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OTC Markets Group Announces Lists of Compliance Downgrades and Caveat Emptor Designations for the Month of January

OTCM

PR Newswire

NEW YORK, Feb. 5, 2019 /PRNewswire/ -- OTC Markets Group Inc. (OTCQX: OTCM), operator of financial markets for 10,000 U.S. and global securities, today announced the lists of downgrades from its respective OTCQX® and OTCQB® markets and Caveat Emptor Designations for the month of January 2019.

 

Downgrades from OTCQX and OTCQB – January 2019







Company

Symbol

Original Market

Downgraded Market

Reason

Removal Date

Spotlight Innovation Inc.

STLT

OTCQB

Pink No Information

Filing Delinquency

1/1/2019

Dougherty's Pharmacy, Inc.

MYDP

OTCQB

Pink No Information

Filing Delinquency

1/3/2019

Gilla, Inc.

GLLA

OTCQB

Pink No Information

Filing Delinquency

1/3/2019

Petrolia Energy Corp.

BBLS

OTCQB

Pink No Information

Filing Delinquency

1/3/2019

theMaven, Inc.

MVEN

OTCQB

Pink No Information

Filing Delinquency

1/3/2019

Deep Down, Inc.

DPDW

OTCQX U.S.

OTCQB

Non-Compliance  with OTCQX Rules

1/4/2019

MPM Holdings Inc.

MPMQ

OTCQX U.S.

OTCQB

Non-Compliance  with OTCQX Rules

1/4/2019

Endurance Exploration Group, Inc.

EXPL

OTCQB

Pink Current

Filed to Cease Reporting

1/7/2019

Fatfish Blockchain Ltd.

FFTTF

OTCQB

Pink Current

Bid Price Deficiency

1/7/2019

Shoal Games, Ltd.

SGLDF

OTCQB

Grey Market

FINRA Trading Halt

1/8/2019

American Energy Group, Ltd. (THE)

AEGG

OTCQB

Pink Current

Non-Compliance  with OTCQB Standards

1/10/2019

Towerstream Corp.

TWER

OTCQB

Pink Current

Filed to Cease Reporting

1/10/2019

12 Retech Corporation

RETC

OTCQB

Pink Current

Bid Price Deficiency

1/15/2019

Duo World Inc.

DUUO

OTCQB

Pink Current

Bid Price Deficiency

1/16/2019

Mexus Gold US

MXSG

OTCQB

Pink Current

Bid Price Deficiency

1/16/2019

Northsight Capital, Inc.

NCAP

OTCQB

Pink Current

Bid Price Deficiency

1/16/2019

Natur International Corp.

NTRU

OTCQB

Pink Current

Non-Compliance  with OTCQB Standards

1/18/2019

International Spirits & Beverage Group, Inc.

ISBG

OTCQB

Pink Limited

Public Interest Concern

1/24/2019

Mobetize Corp.

MPAY

OTCQB

Pink Current

Filed to Cease Reporting

1/24/2019

PHI Group, Inc.

PHIL

OTCQB

Pink Current

Bid Price Deficiency

1/24/2019

Vicon Industries, Inc.

VCON

OTCQB

Pink Current

Filed to Cease Reporting

1/24/2019

usell.com, Inc.

USEL

OTCQB

Pink Current

Filed to Cease Reporting

1/24/2019

Jacada Ltd.

JCDAF

OTCQB

Pink Current

Filed to Cease Reporting

1/31/2019

Madison Technologies Inc.

MDEX

OTCQB

Pink Current

Bid Price Deficiency

1/31/2019

 

Caveat Emptor – January 2019






Company

Symbol

Caveat Emptor Status

Market Tier

Date

Smokefree Innotec, Inc.

SFIO

added

Pink No Information

1/18/2019

Kalmin Corp.

KLMN

added

Pink Current

1/31/2019

About OTC Markets Group Issuer Compliance
OTC Markets Group's Washington D.C.-based Issuer Compliance team is responsible for evaluating company compliance with OTCQX and OTCQB qualifications, monitoring stock promotion and other potential public interest concerns, and working to allow issuers to provide adequate current information to the market. Through data driven disclosure processes and market activity analysis, the Issuer Compliance team promotes transparency among the 10,000 U.S. and global securities that trade on the OTCQX® Best Market, the OTCQB® Venture Market, and the Pink® Open Market.

Issuer Compliance is actively engaged in continuous information sharing with FINRA, the SEC, other regulators, and the exchanges.

About OTC Markets Group Inc.
OTC Markets Group Inc. (OTCQX: OTCM) operates the OTCQX® Best Market, the OTCQB® Venture Market and the Pink® Open Market for 10,000 U.S. and global securities. Through OTC Link® ATS and OTC Link ECN, we connect a diverse network of broker-dealers that provide liquidity and execution services. We enable investors to easily trade through the broker of their choice and empower companies to improve the quality of information available for investors.

To learn more about how we create better informed and more efficient markets, visit www.otcmarkets.com.

OTC Link ATS and OTC Link ECN are SEC regulated ATSs, operated by OTC Link LLC, member FINRA/SIPC.

Subscribe to the OTC Markets RSS Feed

Media Contact:
OTC Markets Group Inc., +1 (212) 896-4428, media@otcmarkets.com

OTC Markets Group logo. (PRNewsFoto/OTC Markets Group)

 

Cision View original content to download multimedia:http://www.prnewswire.com/news-releases/otc-markets-group-announces-lists-of-compliance-downgrades-and-caveat-emptor-designations-for-the-month-of-january-300790043.html

SOURCE OTC Markets Group Inc.



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