Form 8 (DD) - [Anheuser-Busch]

 

FORM 8 (DD)

 

PUBLIC DEALING DISCLOSURE BY A PARTY TO AN OFFER OR PERSON ACTING IN CONCERT (INCLUDING DEALINGS FOR THE ACCOUNT OF DISCRETIONARY INVESTMENT CLIENTS)

Rules 8.1, 8.2 and 8.4 of the Takeover Code (the "Code")

 

1.         KEY INFORMATION

 

(a) Full name of discloser:	(GS) GOLDMAN, SACHS & CO.
(b) Owner or controller of interests and short positions disclosed, if different from 1(a):      The naming of nominee or vehicle companies is insufficient. For a trust, the trustee(s), settlor and beneficiaries must be named.
(c) Name of offeror/offeree in relation to whose relevant securities this form relates:      Use a separate form for each offeror/offeree	ANHEUSER-BUSCH INBEV SA/NV
(d) Status of person making the disclosure:      e.g. offeror, offeree, person acting in concert with the offeror/offeree (specify name of offeror/offeree)	Advisor to SABMILLER PLC
(e) Date dealing undertaken:	26 July 2016
(f)  In addition to the company in 1(c) above, is discoloser making disclosures in respect of any other party to the offer?      If it is a cash offer or possible cash offer, state "N/A"	YES - disclosed previously for SABMILLER PLC

 

2.         POSITIONS OF THE PERSON MAKING THE DISCLOSURE

 

If there are positions or rights to subscribe to disclose in more than one class of relevant securities of the offeror or offeree named in 1(c), copy table 2(a) or (b) (as appropriate) for each additional class of relevant security.

 

(a)        Interests and short positions in the relevant securities of the offeror or offeree to which the disclosure relates following the dealing

 

Class of relevant security:	Ordinary and ADRs
	Interests		Short positions
	Number	%	Number	%
(1) Relevant securities owned and/or controlled:	122,034	0.00	6,068	0.00
(2) Cash-settled derivatives:	84,000	0.00	96,200	0.00
(3) Stock-settled derivatives (including options) and agreements to purchase/sell:	86,000	0.00	473,300	0.02
TOTAL:	292,034	0.02	575,568	0.03

 

 

 

All interests and all short positions should be disclosed.

 

Details of any open stock-settled derivative positions (included traded options), or agreements to purchase or sell relevant securities, should be given on a Supplemental Form 8 (Open Positions).

 

Details of any securities borrowing and lending positions or financial collateral arrangements should be disclosed on a Supplemental Form 8 (SBL).

 

(b)        Rights to subscribe for new securities (including directors' and other employee options)

 

Class of relevant security in relation to which subscription right exists:
Details, including nature of the rights concerned and relevant percentages:

 

 

3.         DEALINGS BY THE PERSON MAKING THE DISCLOSURE

 

Where there have been dealings in more than one class of relevant securities of the offeror or offeree named in 1(c), copy table 3(a), (b), (c) or (d) (as appropriate) for each additional class of relevant security dealt in.

 

The currency of all prices and other monetary amounts should be stated.

 

(a)        Purchases and sales

 

(i)         Party to an offer or person acting in concert (except for a principal trader in the same group as a connected adviser)

 

Class of relevant security	Purchase/sale	Number of securities	Price per unit

 

(ii)        Principal trader where the sole reason for the connection is that the principal trader is in the same group as a connected advisor

 

Class of relevant security	Purchases/ sales	Total number of securities	Highest price per unit paid/received	Lowest price per unit paid/received
ADR	Purchases	3,414	126.7000 USD	126.5800 USD
ADR	Sales	5,710	127.1800 USD	126.5800 USD

 

 

(b)        Cash-settled derivative transactions

 

Class of relevant security	Product description e.g. CFD	Nature of dealing e.g. opening/closing a long/short position, increasing/reducing a long/short position	Number of reference securities	Price per unit

 

(c)        Stock-settled derivative transactions (including options)

 

(i)         Writing, selling, purchasing or varying

 

