NEW YORK, Nov. 6, 2018 /PRNewswire/ -- OTC Markets Group Inc. (OTCQX: OTCM), operator of financial markets for 10,000 U.S. and global securities,
today announced the lists of downgrades from its respective OTCQX® and OTCQB® markets and Caveat Emptor Designations for the
month of October.
Downgrades from OTCQX and OTCQB – October 2018
|
Company
|
Symbol
|
Original
Market
|
Downgraded
Market
|
Reason
|
Removal Date
|
|
Change Financial Ltd.
|
CNGFF
|
OTCQX
International
|
Pink Curent
|
Non-Compliance
with OTCQX Rules
|
10/1/2018
|
|
Abattis Bioceuticals Corp.
|
ATTBF
|
OTCQB
|
Pink Curent
|
Public Interest
Concern
|
10/2/2018
|
|
Cuentas Inc.
|
CUEN
|
OTCQB
|
Pink Limited
|
Filing Delinquency
|
10/2/2018
|
|
DKG Capital Inc.
|
DKGH
|
OTCQB
|
Pink Limited
|
Filing Delinquency
|
10/2/2018
|
|
NOWNEWS DIGITAL MEDIA
TECHNOLOGY CO LTD
|
NDMT
|
OTCQB
|
Pink Limited
|
Filing Delinquency
|
10/2/2018
|
|
Players Network (THE)
|
PNTV
|
OTCQB
|
Pink Limited
|
Filing Delinquency
|
10/2/2018
|
|
Right On Brands, Inc.
|
RTON
|
OTCQB
|
Pink Limited
|
Filing Delinquency
|
10/2/2018
|
|
LottoGopher Holdings, Inc.
|
LTTGF
|
OTCQB
|
Pink Curent
|
FINRA Trading Halt
|
10/5/2018
|
|
CannAwake Corporation
|
CANX
|
OTCQB
|
Pink No
Information
|
Filing Delinquency
|
10/6/2018
|
|
Atlas Blockchain Group Inc.
|
ATLEF
|
OTCQB
|
Pink Curent
|
FINRA Trading Halt
|
10/16/2018
|
|
Sustainable Projects Group Inc.
|
SPGX
|
OTCQB
|
Pink No
Information
|
Filing Delinquency
|
10/17/2018
|
|
AG&E Holdings, Inc.
|
AGNUQ
|
OTCQB
|
Pink Curent
|
Bankruptcy
|
10/19/2018
|
|
Benz Mining Corp
|
BENZF
|
OTCQB
|
Pink Curent
|
Bid Price Deficiency
|
10/20/2018
|
|
Aerkomm Inc.
|
AKOM
|
OTCQX U.S.
|
OTCQB
|
Non-Compliance
with OTCQX Rules
|
10/23/2018
|
|
Alliance Bioenergy Plus, Inc.
|
ALLMQ
|
OTCQB
|
Pink Curent
|
Bankruptcy
|
10/24/2018
|
|
Theralase Technologies Inc.
|
TLTFF
|
OTCQX
International
|
OTCQB
|
Non-Compliance
with OTCQX Rules
|
10/24/2018
|
|
Broadway Gold Mng Ltd
|
BDWYF
|
OTCQB
|
Pink Curent
|
FINRA Trading Halt
|
10/26/2018
|
|
Sunvalley Solar, Inc.
|
SSOL
|
OTCQB
|
Pink Curent
|
Filed to Cease
Reporting
|
10/30/2018
|
|
Yummies, Inc.
|
YUMM
|
OTCQB
|
Pink Curent
|
Non-Compliance
with OTCQB
Standards
|
10/30/2018
|
Caveat Emptor – October 2018
|
Company
|
Symbol
|
Caveat
Emptor
Status
|
Market Tier
|
Date
|
|
Uneeqo, Inc.
|
UNEQ
|
removed
|
Pink Curent
|
10/3/2018
|
|
OneLife Technologies Corp.
|
OLMM
|
added
|
Grey Market
|
10/9/2018
|
|
New Age Farm
|
NWGFF
|
added
|
Pink Curent
|
10/19/2018
|
|
American Retail Group, Inc.
|
ARGB
|
added
|
Grey Market
|
10/22/2018
|
|
Frontera Investment, Inc.
|
FRNV
|
added
|
Pink No
Information
|
10/22/2018
|
|
Anything Technologies Media Inc.
|
EXMT
|
removed
|
Pink Curent
|
10/24/2018
|
|
Moregain Pictures, Inc.
|
MGPC
|
removed
|
Pink Curent
|
10/29/2018
|
About OTC Markets Group Issuer Compliance
OTC Markets Group's Washington D.C.-based Issuer Compliance team is responsible for
evaluating company compliance with OTCQX and OTCQB qualifications, monitoring stock promotion and other potential public interest
concerns, and working to allow issuers to provide adequate current information to the market. Through data driven disclosure
processes and market activity analysis, the Issuer Compliance team promotes transparency among the 10,000 U.S. and global
securities that trade on the OTCQX® Best Market, the OTCQB® Venture Market, and the Pink® Open Market.
Issuer Compliance is actively engaged in continuous information sharing with FINRA, the SEC, other regulators, and the
exchanges.
About OTC Markets Group Inc.
OTC Markets Group Inc. (OTCQX: OTCM) operates the OTCQX® Best Market, the OTCQB® Venture Market and the Pink®
Open Market for 10,000 U.S. and global securities. Through OTC Link® ATS and OTC Link ECN, we connect a diverse network of
broker-dealers that provide liquidity and execution services. We enable investors to easily trade through the broker of
their choice and empower companies to improve the quality of information available for investors.
To learn more about how we create better informed and more efficient markets, visit www.otcmarkets.com.
OTC Link ATS and OTC Link ECN are SEC regulated ATSs, operated by OTC Link LLC, member FINRA/SIPC.
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Media Contact:
OTC Markets Group Inc., +1 (212) 896-4428, media@otcmarkets.com
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SOURCE OTC Markets Group Inc.