Standard Form TR-1
Standard form for notification of major holdings
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NOTIFICATION OF MAJOR HOLDINGS (to be sent to the relevant
issuer and to the Central Bank of Ireland)I
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1. Identity of the issuer or the underlying issuer of existing shares to which voting
rights are attachedii:
UDG Healthcare Plc
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2. Reason for the notification (please tick the appropriate box
or boxes):
[ü] An acquisition or disposal of voting
rights
[ ] An acquisition or disposal of financial instruments
[ ] An event changing the breakdown of voting rights
[ ] Other (please specify)iii:
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3. Details of person subject to the notification obligationiv :
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Name:
FIL Limited
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City and country of registered office (if applicable):
Pembroke, Bermuda
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4. Full name of shareholder(s) (if different from
3.)v: See Section 10
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5. Date on which the threshold was crossed or reachedvi: 05 August 2016
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6. Date on which issuer notified: 08 August 2016
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7. Threshold(s) that is/are crossed or reached: 3%
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8. Total positions of person(s) subject to the notification obligation:
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% of voting rights attached to shares (total of 9.A)
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% of voting rights through financial instruments
(total of 9.B.1 + 9.B.2)
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Total of both in % (9.A + 9.B)
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Total number of voting rights of issuervii
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Resulting situation on the date on which threshold was crossed or reached
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2.38%
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0.41%
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2.79%
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246,363,620
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Position of previous notification (if applicable)
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2.97%
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0.58%
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3.55%
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9. Notified details of the resulting situation on the date on which the threshold was
crossed or reachedviii:
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A: Voting rights attached to shares
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Class/type of
shares
ISIN code (if possible)
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Number of voting rightsix
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% of voting rights
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Direct
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Indirect
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Direct
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Indirect
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IE0033024807
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5,852,829
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2.38%
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SUBTOTAL A
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5,852,829
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2.38%
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B 1: Financial Instruments according to Regulation 17(1)(a) of the
Regulations
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Type of financial instrument
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Expiration
datex
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Exercise/
Conversion Periodxi
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Number of voting rights that may be acquired if the instrument is
exercised/converted.
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% of voting rights
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SUBTOTAL B.1
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B 2: Financial Instruments with similar economic effect according to Regulation 17(1)(b)
of the Regulations
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Type of financial instrument
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Expiration
datex
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Exercise/
Conversion Period xi
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Physical or cash settlementxii
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Number of voting rights
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% of voting rights
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Contract for Difference
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1,024,742
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0.41%
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SUBTOTAL B.2
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1,024,742
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0.41%
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10. Information in relation to the person subject to the notification obligation
(please tick the applicable box):
[ ] Person subject to the notification obligation is not controlled by any natural
person or legal entity and does not control any other undertaking(s) holding directly or indirectly an interest in the
(underlying) issuer.xiii
[ü ] Full
chain of controlled undertakings through which the voting rights and/or the
financial instruments are effectively held starting with the ultimate controlling natural person or legal
entityxiv:
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Namexv
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% of voting rights if it equals or is higher than the notifiable threshold
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% of voting rights through financial instruments if it equals or is higher than the
notifiable threshold
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Total of both if it equals or is higher than the notifiable threshold
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FIL Limited
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FIL Holdings (UK) Limited
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FIL Investments International
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2.22%
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0.41%
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2.63%
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FIL Limited
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FIL Holdings (UK) Limited
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FIL Pension Management
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0.16%
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0.00%
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0.16%
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11. In case of proxy voting: [name of the proxy holder] will cease
to hold [% and number] voting rights as of [date]
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12. Additional informationxvi:
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Done at Kingswood on 08 August 2016.
Notes
i. Persons completing this form should
have regard to the requirements of the Transparency (Directive 2004/109/EC) Regulations 2007 as amended (the "Regulations"), the
Central Bank of Ireland's Transparency Rules (the "Transparency Rules") and Commission Delegated Regulation (EU) 2015/761 of 17
December 2014.
ii Full name of the legal entity and
other identifying specification of the issuer or underlying issuer, provided it is reliable and accurate (e.g. address, LEI,
domestic number identity).
iii Other reason for the notification
could be voluntary notifications, changes of attribution of the nature of the holding (e.g. expiring of financial instruments) or
acting in concert.
iv This should be the full name of (a)
the shareholder; (b) the natural person or legal entity acquiring, disposing of or exercising voting rights in the cases provided
for in Regulation 15(b) to (h) of the Regulations (Article 10 (b) to (h) of Directive 2004/109/EC); or (c) the holder of
financial instruments referred to in Regulation 17(1) of the Regulations (Article 13(1) of Directive 2004/109/EC).
As the disclosure of cases of acting in concert may vary due to the specific circumstances (e.g.
same or different total positions of the parties, entering or exiting of acting in concert by a single party) the standard form
does not provide for a specific method how to notify cases of acting in concert.
