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OTC Markets Group Announces Lists of Compliance Downgrades and Caveat Emptor Designations for the Month of June

OTCM

PR Newswire

NEW YORK, July 6, 2018 /PRNewswire/ --  OTC Markets Group Inc. (OTCQX: OTCM), operator of financial markets for 10,000 U.S. and global securities, today announced the lists of downgrades from its respective OTCQX® and OTCQB® markets and Caveat Emptor Designations for the month of June. 

Downgrades from OTCQX and OTCQB – June 2018

Company

Symbol

Original
Market

Downgraded
Market

Reason

Removal
Date

Mateon Therapeutics, Inc.

MATN

OTCQX U.S.

OTCQB

Non-Compliance with
OTCQX Rules

6/8/2018

Nuo Therapeutics, Inc.

AURX

OTCQX
U.S.

OTCQB

Non-Compliance with
OTCQX Rules

6/7/2018

San Lotus Holding Inc.

SLOT

OTCQX
U.S.

Pink No
Information

Filing Delinquency

6/7/2018

Titan Energy, LLC

TTEN

OTCQX
U.S.

Pink No
Information

Filing Delinquency

6/7/2018

3D Signatures Inc

TDSGF

OTCQB

Pink Curent

Bankruptcy

6/5/2018

Alexandra Cap Corp

AXDRF

OTCQB

Grey Market

FINRA Trading Halt

6/28/2018

American Energy Group,
Ltd. (THE)

AEGG

OTCQB

Pink Curent

Non-Compliance with
OTCQB Standards

6/4/2018

Assure Hldgs Corp

ARHH

OTCQB

Pink No
Information

Filing Delinquency

6/4/2018

Blow & Drive Interlock Corp.

BDIC

OTCQB

Pink No
Information

Filing Delinquency

6/29/2018

Bravo Multinational
Incorporated

BRVO

OTCQB

Pink No
Information

Filing Delinquency

6/4/2018

Chemistree Technology Inc.

CHMJF

OTCQB

Pink Curent

FINRA Trading Halt

6/8/2018

China Modern Agricultural
Information Inc.

CMCI

OTCQB

Pink Limited

Filing Delinquency

6/30/2018

Eason Education Kingdom
Holdings, Inc.

EKKH

OTCQB

Pink Curent

Non-Compliance with
OTCQB Standards

6/30/2018

Evergreen-Agra Global
Investments, Inc.

EGRN

OTCQB

Pink No
Information

Filing Delinquency

6/4/2018

Exactus, Inc.

EXDI

OTCQB

Pink Curent

Non-Compliance with
OTCQB Standards

6/30/2018

Genoil Inc.

GNOLF

OTCQB

Pink No
Information

Filing Delinquency

6/16/2018

Her Imports

HHER

OTCQB

Pink Curent

Non-Compliance with
OTCQB Standards

6/30/2018

IGS Capital Group Ltd.

IGSC

OTCQB

Pink Limited

Filing Delinquency

6/30/2018

KinerjaPay Corp.

KPAY

OTCQB

Pink Curent

Non-Compliance with
OTCQB Standards

6/30/2018

Linn Energy Inc

LNGG

OTCQB

Pink Curent

Non-Compliance with
OTCQB Standards

6/30/2018

Love International Group,
Inc.

LOVV

OTCQB

Pink Curent

Non-Compliance with
OTCQB Standards

6/30/2018

Pura Naturals, Inc.

PNAT

OTCQB

Pink Curent

Non-Compliance with
OTCQB Standards

6/30/2018

Savmobi Technology, Inc.

SVMB

OTCQB

Pink Limited

Filing Delinquency

6/4/2018

Vitalibis, Inc.

VCBD

OTCQB

Pink Curent

Stock Promotion

6/28/2018

In addition to downgrades, OTC Markets Group designates certain securities as "Caveat Emptor" by placing a skull and crossbones icon next to the stock symbol on the otcmarkets.com website.  The Caveat Emptor designation is intended to inform investors that there may be a public interest concern related to the security and that investors should exercise additional care and perform thorough due diligence before making an investment decision. The Caveat Emptor icon is publicly displayed on the www.otcmarkets.com website and is distributed on market data feeds.

Caveat Emptor – June 2018

Company

Symbol

Caveat
Emptor
Status

Market Tier

Date

ABC Records Management and Data
Storage Inc

ABCR

added 

Grey Market

6/11/2018

Alkame Holdings, Inc.

ALKM

added 

Pink No Information

6/19/2018

Annec Green Refractories Corp.

ANNC

added 

Grey Market

6/11/2018

Ayers Exploration, Inc.

AYXE

added 

Grey Market

6/11/2018

Azabache Energy Inc.

AZBCF

added 

Grey Market

6/11/2018

Champion Communication Services
Inc.

CCMS

added 

Grey Market

6/11/2018

Comerton Corp.

