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OTC Markets Group Announces Lists of Compliance Downgrades and Caveat Emptor Designations for the Month of September

OTCM

PR Newswire

NEW YORK, Oct. 5, 2018 /PRNewswire/ -- OTC Markets Group Inc. (OTCQX: OTCM), operator of financial markets for 10,000 U.S. and global securities, today announced the lists of downgrades from its respective OTCQX® and OTCQB® markets and Caveat Emptor Designations for the month of September. 

Downgrades from OTCQX and OTCQB – September 2018

Company

Symbol

Original Market

Downgraded Market

Reason

Removal Date

Abtech Holdings, Inc.

ABHD

OTCQB

Pink Curent

Bid Price Deficiency

9/5/2018

Pediapharm Inc.

PDDPF

OTCQB

Pink Curent

FINRA trading halt

9/13/2018

NORTHERN SPHERE MNG CORP

NSMCF

OTCQB

Pink Curent

Bid Price Deficiency

9/18/2018

Rasna Therapeutics, Inc.

RASP

OTCQX U.S.

OTCQB

Non-compliance with OTCQX Rules 

9/20/2018

Canfield Med Supply Inc.

CNMF

OTCQB

Pink Curent

Bid Price Deficiency

9/21/2018

Future Farm Technologies Inc.

FFRMF

OTCQX International

OTCQB

Non-compliance with OTCQX Rules 

9/24/2018

TimefireVR Inc.

TFVR

OTCQB

Pink Curent

Bid Price Deficiency

9/25/2018

*Caveat Emptor – September 2018
*The majority of Caveat Emptor additions were due to a higher number of SEC suspensions this month

Company

Symbol

Caveat Emptor Status

Market Tier

Date

Air Media Now!, Inc.

AMNW

Added 

Grey Market - Caveat Emptor

9/6/2018

Allied American Steel Corp.

AAST

Added 

Grey Market - Caveat Emptor

9/6/2018

Alterrus Systems, Inc.

ASIUQ

Added 

Grey Market - Caveat Emptor

9/6/2018

American First Financial, Inc.

AFRS

Added 

Grey Market - Caveat Emptor

9/6/2018

American Locker Group Inc.

ALGI

Added 

Grey Market - Caveat Emptor

9/10/2018

American Petro-Hunter, Inc.

AAPH

Added 

Grey Market - Caveat Emptor

9/20/2018

American Sands Energy Corp.

AMSE

Added 

Grey Market - Caveat Emptor

9/20/2018

Ami James Brands, Inc.

AJBI

Added 

Grey Market - Caveat Emptor

9/18/2018

Ampal-American Israel Corp.

AMPLQ

Added 

Grey Market - Caveat Emptor

9/18/2018

Anpulo Food Development, Inc.

ANPL

Added 

Grey Market - Caveat Emptor

9/21/2018

Avant Diagnostics, Inc.

AVDX

Added 

Grey Market - Caveat Emptor

9/19/2018

Avantair, Inc.

AAIR

Added 

Grey Market - Caveat Emptor

9/6/2018

Bahamas Concierge Inc.

BHRG

Added 

Grey Market - Caveat Emptor

9/20/2018

Besra Gold, Inc.

BSRAF

Added 

Grey Market - Caveat Emptor

9/6/2018

Biofuels Power Corp.

BFLS

Added 

Grey Market - Caveat Emptor

9/18/2018

Bitzio, Inc.

BTZO

Added 

Grey Market - Caveat Emptor

9/11/2018

CSA Holdings Inc.

CSAXQ

Added 

Grey Market - Caveat Emptor

9/21/2018

Ceelox Inc.

CELO

Added 

Grey Market - Caveat Emptor

9/21/2018

China Ginseng Holdings, Inc.

CSNG

Added 

Grey Market - Caveat Emptor

9/19/2018

China Health Resource, Inc.

CHRI

Added 

Grey Market - Caveat Emptor

9/10/2018

China Logistics Group, Inc.

