBP
|
|
USD 0.10 ordinary
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SWAP
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Opening a short position
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812
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43.2607 GBP
|
|
USD 0.10 ordinary
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SWAP
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Reducing a long position
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1,800,000
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975.9218 ZAR
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^Please note this product is part of a basket of securities for which SABMILLER PLC is a
component
(c) Stock-settled derivative transactions (including
options)
(i) Writing, selling, purchasing or
varying
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Class of relevant security
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Product description e.g. call option
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Writing, purchasing, selling, varying etc.
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Number of securities to which option relates
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Exercise price per unit
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Type
e.g. American, European etc.
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Expiry date
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Option money paid/ received per unit
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|
|
|
|
|
|
|
|
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(ii) Exercise
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Class of relevant security
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Product description
e.g. call option
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Exercising / exercised against
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Number of securities
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Exercise price per unit
|
|
|
|
|
|
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(d) Other dealings (including subscribing for new
securities)
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Class of relevant security
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Nature of dealing
e.g. subscription, conversion
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Details
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Price per unit (if applicable)
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|
|
|
|
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3. OTHER INFORMATION
(a) Indemnity and other dealing arrangements
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Details of any indemnity or option arrangement, or any agreement or understanding, formal
or informal, relating to relevant securities which may be an inducement to deal or refrain from dealing entered into by
the exempt principal trader making the disclosure and any party to the offer or any person acting in concert with a party
to the offer:
Irrevocable commitments and letters of intent should not be included. If there are no such
agreements, arrangements or understandings, state "none"
|
|
NONE
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(b) Agreements, arrangements or understandings relating
to options or derivatives
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Details of any agreement, arrangement or understanding, formal or informal, between the
exempt principal trader making the disclosure and any other person relating to:
(i) the voting rights of any relevant securities under any option; or
(ii) the voting rights or future acquisition or disposal of any relevant securities to
which any derivative is referenced:
If there are no such agreements, arrangements or understandings, state "none"
|
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NONE
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Date of disclosure:
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06 June 2016
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Contact name:
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Joanna Foley and Ding Wang
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Telephone number:
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+44(20) 7051 9996 / +44(20) 7051 9453
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Public disclosures under Rule 8 of the Code must be made to a Regulatory Information Service and
must also be emailed to the Takeover Panel at monitoring@disclosure.org.uk. The Panel's Market Surveillance Unit is
available for consultation in relation to the Code's disclosure requirements on +44 (0)20 7638 0129.
The Code can be viewed on the Panel's website at www.thetakeoverpanel.org.uk.
This information is provided by RNS
The company news service from the London Stock Exchange
END
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