COCM

added 

Pink Curent

6/5/2018

Coronus Solar, Inc.

CRNSF

added 

Grey Market

6/11/2018

Development Capital Group, Inc.

DLPM

added 

Grey Market

6/21/2018

Escalera Resources Co.

ESCRQ

added 

Grey Market

6/20/2018

Escalera Resources Co.

ESCSQ

added 

Grey Market

6/20/2018

Evolution Blockchain Group Inc.

EVBC

added 

Grey Market

6/26/2018

FullNet Communications, Inc.

FULO

removed

Pink Curent

6/26/2018

Global Healthcare & Education
Management, Inc.

GHEU

added 

Grey Market

6/11/2018

Hunter Bay Minerals PLC

HTBNF

added 

Grey Market

6/11/2018

IBD Bankholding Corp., Ltd.

IDBJF

added 

Grey Market

6/11/2018

Kbridge Energy Corp.

BMMCF

removed

Pink Curent

6/13/2018

Kinetex Resources Corp.

KTXRF

added 

Grey Market

6/11/2018

Luminar Media Group, Inc.

LRGR

removed

Pink Curent

6/8/2018

Mining Oil, Inc.

MIOI

added 

Grey Market

6/11/2018

Northland Resources S.A.

NRSRF

added 

Grey Market

6/11/2018

Pacific Bepure Industry Inc.

PBEP

added 

Grey Market

6/11/2018

Pasco Group Holding Co.

PSGP

added 

Grey Market

6/11/2018

Peoples Food Holdings Ltd.

PFDHF

added 

Grey Market

6/11/2018

PetroGas Company

PTCO

removed

Pink Curent

6/21/2018

Phoenix BioPharm, Inc.

PXBM

added 

Grey Market

6/11/2018

Planet America, Inc.

PNTC

added 

Grey Market

6/11/2018

Romana Food Brands Corp.

RFBC

added 

Pink Limited

6/6/2018

Rongfu Aquaculture, Inc.

RNFU

added 

Grey Market

6/11/2018

SKY440, Inc.

SKYF

removed

Pink Curent

6/13/2018

Scorpion Offshore Ltd.

SRPOF

added 

Grey Market

6/11/2018

SharkReach, Inc.

SHRK

added 

Grey Market

6/21/2018

Spiral Toys Inc.

STOY

added 

Grey Market

6/21/2018

Sportingbet.com Plc.

SPBTF

added 

Grey Market

6/11/2018

Universal Movers Corp

UNMV

added 

Grey Market

6/11/2018

UpperSolution.com

URSL

added 

Pink Curent

6/27/2018

Viosolar Inc.

VIOSF

added 

Grey Market

6/11/2018

Winland Ocean Shipping Corp.

WLOLQ

added 

Grey Market

6/11/2018

WorldVest Equity, Inc.

WVVEF

added 

Grey Market

6/11/2018

Worthington Energy, Inc.

WGASQ

added 

Grey Market

6/21/2018

Yingtui Holdings Ltd.

YTHL

added 

Grey Market

6/11/2018

ZhongKe Holdings Company

ZKCC

removed

Pink Limited

6/14/2018

About OTC Markets Group Issuer Compliance
OTC Markets Group's Washington D.C.-based Issuer Compliance team is responsible for evaluating company compliance with OTCQX and OTCQB qualifications, monitoring stock promotion and other potential public interest concerns, and working to allow issuers to provide adequate current information to the marketplace.  Through data driven disclosure processes and market activity analysis, the Issuer Compliance team promotes transparency among the 10,000 U.S. and global securities that trade on the OTCQX® Best Market, the OTCQB® Venture Market, and the Pink® Open Market.

Issuer Compliance is actively engaged in continuous information sharing with FINRA, the SEC, other regulators, and the exchanges.

About OTC Markets Group Inc.
OTC Markets Group Inc. (OTCQX: OTCM) operates the OTCQX® Best Market, the OTCQB® Venture Market and the Pink® Open Market for 10,000 U.S. and global securities. Through OTC Link® ATS and OTC Link ECN, we connect a diverse network of broker-dealers that provide liquidity and execution services. We enable investors to easily trade through the broker of their choice and empower companies to improve the quality of information available for investors.

To learn more about how we create better informed and more efficient markets, visit www.otcmarkets.com.

OTC Link ATS and OTC Link ECN are operated by OTC Link LLC, member FINRA/SIPC and SEC regulated ATS.

Subscribe to the OTC Markets RSS Feed

Media Contact:
OTC Markets Group Inc., +1 (212) 896-4428, media@otcmarkets.com

OTC Markets Group logo. (PRNewsFoto/OTC Markets Group)

 

Cision View original content with multimedia:http://www.prnewswire.com/news-releases/otc-markets-group-announces-lists-of-compliance-downgrades-and-caveat-emptor-designations-for-the-month-of-june-300676718.html

SOURCE OTC Markets Group Inc.



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