CHLO

Added 

Grey Market - Caveat Emptor

9/10/2018

Cloudweb, Inc.

CLOW

Added 

Pink Curent - Caveat Emptor

9/13/2018

ColorStars Group

CSTU

Added 

Grey Market - Caveat Emptor

9/18/2018

Colorado Goldfields, Inc.

CGFI

Added 

Grey Market - Caveat Emptor

9/20/2018

CorGreen Technologies Holding Corp.

CGRT

Added 

Grey Market - Caveat Emptor

9/6/2018

Coupon Express, Inc.

CPXP

Added 

Grey Market - Caveat Emptor

9/20/2018

Cross Click Media Inc.

XCLK

Added 

Grey Market - Caveat Emptor

9/10/2018

Cybergy Holdings, Inc.

CYBG

Added 

Grey Market - Caveat Emptor

9/21/2018

Cyclone Uranium Corp

CYUR

Added 

Grey Market - Caveat Emptor

9/21/2018

Delta Oil & Gas, Inc.

DLTA

Added 

Grey Market - Caveat Emptor

9/21/2018

Digital Creative Development Corp.

DCDC

Added 

Grey Market - Caveat Emptor

9/20/2018

EMAV Holdings, Inc.

EMAV

Added 

Grey Market - Caveat Emptor

9/11/2018

Eastern Resources, Inc.

ESRI

Added 

Grey Market - Caveat Emptor

9/20/2018

Endeavor IP, Inc.

ENIP

Added 

Grey Market - Caveat Emptor

9/12/2018

Energy Quest, Inc.

EQST

Added 

Grey Market - Caveat Emptor

9/18/2018

Enerpulse Technologies, Inc.

ENPTW

Added 

Grey Market - Caveat Emptor

9/11/2018

Enerpulse Technologies, Inc.

ENPT

Added 

Grey Market - Caveat Emptor

9/11/2018

Entourage Mining Ltd.

ENMGF

Added 

Grey Market - Caveat Emptor

9/19/2018

Epic Stores Corp.

EPSC

Added 

Grey Market - Caveat Emptor

9/19/2018

FastFunds Financial Corp.

FFFC

Added 

Grey Market - Caveat Emptor

9/12/2018

First Asia Holdings Limited

FAHLF

Added 

Grey Market - Caveat Emptor

9/12/2018

First Corp.

FSTC

Added 

Grey Market - Caveat Emptor

9/20/2018

First Liberty Power Corp.

FLPC

Added 

Grey Market - Caveat Emptor

9/18/2018

GeneSYS ID, Inc.

GNID

Added 

Grey Market - Caveat Emptor

9/21/2018

Genie Gateway

GGWY

Added 

Grey Market - Caveat Emptor

9/21/2018

Golden Global Corp.

GLDG

Added 

Grey Market - Caveat Emptor

9/12/2018

Green Earth Technologies, Inc.

GETG

Added 

Grey Market - Caveat Emptor

9/18/2018

HempAmericana, Inc.

HMPQ

Removed

Pink Curent

9/28/2018

I.I.S. Intelligent Information Systems Ltd.

IISLF

Added 

Grey Market - Caveat Emptor

9/19/2018

INTREorg Systems, Inc.

IORG

Added 

Grey Market - Caveat Emptor

9/10/2018

Intellect Neurosciences, Inc.

ILNS

Added 

Grey Market - Caveat Emptor

9/18/2018

Jishanye Inc.

JSHY

Added 

Grey Market - Caveat Emptor

9/18/2018

Juniper Group, Inc.

JUNP

Added 

Grey Market - Caveat Emptor

9/10/2018

Kabe Exploration, Inc.

KABX

Added 

Grey Market - Caveat Emptor

9/10/2018

LYFE Communications, Inc.

LYFE

Added 

Grey Market - Caveat Emptor

9/20/2018

Manasota Group, Inc.

HZNB

Added 

Grey Market - Caveat Emptor

9/11/2018

MedPro Safety Products, Inc.

