RNS Number : 9939G
GoldmanSachs International
11 August 2016
Amendment - due to the amendment of Derivative transactions, the disclosure made on 10 August for
dealings on 09 August has been updated. Section 2(b) has been updated.
FORM 8.5 (EPT/RI)
PUBLIC DEALING DISCLOSURE BY AN EXEMPT PRINCIPAL TRADER WITH RECOGNISED INTERMEDIARY STATUS
DEALING IN A CLIENT-SERVING CAPACITY
Rule 8.5 of the Takeover Code (the "Code")
1. KEY INFORMATION
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(a) Name of exempt principal trader:
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(GS) GOLDMAN SACHS INTERNATIONAL
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(b) Name of offeror/offeree in relation to whose relevant securities this form
relates:
Use a separate form for each offeror/offeree
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ANHEUSER-BUSCH INBEV SA/NV
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(c) Name of the party to the offer with which exempt principal trader is
connected:
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SABMILLER PLC
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(d) Date dealing undertaken:
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09 August 2016
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(e) In addition to the company in 1(b) above, is the exempt principal trader making
disclosures in respect of any other party to the offer?
If it is a cash offer or possible cash offer, state
"N/A"
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YES - disclosed previously for SABMILLER PLC
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2. DEALINGS BY THE EXEMPT PRINCIPAL
TRADER
Where there have been dealings in more than one class of relevant securities of the offeror or
offeree named in 1(b), copy table 2(a), (b), (c) or (d) (as appropriate) for each additional class of relevant security dealt
in.
The currency of all prices and other monetary amounts should be stated.
(a) Purchases and sales
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Class of relevant security
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Purchases/ sales
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Total number of securities
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Highest price per unit paid/received
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Lowest price per unit paid/received
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Ordinary
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Purchases
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271,394
7,719
1,181
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111.7500 EUR
94.0533 GBP
122.7570 USD
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110.6413 EUR
94.0533 GBP
122.6268 USD
|
|
Ordinary
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Sales
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90,242
13,042
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111.6500 EUR
122.6388 USD
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110.6470 EUR
122.5153 USD
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(b) Cash-settled derivative transactions
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Class of relevant security
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Product description
e.g. CFD
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Nature of dealing
e.g. opening/closing a long/short position, increasing/reducing a long/short
position
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Number of reference securities
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Price per unit
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Ordinary
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CFD
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Reducing a short position
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2,052
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110.8718 EUR
|
|
Ordinary
|
CFD
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Reducing a long position
|
7
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110.8857 EUR
|
|
Ordinary
|
CFD
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Reducing a short position
|
918
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110.8867 EUR
|
|
Ordinary
|
CFD
|
Reducing a short position
|
581
|
110.8867 EUR
|
|
Ordinary
|
CFD
|
Reducing a short position
|
447
|
110.8867 EUR
|
|
Ordinary
|
CFD
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Reducing a long position
|
8
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110.8937 EUR
|
|
Ordinary
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CFD
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Reducing a long position
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7
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110.9214 EUR
|
|
Ordinary
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CFD
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Increasing a short position
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900
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111.0396 EUR
|
|
Ordinary
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CFD
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Increasing a short position
|
9
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111.1116 EUR
|
|
Ordinary
|
CFD
|
Increasing a short position
|
12
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111.1116 EUR
|
|
Ordinary
|
CFD
|
Increasing a short position
|
29
|
111.1116 EUR
|
|
Ordinary
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CFD
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Increasing a short position
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3,000
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111.4907 EUR
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Ordinary
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CFD
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Opening a long position
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129
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122.8233 USD
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Ordinary
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SWAP
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Reducing a short position
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848
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110.8867 EUR
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Ordinary
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SWAP
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Increasing a long position
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12
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122.8233 USD
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(c) Stock-settled derivative transactions (including
options)
(i) Writing, selling, purchasing or
varying
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Class of relevant security
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Product description e.g. call option
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Writing, purchasing, selling, varying etc.
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Number of securities to which option relates
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Exercise price per unit
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Type
e.g. American, European etc.
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Expiry date
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Option money paid/ received per unit
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(ii) Exercise
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Class of relevant security
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Product description
e.g. call option
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Exercising / exercised against
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Number of securities
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Exercise price per unit
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|
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|
|
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(d) Other dealings (including subscribing for new
securities)
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Class of relevant security
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Nature of dealing
e.g. subscription, conversion
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Details
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Price per unit (if applicable)
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|
|
|
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3. OTHER INFORMATION
(a) Indemnity and other dealing arrangements
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Details of any indemnity or option arrangement, or any agreement or understanding, formal
or informal, relating to relevant securities which may be an inducement to deal or refrain from dealing entered into by
the exempt principal trader making the disclosure and any party to the offer or any person acting in concert with a party
to the offer:
Irrevocable commitments and letters of intent should not be included. If there are no such
agreements, arrangements or understandings, state "none"
|
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NONE
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(b) Agreements, arrangements or understandings relating
to options or derivatives
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Details of any agreement, arrangement or understanding, formal or informal, between the
exempt principal trader making the disclosure and any other person relating to:
(i) the voting rights of any relevant securities under any option; or
(ii) the voting rights or future acquisition or disposal of any relevant securities to
which any derivative is referenced:
If there are no such agreements, arrangements or understandings, state "none"
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NONE
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Date of disclosure:
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11 August 2016
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Contact name:
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Joanna Foley and Lindsay Matcham
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Telephone number:
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+44(20) 7051 9996 / +44(20) 7774 4316
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Public disclosures under Rule 8 of the Code must be made to a Regulatory Information Service and
must also be emailed to the Takeover Panel at monitoring@disclosure.org.uk. The Panel's Market Surveillance Unit is
available for consultation in relation to the Code's disclosure requirements on +44 (0)20 7638 0129.
The Code can be viewed on the Panel's website at www.thetakeoverpanel.org.uk.
This information is provided by RNS
The company news service from the London Stock Exchange
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