RNS Number : 3181E
Groupe FNAC
15 July 2016
FORM 8 (DD)
PUBLIC DEALING DISCLOSURE BY A PARTY TO AN OFFER OR PERSON ACTING IN CONCERT (INCLUDING DEALINGS
FOR THE ACCOUNT OF DISCRETIONARY INVESTMENT CLIENTS)
Rules 8.1, 8.2 and 8.4 of the Takeover Code (the "Code")
1. KEY INFORMATION
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(a) Full name of discloser:
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Rothschild & Cie Banque
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(b) Owner or controller of interests and short positions disclosed, if different from
1(a):
The naming of nominee or vehicle companies is insufficient.
For a trust, the trustee(s), settlor and beneficiaries must be named.
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(c) Name of offeror/offeree in relation to whose relevant securities this form
relates:
Use a separate form for each offeror/offeree
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Groupe Fnac SA
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(d) Status of person making the disclosure:
e.g. offeror, offeree, person acting in concert with the
offeror/offeree (specify name of offeror/offeree)
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Person acting in concert with the offeror (Groupe Fnac SA)
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(e) Date dealing undertaken:
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14 July 2016
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(f) In addition to the company in 1(c) above, is the discloser making disclosures in
respect of any other party to the offer?
If it is a cash offer or possible
cash offer, state "N/A"
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NO
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2. POSITIONS OF THE PERSON MAKING THE
DISCLOSURE
If there are positions or rights to subscribe to disclose in more than one class of relevant
securities of the offeror or offeree named in 1(c), copy table 2(a) or (b) (as appropriate) for each additional class of relevant
security.
(a) Interests and short positions in the relevant
securities of the offeror or offeree to which the disclosure relates following the
dealing
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Class of relevant security:
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EUR 1 Ordinary
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Interests
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Short positions
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Number
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%
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Number
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%
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(1) Relevant securities owned and/or controlled:
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9,400
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0.056%
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(2) Cash-settled derivatives:
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(3) Stock-settled derivatives (including options) and agreements to
purchase/sell:
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TOTAL:
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9,400
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0.056%
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All interests and all short positions should be disclosed.
Details of any open stock-settled derivative positions (including traded options), or agreements
to purchase or sell relevant securities, should be given on a Supplemental Form 8 (Open Positions).
Details of any securities borrowing and lending positions or financial collateral arrangements
should be disclosed on a Supplemental Form 8 (SBL).
(b) Rights to subscribe for new securities (including
directors' and other employee options)
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Class of relevant security in relation to which subscription right exists:
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Details, including nature of the rights concerned and relevant percentages:
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3. DEALINGS BY THE PERSON MAKING THE
DISCLOSURE
Where there have been dealings in more than one class of relevant securities of the offeror or
offeree named in 1(c), copy table 3(a), (b), (c) or (d) (as appropriate) for each additional class of relevant security dealt
in.
The currency of all prices and other monetary amounts should be stated.
(a) Purchases and sales
(i) Party to an offer or person acting in concert
(except for a principal trader in the same group as a connected adviser)
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Class of relevant security
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Purchase/sale
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Number of securities
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Price per unit
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EUR 1 Ordinary
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Purchase
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125
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50.75
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EUR 1 Ordinary
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Sale
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3,351
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51.14
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(ii) Principal trader where the sole reason for the
connection is that the principal trader is in the same group as a connected adviser
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Class of relevant security
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Purchases/ sales
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Total number of securities
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Highest price per unit paid/received
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Lowest price per unit paid/received
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(b) Cash-settled derivative transactions
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Class of relevant security
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Product description
e.g. CFD
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Nature of dealing
e.g. opening/closing a long/short position, increasing/reducing a long/short
position
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Number of reference securities
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Price per unit
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(c) Stock-settled derivative transactions (including
options)
(i) Writing, selling, purchasing or
varying
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Class of relevant security
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Product description e.g. call option
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Writing, purchasing, selling, varying etc.
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Number of securities to which option relates
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Exercise price per unit
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Type
e.g. American, European etc.
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Expiry date
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Option money paid/ received per unit
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(ii) Exercise
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Class of relevant security
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Product description
e.g. call option
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Exercising/ exercised against
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Number of securities
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Exercise price per unit
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(d) Other dealings (including subscribing for new
securities)
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Class of relevant security
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Nature of dealing
e.g. subscription, conversion
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Details
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Price per unit (if applicable)
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4. OTHER INFORMATION
(a) Indemnity and other dealing arrangements
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Details of any indemnity or option arrangement, or any agreement or understanding, formal
or informal, relating to relevant securities which may be an inducement to deal or refrain from dealing entered into by
the party to the offer or person acting in concert making the disclosure and any other person:
Irrevocable commitments and letters of intent should not be included. If there are
no such agreements, arrangements or understandings, state "none"
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Liquidity contract arrangement entered into with Groupe FNAC SA in accordance with AMF
rules.
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(b) Agreements, arrangements or understandings relating
to options or derivatives
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Details of any agreement, arrangement or understanding, formal or informal, between the
party to the offer or person acting in concert making the disclosure and any other person relating to:
(i) the voting rights of any relevant securities under any option; or
(ii) the voting rights or future acquisition or disposal of any relevant securities to
which any derivative is referenced:
If there are no such agreements, arrangements or understandings, state "none"
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(c) Attachments
Are any Supplemental Forms attached?
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Supplemental Form 8 (Open Positions)
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NO
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Supplemental Form 8 (SBL)
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NO
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Date of disclosure:
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15 July 2016
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Contact name:
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Jean-Paul Pechery
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Telephone number:
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+33 1 40 74 71 81
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Public disclosures under Rule 8 of the Code must be made to a Regulatory Information Service and
must also be emailed to the Takeover Panel at monitoring@disclosure.org.uk. The Panel's Market
Surveillance Unit is available for consultation in relation to the Code's dealing disclosure requirements on +44 (0)20 7638
0129.
The Code can be viewed on the Panel's website at www.thetakeoverpanel.org.uk.
This information is provided by RNS
The company news service from the London Stock Exchange
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