RNS Number : 8652H
Cape plc
23 August 2016
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For filings with the FCA include the annex
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For filings with issuer exclude the annex
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TR-1: NOTIFICATION OF MAJOR INTEREST IN SHARES
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1. Identity of the issuer or the underlying issuer
of existing shares to which voting rights are
attached:
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Cape plc
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2 Reason for the notification (please tick the appropriate box
or boxes):
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An acquisition or disposal of voting rights
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X
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An acquisition or disposal of qualifying financial instruments which may result in the
acquisition of shares already issued to which voting rights are attached
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An acquisition or disposal of instruments with similar economic effect to qualifying
financial instruments
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An event changing the breakdown of voting rights
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Other (please specify):
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3. Full name of person(s) subject to the
notification obligation:
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Prudential plc group of companies
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4. Full name of shareholder(s)
(if different from 3.)
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Prudential plc
M&G Group Limited
M&G Limited
M&G Investment Management Limited
M&G Securities Limited
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5. Date of the transaction and date on
which the threshold is crossed or
reached:
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19 August 2016
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6. Date on which issuer notified:
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22 August 2016
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7. Threshold(s) that is/are crossed or
reached:
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12% - 11%
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8. Notified details:
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A: Voting rights attached to shares
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Class/type of
shares
if possible using
the ISIN CODE
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Situation previous
to the triggering
transaction
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Resulting situation after the triggering transaction
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Number
of
Shares
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Number
of
Voting
Rights
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Number
of shares
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Number of voting
rights
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% of voting rights
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Direct
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Direct
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Indirect
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Direct
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Indirect
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ORD GBP0.25
JE00B5SJJD95
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14,583,218
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14,583,218
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14,406,622
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0
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14,406,622
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0
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11.89%
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B: Qualifying Financial Instruments
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Resulting situation after the triggering transaction
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Type of financial
instrument
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Expiration
date
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Exercise/
Conversion Period
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Number of voting
rights that may be
acquired if the
instrument is
exercised/ converted.
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% of voting
rights
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C: Financial Instruments with similar economic effect to Qualifying Financial
Instruments
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Resulting situation after the triggering transaction
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Type of financial
instrument
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Exercise price
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Expiration date
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Exercise/
Conversion period
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Number of voting rights instrument refers to
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% of voting rights
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Nominal
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Delta
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Total (A+B+C)
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Number of voting rights
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Percentage of voting rights
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14,406,622
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11.89%
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9. Chain of controlled undertakings through which the voting rights and/or the
financial instruments are effectively held, if applicable:
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Prudential plc (parent Company) - 14,406,622 (11.89%)
M&G Group Limited (wholly owned subsidiary of Prudential plc) - 14,406,622
(11.89%)
M&G Limited (wholly owned subsidiary of M&G Group Limited) - 14,406,622
(11.89%)
M&G Investment Management Limited (wholly owned subsidiary of M&G Limited) -
14,406,622 (11.89%)
M&G Securities Limited (wholly owned subsidiary of M&G Limited) - 14,380,646
(11.87%)
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Proxy Voting:
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10. Name of the proxy holder:
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N/A
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11. Number of voting rights proxy holder will cease to hold:
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N/A
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12. Date on which proxy holder will cease to hold voting rights:
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N/A
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13. Additional information:
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14. Contact name:
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John Baker / Owen Smith / James Todd
M&G Investment Management Limited
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15. Contact telephone number:
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020 7548 2561 / 020 7004 4517 / 020 7548 2293
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This information is provided by RNS
The company news service from the London Stock Exchange
END
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