MPSP

Added 

Grey Market - Caveat Emptor

9/14/2018

Mint Leasing, Inc. (The)

MLES

Added 

Grey Market - Caveat Emptor

9/21/2018

Multimedia Platforms, Inc.

MMPWQ

Added 

Grey Market - Caveat Emptor

9/10/2018

Munro Developments, Inc.

MNRV

Added 

Grey Market - Caveat Emptor

9/13/2018

MyECheck, Inc.

MYEC

Added 

Grey Market - Caveat Emptor

9/18/2018

NewLead Holdings, Ltd.

NEWLF

Added 

Grey Market - Caveat Emptor

9/19/2018

Next Fuel, Inc.

NXFI

Added 

Grey Market - Caveat Emptor

9/20/2018

Nutrastar International Inc.

NUIN

Added 

Grey Market - Caveat Emptor

9/7/2018

OGL Hldgs Ltd

OGLH

Added 

Grey Market - Caveat Emptor

9/21/2018

Oakridge Global Energy Solutions, Inc.

OGES

Added 

Pink No Information - Caveat Emptor

9/28/2018

Omega Commercial Finance Corp.

OCFN

Added 

Grey Market - Caveat Emptor

9/24/2018

One2One Living Corp.

LOVI

Added 

Grey Market - Caveat Emptor

9/14/2018

Ournett Holdings, Inc.

ORNT

Added 

Grey Market - Caveat Emptor

9/14/2018

PSM Holdings, Inc.

PSMH

Added 

Grey Market - Caveat Emptor

9/21/2018

Pegasi Energy Resources Corp.

PGSI

Added 

Grey Market - Caveat Emptor

9/10/2018

Petron Energy II, Inc.

PEII

Added 

Grey Market - Caveat Emptor

9/7/2018

Petrosonic Energy, Inc.

PSON

Added 

Grey Market - Caveat Emptor

9/21/2018

Power Efficiency Corp.

PEFF

Added 

Grey Market - Caveat Emptor

9/12/2018

Prospect Global Resources Inc.

PGRX

Added 

Grey Market - Caveat Emptor

9/20/2018

Quantitative Alpha Trading, Inc.

QATSF

Added 

Grey Market - Caveat Emptor

9/19/2018

RJS Development, Inc.

RJSD

Added 

Grey Market - Caveat Emptor

9/21/2018

ROI Land Investments Ltd.

ROII

Added 

Grey Market - Caveat Emptor

9/19/2018

Rackwise, Inc.

RACK

Added 

Grey Market - Caveat Emptor

9/21/2018

Redpoint Bio Corp.

RPBC

Added 

Grey Market - Caveat Emptor

9/24/2018

Revolutions Medical Corp.

RMCP

Added 

Grey Market - Caveat Emptor

9/20/2018

Robertson Global Health Solutions Corp.

RHSC

Added 

Grey Market - Caveat Emptor

9/18/2018

STW Resources Holding Corp

STWSQ

Added 

Grey Market - Caveat Emptor

9/21/2018

Saga Energy, Inc.

SAGA

Added 

Grey Market - Caveat Emptor

9/7/2018

Sanguine Corp.

SGUI

Added 

Grey Market - Caveat Emptor

9/18/2018

Saratoga Resources, Inc.

SARA

Added 

Grey Market - Caveat Emptor

9/7/2018

Satya Worldwide Inc.

GSEG

Added 

Grey Market - Caveat Emptor

9/10/2018

Sector 10, Inc.

SECI

Added 

Pink Limited - Caveat Emptor

9/26/2018

Silver Dragon Resources, Inc.

SDRG

Added 

Grey Market - Caveat Emptor

9/6/2018

Stallion Synergies Inc

SSYR

Added 

Grey Market - Caveat Emptor

9/13/2018

Starfield Resources Inc.

SRFDF

Added 

Grey Market - Caveat Emptor

9/19/2018

Sunergy, Inc.