Class of relevant security	Product description e.g. call option	Writing, purchasing, selling, varying etc.	Number of securities to which option relates	Exercise price per unit	Type e.g. American, European etc.	Expiry date	Option money paid/ received per unit
ADR	Call Option / (1.00 : 100.00)	Purchasing	1 (100)	140.0000 USD	AMERICAN	17/03/2017	4.0000 USD
ADR	Call Option / (1.00 : 100.00)	Selling	1 (100)	130.0000 USD	AMERICAN	20/01/2017	6.7000 USD
ADR	Call Option / (1.00 : 100.00)	Selling	10 (1,000)	140.0000 USD	AMERICAN	19/08/2016	0.1500 USD
ADR	Put Option / (1.00 : 100.00)	Purchasing	2 (200)	125.0000 USD	AMERICAN	16/12/2016	6.6000 USD
ADR	Put Option / (1.00 : 100.00)	Purchasing	3 (300)	125.0000 USD	AMERICAN	16/12/2016	6.6700 USD
ADR	Put Option / (1.00 : 100.00)	Purchasing	3 (300)	130.0000 USD	AMERICAN	20/01/2017	9.9000 USD
ADR	Put Option / (1.00 : 100.00)	Selling	1 (100)	115.0000 USD	AMERICAN	19/08/2016	0.3900 USD
ADR	Put Option / (1.00 : 100.00)	Selling	1 (100)	115.0000 USD	AMERICAN	16/09/2016	1.1000 USD
ADR	Put Option / (1.00 : 100.00)	Selling	2 (200)	115.0000 USD	AMERICAN	16/09/2016	0.9000 USD
ADR	Put Option / (1.00 : 100.00)	Selling	3 (300)	115.0000 USD	AMERICAN	16/09/2016	0.9700 USD

 

 

(ii)        Exercise

 

Class of relevant security	Product description e.g. call option	Exercising / exercised against	Number of securities	Exercise price per unit

 

(d)        Other dealings (including subscribing for new securities)

 

Class of relevant security	Nature of dealing e.g. subscription, conversion	Details	Price per unit (if applicable)

 

4.         OTHER INFORMATION

 

(a)        Indemnity and other dealing arrangements

 

Details of any indemnity or option arrangement, or any agreement or understanding, formal or informal, relating to relevant securities which may be an inducement to deal or refrain from dealing entered into by the party to the offer or person acting in concert making the disclosure and any other person: Irrevocable commitments and letters of intent should not be included. If there are no such agreements, arrangements or understandings, state "none"

NONE

 

(b)        Agreements, arrangements or understandings relating to options or derivatives

 

Details of any agreement, arrangement or understanding, formal or informal, between the party to the offer or person acting in concert making the disclosure and any other person relating to: (i)  the voting rights of any relevant securities under any option; or (ii) the voting rights or future acquisition or disposal of any relevant securities to which any derivative is referenced: If there are no such agreements, arrangements or understandings, state "none"

NONE

 

(c)        Attachments

 

Are any Supplemental Forms attached?

 

Supplemental Form 8 (Open Positions)	YES
Supplemental Form 8 (SBL)	NO

 

 

Date of disclosure:	27 July 2016
Contact name:	Joanna Foley and Lindsay Matcham
Telephone number:	+44(20) 7051 9996 / +44(20) 7774 4316

 

Public disclosures under Rule 8 of the Code must be made to a Regulatory Information Service and must also be emailed to the Takeover Panel at monitoring@disclosure.org.uk.  The Panel's Market Surveillance Unit is available for consultation in relation to the Code's disclosure requirements on +44 (0)20 7638 0129.

 

The Code can be viewed on the Panel's website at www.thetakeoverpanel.org.uk.

 

 

SUPPLEMENTAL FORM 8(OPEN POSITIONS)

 

DETAILS OF OPEN STOCK-SETTLED DERIVATIVE (INCLUDING OPTION) POSITIONS, AGREEMENT TO 

PURCHASE OR SELL ETC.

Note 5(i) on Rule 8 of the Takeover Code (the "Code")

 

1.         KEY INFORMATION

 

Full name of person making disclosure:	(GS) GOLDMAN, SACHS & CO.
Name of offeror/offeree in relation to whose relevant securities disclosure relates:	ANHEUSER-BUSCH INBEV SA/NV

 

 

2.         STOCK-SETTLED DERIVATIVES (INCLUDING OPTIONS)

 