In relation to the transactions referred to in points (b) to (h) of Regulation 15 of the
Regulations (Article 10 of Directive 2004/109/EC), the following list is provided as an indication of the persons who should be
mentioned:
- in the circumstances foreseen in letter (b) of Regulation 15 of the
Regulations (Article 10 of Directive 2004/109/EC), the natural person or legal entity that acquires the voting rights and is
entitled to exercise them under the agreement and the natural person or legal entity who is transferring temporarily for
consideration the voting rights;
- in the circumstances foreseen in letter (c) of the Regulation 15 of the
Regulations (Article 10 of Directive 2004/109/EC), the natural person or legal entity holding the collateral, provided the person
or entity controls the voting rights and declares its intention of exercising them, and natural person or legal entity lodging
the collateral under these conditions;
- in the circumstances foreseen in letter (d) of Regulation 15 of the
Regulations (Article 10 of Directive 2004/109/EC), the natural person or legal entity who has a life interest in shares if that
person or entity is entitled to exercise the voting rights attached to the shares and the natural person or legal entity who is
disposing of the voting rights when the life interest is created;
- in the circumstances foreseen in letter (e) of Regulation 15 of the
Regulations (Article 10 of Directive 2004/109/EC), the controlling natural person or legal entity and, provided it has a
notification duty at an individual level under Regulation 14 of the Regulations (Article 9 of Directive 2004/109/EC), under
letters (a) to (d) of Regulation 15 of the Regulations (Article 10 of Directive 2004/109/EC) or under a combination of any of
those situations, the controlled undertaking;
- in the circumstances foreseen in letter (f) of Regulation 15 of the
Regulations (Article 10 of Directive 2004/109/EC), the deposit taker of the shares, if he can exercise the voting rights attached
to the shares deposited with him at his discretion, and the depositor of the shares allowing the deposit taker to exercise the
voting rights at his discretion;
- in the circumstances foreseen in letter (g) of Regulation 15 of the
Regulations (Article 10 of Directive 2004/109/EC), the natural person or legal entity that controls the voting rights;
- in the circumstances foreseen in letter (h) of Regulation 15 of the
Regulations (Article 10 of Directive 2004/109/EC), the proxy holder, if he can exercise the voting rights at his discretion, and
the shareholder who has given his proxy to the proxy holder allowing the latter to exercise the voting rights at his discretion
(e.g. management companies).
v Applicable in the cases provided for
in Regulation 15(b) to (h) of the Regulations (Article 10 (b) to (h) of Directive 2004/109/EC). This should be the full name of
the shareholder who is the counterparty to the natural person or legal entity referred to in Regulation 15 of the Regulations
(Article 10 Directive 2004/109/EC) unless the percentage of voting rights held by the shareholder is lower than the lowest
notifiable threshold for the disclosure of voting rights holdings in accordance with the requirements of the Regulations and the
Transparency Rules.
vi The date on which threshold is
crossed or reached should be the date on which the acquisition or disposal took place or the other reason triggered the
notification obligation. For passive crossings, the date when the corporate event took effect.
vii The total number of voting rights
shall be composed of all the shares, including depository receipts representing shares, to which voting rights are attached even
if the exercise thereof is suspended.
viii If the holding has fallen below
the lowest applicable threshold in accordance with the Regulations and the Transparency Rules the holder is not obliged to
disclose the extent of the holding only that the holding is "below 3%" or "below 5%" as
appropriate.
ix In case of combined holdings of
shares with voting rights attached "direct holding" and voting rights "indirect holding", please split the voting rights number
and percentage into the direct and indirect columns - if there is no combined holdings, please leave the relevant box
blank.
x Date of maturity/expiration of the
financial instrument i.e. the date when right to acquire shares ends.
xi If the financial instrument has
such a period - please specify this period - for example once every 3 months starting from [date].
xii In case of cash settled
instruments the number and percentages of voting rights is to be presented on a delta-adjusted basis (Regulation 17(4) of the
Regulations/Article 13(1a) of Directive 2004/109/EC).
xiii If the person subject to the
notification obligation is either controlled and/or does control another undertaking then the second option applies.
xiv The full chain of controlled
undertakings, starting with the ultimate controlling natural person or legal entity, has to be presented also in cases in which
only on subsidiary level a threshold is crossed or reached and the subsidiary undertaking discloses the notification, as only
thus will the markets get a full picture of the group holdings. In the case of multiple chains through which the voting rights
and/or financial instruments are effectively held, the chains have to be presented chain by chain leaving a row free between
different chains (e.g.: A, B, C, free row, A, B, D, free row, A, E, F etc.).
xv The names of controlled
undertakings through which the voting rights and/or financial instruments are effectively held have to be presented irrespective
of whether the controlled undertakings cross or reach the lowest applicable threshold themselves.
xvi Example: Correction of a previous
notification.