SNEY

Added 

Grey Market - Caveat Emptor

9/13/2018

SwissINSO Holding Inc.

SWHN

Added 

Grey Market - Caveat Emptor

9/19/2018

Sydys Corp.

SYYC

Added 

Grey Market - Caveat Emptor

9/19/2018

Synergetics, Inc.

SYNG

Added 

Grey Market - Caveat Emptor

9/18/2018

T3 Motion Inc.

TTTM

Added 

Grey Market - Caveat Emptor

9/18/2018

TLC Vision Corp.

TLCVF

Added 

Grey Market - Caveat Emptor

9/20/2018

Talon Real Estate Holding Corp.

TALR

Added 

Grey Market - Caveat Emptor

9/21/2018

The MaryJane Group, Inc.

MJMJ

Added 

Grey Market - Caveat Emptor

9/24/2018

Tianyin Pharmaceutical Co., Inc.

TPIY

Added 

Grey Market - Caveat Emptor

9/19/2018

Titanium Healthcare, Inc.

TIHC

Added 

Grey Market - Caveat Emptor

9/20/2018

U.S. Precious Metals, Inc.

USPR

Added 

Grey Market - Caveat Emptor

9/7/2018

Uni Core Holdings Corporation

UCHC

Added 

Grey Market - Caveat Emptor

9/21/2018

Unigene Laboratories, Inc.

UGNEQ

Added 

Grey Market - Caveat Emptor

9/14/2018

Virtual Sourcing, Inc.

PGCX

Added 

Grey Market - Caveat Emptor

9/21/2018

Wild Craze, Inc.

WILD

Added 

Grey Market - Caveat Emptor

9/14/2018

WindStream Technologies, Inc.

WSTI

Added 

Grey Market - Caveat Emptor

9/21/2018

WordLogic Corp.

WLGC

Added 

Grey Market - Caveat Emptor

9/19/2018

ZAP

ZAAP

Added 

Grey Market - Caveat Emptor

9/12/2018

eLayaway, Inc.

ELAY

Added 

Grey Market - Caveat Emptor

9/6/2018

eMONEco, Inc.

EMON

Added 

Grey Market - Caveat Emptor

9/20/2018

About OTC Markets Group Issuer Compliance
OTC Markets Group's Washington D.C.-based Issuer Compliance team is responsible for evaluating company compliance with OTCQX and OTCQB qualifications, monitoring stock promotion and other potential public interest concerns, and working to allow issuers to provide adequate current information to the market. Through data driven disclosure processes and market activity analysis, the Issuer Compliance team promotes transparency among the 10,000 U.S. and global securities that trade on the OTCQX® Best Market, the OTCQB® Venture Market, and the Pink® Open Market.

Issuer Compliance is actively engaged in continuous information sharing with FINRA, the SEC, other regulators, and the exchanges.

About OTC Markets Group Inc.
OTC Markets Group Inc. (OTCQX: OTCM) operates the OTCQX® Best Market, the OTCQB® Venture Market and the Pink® Open Market for 10,000 U.S. and global securities. Through OTC Link® ATS and OTC Link ECN, we connect a diverse network of broker-dealers that provide liquidity and execution services. We enable investors to easily trade through the broker of their choice and empower companies to improve the quality of information available for investors.

To learn more about how we create better informed and more efficient markets, visit www.otcmarkets.com.

OTC Link ATS and OTC Link ECN are operated by OTC Link LLC, member FINRA/SIPC and SEC regulated ATS.

Subscribe to the OTC Markets RSS Feed

Media Contact:
OTC Markets Group Inc., +1 (212) 896-4428, media@otcmarkets.com

OTC Markets Group logo. (PRNewsFoto/OTC Markets Group)

 

Cision View original content to download multimedia:http://www.prnewswire.com/news-releases/otc-markets-group-announces-lists-of-compliance-downgrades-and-caveat-emptor-designations-for-the-month-of-september-300724874.html

SOURCE OTC Markets Group Inc.



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