Class of relevant security	Product description e.g. call option	Written or purchased	Number of securities to which option or derivative relates	Exercise price per unit	Type e.g. American, European etc.	Expiry date
Ordinary	Call Option	Purchased	100	90.0000 USD	AMER	16/12/2016
Ordinary	Call Option	Purchased	100	100.0000 USD	AMER	20/01/2017
Ordinary	Call Option	Sold	100	130.0000 USD	AMER	20/01/2017
Ordinary	Call Option	Purchased	100	140.0000 USD	AMER	17/03/2017
Ordinary	Call Option	Sold	100	150.0000 USD	AMER	19/01/2018
Ordinary	Call Option	Purchased	100	160.0000 USD	AMER	16/12/2016
Ordinary	Call Option	Sold	200	110.0000 USD	AMER	19/01/2018
Ordinary	Call Option	Purchased	200	120.0000 USD	AMER	19/08/2016
Ordinary	Call Option	Purchased	200	125.0000 USD	AMER	16/12/2016
Ordinary	Call Option	Sold	200	170.0000 USD	AMER	16/09/2016
Ordinary	Call Option	Sold	400	110.0000 USD	AMER	16/09/2016
Ordinary	Call Option	Purchased	400	145.0000 USD	AMER	16/12/2016
Ordinary	Call Option	Sold	500	110.0000 USD	AMER	20/01/2017
Ordinary	Call Option	Purchased	500	120.0000 USD	AMER	20/01/2017
Ordinary	Call Option	Sold	500	160.0000 USD	AMER	16/09/2016
Ordinary	Call Option	Purchased	700	115.0000 USD	AMER	20/01/2017
Ordinary	Call Option	Purchased	700	130.0000 USD	AMER	16/09/2016
Ordinary	Call Option	Sold	1,000	110.0000 USD	AMER	19/08/2016
Ordinary	Call Option	Sold	1,000	155.0000 USD	AMER	19/08/2016
Ordinary	Call Option	Purchased	1,100	130.0000 USD	AMER	16/12/2016
Ordinary	Call Option	Purchased	1,200	135.0000 USD	AMER	16/12/2016
Ordinary	Call Option	Purchased	1,500	120.0000 USD	AMER	16/09/2016
Ordinary	Call Option	Sold	1,700	165.0000 USD	AMER	16/09/2016
Ordinary	Call Option	Purchased	1,700	180.0000 USD	AMER	20/01/2017
Ordinary	Call Option	Purchased	2,000	140.0000 USD	AMER	19/08/2016
Ordinary	Call Option	Sold	2,000	170.0000 USD	AMER	19/01/2018
Ordinary	Call Option	Purchased	2,100	115.0000 USD	AMER	16/09/2016
Ordinary	Call Option	Sold	2,100	135.0000 USD	AMER	20/01/2017
Ordinary	Call Option	Sold	2,100	145.0000 USD	AMER	19/08/2016
Ordinary	Call Option	Purchased	2,300	150.0000 USD	AMER	20/01/2017
Ordinary	Call Option	Purchased	3,400	140.0000 USD	AMER	16/12/2016
Ordinary	Call Option	Sold	3,400	160.0000 USD	AMER	20/01/2017
Ordinary	Call Option	Sold	3,800	155.0000 USD	AMER	16/12/2016
Ordinary	Call Option	Sold	4,400	150.0000 USD	AMER	16/12/2016
Ordinary	Call Option	Sold	4,700	140.0000 USD	AMER	20/01/2017
Ordinary	Call Option	Purchased	4,900	160.0000 USD	AMER	19/01/2018
Ordinary	Call Option	Purchased	5,000	125.0000 USD	AMER	20/01/2017
Ordinary	Call Option	Sold	5,200	125.0000 USD	AMER	19/08/2016
Ordinary	Call Option	Purchased	5,300	135.0000 USD	AMER	19/08/2016
Ordinary	Call Option	Purchased	6,000	125.0000 USD	AMER	16/09/2016
Ordinary	Call Option	Purchased	6,100	130.0000 USD	AMER	16/09/2016
Ordinary	Call Option	Purchased	6,500	130.0000 USD	AMER	16/09/2016
Ordinary	Call Option	Sold	10,300	155.0000 USD	AMER	20/01/2017
Ordinary	Call Option	Purchased	12,200	135.0000 USD	AMER	16/09/2016
Ordinary	Call Option	Sold	15,500	145.0000 USD	AMER	16/09/2016
Ordinary	Call Option	Sold	32,500	150.0000 USD	AMER	16/09/2016
Ordinary	Call Option	Sold	38,400	140.0000 USD	AMER	16/09/2016
Ordinary	Call Option	Sold	100,000	135.0000 USD	AMER	16/09/2016
Ordinary	Call Option	Sold	100,000	140.0000 USD	AMER	16/09/2016
Ordinary	Put Option	Purchased	200	100.0000 USD	AMER	17/03/2017
Ordinary	Put Option	Purchased	200	130.0000 USD	AMER	16/12/2016
Ordinary	Put Option	Sold	200	135.0000 USD	AMER	19/08/2016
