Buying Jan 2015House Positions for C:LTS from 20150101 to 20150130 House Bought $Val Ave Sold $Val Ave Net $Net 7 TD Sec 6,489,459 6,336,042 0.976 4,260,231 3,958,174 0.929 2,229,228 -2,377,868 80 National Bank 1,855,522 1,683,722 0.907 459,114 439,574 0.957 1,396,408 -1,244,148 65 Goldman 1,382,401 1,326,820 0.96 25,476 24,170 0.949 1,356,925 -1,302,650 53 Morgan Stanley 1,283,883 1,229,468 0.958 916,613 904,396 0.987 367,270 -325,072 4 Cantor Fitz 265,000 256,712 0.969 0 265,000 -256,712 15 UBS 587,705 564,089 0.96 367,877 364,197 0.99 219,828 -199,892 9 BMO Nesbitt 1,098,551 1,057,183 0.962 887,716 789,960 0.89 210,835 -267,223 72 Credit Suisse 576,867 565,899 0.981 374,034 372,196 0.995 202,833 -193,703 124 Questrade 285,712 272,269 0.953 107,903 94,854 0.879 177,809 -177,415 3 AltaCorp 168,900 172,311 1.02 0 168,900 -172,311 13 Instinet 2,090,404 1,936,809 0.927 1,944,521 1,846,606 0.95 145,883 -90,203 58 Qtrade 156,847 142,926 0.911 85,572 80,098 0.936 71,275 -62,828 25 Odlum 140,505 151,026 1.075 74,836 72,763 0.972 65,669 -78,263 33 Canaccord 295,465 298,942 1.012 243,127 215,627 0.887 52,338 -83,315 88 Credential 47,268 48,003 1.016 8,665 7,351 0.848 38,603 -40,652 36 Latimer 94,100 96,494 1.025 63,400 65,183 1.028 30,700 -31,311 143 Pershing 75,426 74,230 0.984 55,600 58,280 1.048 19,826 -15,950 84 Ind Trading 279,481 246,752 0.883 260,588 227,524 0.873 18,893 -19,228 95 Wolverton 11,078 8,306 0.75 5,260 4,585 0.872 5,818 -3,721 54 Global 6,000 5,400 0.90 478 412 0.862 5,522 -4,988 48 Laurentian 4,700 4,935 1.05 25 24 0.96 4,675 -4,911 27 Dundee 5,500 4,234 0.77 1,182 1,080 0.914 4,318 -3,154 16 Paradigm 1,145 1,293 1.129 0 1,145 -1,293 28 BBS 8,568 8,207 0.958 7,672 7,760 1.011 896 -447 64 Octagon 20,100 20,992 1.044 19,300 20,331 1.053 800 -661 86 Pictet 50 51 1.02 0 50 -51 200 Acumen 0 345 303 0.878 -345 303 69 Jordan 2,500 2,000 0.80 3,000 2,250 0.75 -500 250 43 Caldwell 0 729 708 0.971 -729 708 70 Manulife 5 5 1.00 900 954 1.06 -895 949 89 Raymond James 4,708 4,708 1.00 5,612 5,598 0.998 -904 890 71 Brant 26,900 29,211 1.086 28,400 31,186 1.098 -1,500 1,975 102 Lakeshore 55,700 54,939 0.986 59,600 54,201 0.909 -3,900 -738 57 Interactive 6,059 5,337 0.881 10,300 9,376 0.91 -4,241 4,039 19 Desjardins 96,671 97,608 1.01 101,309 95,507 0.943 -4,638 -2,101 59 PI 2,400 2,040 0.85 8,300 7,914 0.953 -5,900 5,874 56 Edward Jones 906 851 0.939 8,818 6,685 0.758 -7,912 5,834 222 JP Morgan 264 256 0.97 8,264 7,768 0.94 -8,000 7,512 99 Jitney 514,900 506,958 0.985 523,300 513,648 0.982 -8,400 6,690 2 RBC 2,992,409 2,872,841 0.96 3,002,544 2,866,125 0.955 -10,135 -6,716 77 Peters 0 10,400 11,541 1.11 -10,400 11,541 44 Jones Gable 0 15,800 14,778 0.935 -15,800 14,778 68 Leede 5,500 4,650 0.845 24,600 26,492 1.077 -19,100 21,842 76 Industrial Alliance 1,800 1,944 1.08 28,821 33,141 1.15 -27,021 31,197 22 Fidelity 69,284 66,611 0.961 109,507 107,598 0.983 -40,223 40,987 83 Mackie 0 45,860 40,643 0.886 -45,860 40,643 14 ITG 356,569 295,597 0.829 404,763 373,539 0.923 -48,194 77,942 42 Global Maxfin 0 51,100 55,369 1.084 -51,100 55,369 62 Haywood 30,000 25,100 0.837 82,160 66,324 0.807 -52,160 41,224 