LONDON, UNITED KINGDOM--(Marketwired - Dec. 2, 2016) - Horizonte Minerals Plc,
(AIM:HZM)(TSX:HZM)
TR-1: NOTIFICATION OF MAJOR INTEREST IN
SHARESi |
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1. Identity of the issuer or the underlying issuerof existing shares to which voting rights are
attached:ii |
HORIZONTE MINERALS PLC |
2 Reason for the notification (please tick the appropriate box or boxes): |
An acquisition or disposal of voting rights |
X |
An acquisition or disposal of qualifying financial instruments which may result in the acquisition of shares
already issued to which voting rights are attached |
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An acquisition or disposal of instruments with similar economic effect to qualifying financial
instruments |
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An event changing the breakdown of voting rights |
X |
Other: |
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3. Full name of person(s) subject to thenotification obligation:iii |
HARGREAVE HALE LIMITED |
4. Full name of shareholder(s) (if different from 3.):iv |
DISCRETIONARY CLIENTS |
5. Date of the transaction and date onwhich the threshold is crossed
orreached:v |
30 NOVEMBER 2016 |
6. Date on which issuer notified: |
01 DECEMBER 2016 |
7. Threshold(s) that is/are crossed orreached:vi, vii |
5% |
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8. Notified details: |
A: Voting rights attached to sharesviii, ix |
Class/type of shares
if possible using the ISIN CODE |
|
Situation previous
to the triggering
transaction |
Resulting situation after the triggering transaction |
Number
of
Shares |
Number
of
Voting
Rights |
Number
of shares |
Number of voting
rights |
% of voting rights x |
Direct |
Indirect |
Direct xi |
Indirect xii |
Direct |
Indirect |
GB00B11DNM70
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|
0 |
0 |
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75,000,000 |
|
75,000,000 |
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6.8435% |
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B: Qualifying Financial Instruments |
Resulting situation after the triggering transaction |
Type of financial
instrument |
Expiration
datexiii |
Exercise/
Conversion Periodxiv |
Number of voting
rights that may be
acquired if the
instrument is
exercised/ converted. |
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% of voting
rights |
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C: Financial Instruments with similar economic effect to Qualifying Financial
Instruments xv, xvi |
Resulting situation after the triggering transaction |
Type of financial instrument |
Exercise price |
Expiration date xvii |
Exercise/
Conversion periodxviii |
Number of voting rights instrument refers to |
% of voting rights xix, xx |
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Nominal |
Delta |
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Total (A+B+C) |
Number of voting rights |
Percentage of voting rights |
75,000,000 |
6.8435% |
|
9. Chain of controlled undertakings through which the voting rights and/or the financial
instruments are effectively held, if applicable:xxi |
All of these shares are held in unit trusts operated by Marlborough Fund Managers Ltd, for whom Hargreave
Hale Ltd manages the portfolio of investments on a discretionary basis. |
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Proxy Voting: |
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10. Name of the proxy holder: |
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11. Number of voting rights proxy holder will cease to hold: |
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12. Date on which proxy holder will cease to hold voting rights: |
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13. Additional information: |
The change in the percentage of shares held is due entirely to participation in the placing by Horizonte
Minerals Plc, the shares from which were admitted to AIM on 30/11/2016. |
14. Contact name: |
David Clueit
Hargreave Hale Ltd |
15. Contact telephone number: |
01253 754739 |
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