Ordinary	Put Option	Purchased	300	130.0000 USD	AMER	19/08/2016
Ordinary	Put Option	Purchased	400	65.0000 USD	AMER	16/12/2016
Ordinary	Put Option	Sold	400	105.0000 USD	AMER	16/09/2016
Ordinary	Put Option	Purchased	400	120.0000 USD	AMER	16/12/2016
Ordinary	Put Option	Purchased	500	95.0000 USD	AMER	20/01/2017
Ordinary	Put Option	Purchased	600	100.0000 USD	AMER	16/12/2016
Ordinary	Put Option	Purchased	600	130.0000 USD	AMER	20/01/2017
Ordinary	Put Option	Purchased	800	120.0000 USD	AMER	20/01/2017
Ordinary	Put Option	Purchased	900	100.0000 USD	AMER	20/01/2017
Ordinary	Put Option	Purchased	900	110.0000 USD	AMER	16/12/2016
Ordinary	Put Option	Purchased	900	135.0000 USD	AMER	16/09/2016
Ordinary	Put Option	Purchased	1,000	75.0000 USD	AMER	19/01/2018
Ordinary	Put Option	Purchased	1,000	80.0000 USD	AMER	16/09/2016
Ordinary	Put Option	Purchased	1,100	115.0000 USD	AMER	16/12/2016
Ordinary	Put Option	Purchased	1,200	90.0000 USD	AMER	16/09/2016
Ordinary	Put Option	Sold	1,200	150.0000 USD	AMER	16/09/2016
Ordinary	Put Option	Purchased	1,300	90.0000 USD	AMER	16/12/2016
Ordinary	Put Option	Sold	1,500	75.0000 USD	AMER	16/12/2016
Ordinary	Put Option	Purchased	1,600	110.0000 USD	AMER	19/08/2016
Ordinary	Put Option	Purchased	1,700	105.0000 USD	AMER	20/01/2017
Ordinary	Put Option	Purchased	1,700	110.0000 USD	AMER	20/01/2017
Ordinary	Put Option	Sold	1,700	140.0000 USD	AMER	16/09/2016
Ordinary	Put Option	Purchased	1,800	115.0000 USD	AMER	20/01/2017
Ordinary	Put Option	Purchased	2,000	85.0000 USD	AMER	16/09/2016
Ordinary	Put Option	Purchased	2,700	95.0000 USD	AMER	16/12/2016
Ordinary	Put Option	Purchased	2,800	125.0000 USD	AMER	16/09/2016
Ordinary	Put Option	Purchased	2,900	105.0000 USD	AMER	16/12/2016
Ordinary	Put Option	Purchased	3,200	100.0000 USD	AMER	16/09/2016
Ordinary	Put Option	Purchased	3,200	105.0000 USD	AMER	19/08/2016
Ordinary	Put Option	Purchased	3,500	60.0000 USD	AMER	20/01/2017
Ordinary	Put Option	Purchased	3,600	85.0000 USD	AMER	20/01/2017
Ordinary	Put Option	Sold	3,800	65.0000 USD	AMER	20/01/2017
Ordinary	Put Option	Purchased	3,800	115.0000 USD	AMER	19/08/2016
Ordinary	Put Option	Sold	4,000	130.0000 USD	AMER	16/09/2016
Ordinary	Put Option	Sold	4,300	125.0000 USD	AMER	19/08/2016
Ordinary	Put Option	Sold	4,500	125.0000 USD	AMER	20/01/2017
Ordinary	Put Option	Purchased	4,800	110.0000 USD	AMER	16/09/2016
Ordinary	Put Option	Purchased	4,900	120.0000 USD	AMER	16/09/2016
Ordinary	Put Option	Purchased	5,600	90.0000 USD	AMER	19/08/2016
Ordinary	Put Option	Purchased	5,900	95.0000 USD	AMER	16/09/2016
Ordinary	Put Option	Purchased	6,100	90.0000 USD	AMER	20/01/2017
Ordinary	Put Option	Purchased	6,200	120.0000 USD	AMER	19/08/2016
Ordinary	Put Option	Purchased	9,300	115.0000 USD	AMER	16/09/2016
Ordinary	Put Option	Purchased	15,500	80.0000 USD	AMER	20/01/2017
Ordinary	Put Option	Purchased	15,900	120.0000 USD	AMER	19/08/2016
Ordinary	Put Option	Purchased	22,200	120.0000 USD	AMER	19/08/2016

 

 

3.         AGREEMENTS TO PURCHASE OR SELL

 

Full details should be given so that the nature of the interest or position can be fully understood:

 

It is not necessary to provide details on a Supplement form (Open Positions) with regard to cash-settled derivatives.

 

 The currency of all pieces and other monetary amounts should be stated.

 

The Panel's Market Surveillance Unit is available for consultation in relation to the Code's disclosure requirements on +44 (0)20 7638 0129.

 

The Code can be viewed on the Panel's website at www.thetakeoverpanel.org.uk.