RNS Number : 0517H
JPMorgan Securities Plc
12 August 2016
FORM 8.5 (EPT/RI)
PUBLIC DEALING DISCLOSURE BY AN EXEMPT PRINCIPAL TRADER WITH RECOGNISED INTERMEDIARY STATUS
DEALING IN A CLIENT-SERVING CAPACITY
Rule 8.5 of the Takeover Code (the "Code")
1. KEY INFORMATION
|
(a) Name of exempt principal trader:
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J.P. Morgan Securities plc
|
|
(b) Name of offeror/offeree in relation to whose relevant securities this form
relates:
Use a separate form for each offeror/offeree
|
Anheuser-Busch InBev SA/NV
|
|
(c) Name of the party to the offer with which exempt principal trader is
connected:
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SABMiller Plc
|
|
(d) Date dealing undertaken:
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11 August 2016
|
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(e) In addition to the company in 1(b) above, is the exempt principal trader making
disclosures in respect of any other party to this offer?
If it is a cash offer or possible
cash offer, state "N/A"
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Yes
SABMiller Plc
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2. DEALINGS BY THE EXEMPT PRINCIPAL
TRADER
Where there have been dealings in more than one class of relevant securities of the offeror or
offeree named in 1(b), copy table 2(a), (b), (c) or (d) (as appropriate) for each additional class of relevant security dealt
in.
The currency of all prices and other monetary amounts should be stated.
(a) Purchases and sales
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Class of relevant security
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Purchases/ sales
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Total number of securities
|
Highest price per unit paid/received
(EUR)
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Lowest price per unit paid/received
(EUR)
|
|
Ordinary Shares
|
Purchases
Sales
|
288,270
974,837
|
111.8000
111.8000
|
110.9000
110.9000
|
(b) Cash-settled derivative transactions
|
Class of relevant security
|
Product description
e.g. CFD
|
Nature of dealing
e.g. opening/closing a long/short position, increasing/reducing a long/short
position
|
Number of reference securities
|
Price per unit
(EUR)
|
|
Ordinary Shares
|
Equity Swaps
|
Long
Short
|
242
377,225
179,874
5,960
150,000
60
2,788
937
275
400
715
1,184
17
492
1,047
594
12,912
14
180
9
23
295
259
25
216
87
1,131
500
517
904
182
37
66
69
91
39
268
14
3,695
2,415
11
127
6
34
85
7
4
1
|
110.9500
111.2500
111.3000
111.3373
111.4500
111.4830
111.5355
111.5536
111.6432
111.0500
111.0589
111.1616
111.2221
111.2411
111.3400
111.3410
111.3986
111.4862
111.4949
111.4990
111.5088
111.5382
111.5385
111.5440
111.5499
111.5511
111.5750
111.5902
111.5987
111.5989
111.6088
111.6131
111.6143
111.6293
111.6308
111.6309
111.6395
111.6397
111.6481
111.6690
111.6705
111.6723
111.6734
111.7050
111.7336
111.7344
111.7381
111.7888
|
(c) Stock-settled derivative transactions (including
options)
(i) Writing, selling, purchasing or
varying
|
Class of relevant security
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Product description e.g. call option
|
Writing, purchasing, selling, varying etc.
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Number of securities to which option relates
|
Exercise price per unit (EUR)
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Type
e.g. American, European etc.
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Expiry date
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Option money paid/ received per unit (EUR)
|
|
Ordinary Shares
|
|
|
|
|
|
|
|
(ii) Exercise
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Class of relevant security
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Product description
e.g. call option
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Exercising/ exercised against
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Number of securities
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Exercise price per unit
(EUR)
|
|
Ordinary Shares
|
|
|
|
|
(d) Other dealings (including subscribing for new
securities)
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Class of relevant security
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Nature of dealing
e.g. subscription, conversion
|
Details
|
Price per unit (if applicable)
(EUR)
|
|
|
|
|
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(a) Indemnity and other dealing arrangements
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Details of any indemnity or option arrangement, or any agreement or understanding, formal
or informal, relating to relevant securities which may be an inducement to deal or refrain from dealing entered into by
the exempt principal trader making the disclosure and any party to the offer or any person acting in concert with a party
to the offer:
Irrevocable commitments and letters of intent should not be included. If there are
no such agreements, arrangements or understandings, state "none"
|
|
None
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(b) Agreements, arrangements or understandings relating
to options or derivatives
|
Details of any agreement, arrangement or understanding, formal or informal, between the
exempt principal trader making the disclosure and any other person relating to:
(i) the voting rights of any relevant securities under any option; or
(ii) the voting rights or future acquisition or disposal of any relevant securities to
which any derivative is referenced:
If there are no such agreements, arrangements or understandings, state "none"
|
|
None
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Date of disclosure:
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12 August 2016
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Contact name:
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Tung Le
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Telephone number:
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020 7742 7272
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Public disclosures under Rule 8 of the Code must be made to a Regulatory Information Service and
must also be emailed to the Takeover Panel at monitoring@disclosure.org.uk. The Panel's Market
Surveillance Unit is available for consultation in relation to the Code's dealing disclosure requirements on +44 (0)20 7638
0129.
The Code can be viewed on the Panel's website at www.thetakeoverpanel.org.uk.
This information is provided by RNS
The company news service from the London Stock Exchange
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