101 SG Capital 663,155 612,835 0.924 728,470 677,166 0.93 -65,315 64,331 11 Macquarie 239,500 198,230 0.828 331,737 337,576 1.018 -92,237 139,346 10 FirstEnergy 0 94,800 91,678 0.967 -94,800 91,678 74 GMP 87,100 85,860 0.986 252,269 232,354 0.921 -165,169 146,494 123 Citigroup 17,265 17,600 1.019 204,151 190,662 0.934 -186,886 173,062 1 Anonymous 4,225,600 4,092,810 0.969 4,471,200 4,295,499 0.961 -245,600 202,689 85 Scotia 980,956 915,842 0.934 1,340,682 1,273,624 0.95 -359,726 357,782 90 Barclays 241,100 237,035 0.983 636,400 604,984 0.951 -395,300 367,949 39 Merrill Lynch 776,161 787,690 1.015 2,218,353 2,312,433 1.042 -1,442,192 1,524,743 79 CIBC 3,516,238 3,462,933 0.985 7,162,603 6,991,837 0.976 -3,646,365 3,528,904 TOTAL 32,144,287 30,894,606 0.961 32,144,287 30,894,606 0.961 0 0 House Positions for C:LTS from 20150101 to 20150130 House Bought $Val Ave Sold $Val Ave Net $Net 7 TD Sec 6,489,459 6,336,042 0.976 4,260,231 3,958,174 0.929 2,229,228 -2,377,868 80 National Bank 1,855,522 1,683,722 0.907 459,114 439,574 0.957 1,396,408 -1,244,148 65 Goldman 1,382,401 1,326,820 0.96 25,476 24,170 0.949 1,356,925 -1,302,650 53 Morgan Stanley 1,283,883 1,229,468 0.958 916,613 904,396 0.987 367,270 -325,072 4 Cantor Fitz 265,000 256,712 0.969 0 265,000 -256,712 15 UBS 587,705 564,089 0.96 367,877 364,197 0.99 219,828 -199,892 9 BMO Nesbitt 1,098,551 1,057,183 0.962 887,716 789,960 0.89 210,835 -267,223 72 Credit Suisse 576,867 565,899 0.981 374,034 372,196 0.995 202,833 -193,703 124 Questrade 285,712 272,269 0.953 107,903 94,854 0.879 177,809 -177,415 3 AltaCorp 168,900 172,311 1.02 0 168,900 -172,311 13 Instinet 2,090,404 1,936,809 0.927 1,944,521 1,846,606 0.95 145,883 -90,203 58 Qtrade 156,847 142,926 0.911 85,572 80,098 0.936 71,275 -62,828 25 Odlum 140,505 151,026 1.075 74,836 72,763 0.972 65,669 -78,263 33 Canaccord 295,465 298,942 1.012 243,127 215,627 0.887 52,338 -83,315 88 Credential 47,268 48,003 1.016 8,665 7,351 0.848 38,603 -40,652 36 Latimer 94,100 96,494 1.025 63,400 65,183 1.028 30,700 -31,311 143 Pershing 75,426 74,230 0.984 55,600 58,280 1.048 19,826 -15,950 84 Ind Trading 279,481 246,752 0.883 260,588 227,524 0.873 18,893 -19,228 95 Wolverton 11,078 8,306 0.75 5,260 4,585 0.872 5,818 -3,721 54 Global 6,000 5,400 0.90 478 412 0.862 5,522 -4,988 48 Laurentian 4,700 4,935 1.05 25 24 0.96 4,675 -4,911 27 Dundee 5,500 4,234 0.77 1,182 1,080 0.914 4,318 -3,154 16 Paradigm 1,145 1,293 1.129 0 1,145 -1,293 28 BBS 8,568 8,207 0.958 7,672 7,760 1.011 896 -447 64 Octagon 20,100 20,992 1.044 19,300 20,331 1.053 800 -661 86 Pictet 50 51 1.02 0 50 -51 200 Acumen 0 345 303 0.878 -345 303 69 Jordan 2,500 2,000 0.80 3,000 2,250 0.75 -500 250 43 Caldwell 0 729 708 0.971 -729 708 70 Manulife 5 5 1.00 900 954 1.06 -895 949 89 Raymond James 4,708 4,708 1.00 5,612 5,598 0.998 -904 890 71 Brant 26,900 29,211 1.086 28,400 31,186 1.098 -1,500 1,975 102 Lakeshore 55,700 54,939 0.986 59,600 54,201 0.909 -3,900 -738 57 Interactive 6,059 5,337 0.881 10,300 9,376 0.91 -4,241 4,039 19 Desjardins 96,671 97,608 1.01 101,309 95,507 0.943 -4,638 -2,101 59 PI 2,400 2,040 0.85 8,300 7,914 0.953 -5,900 5,874 56 Edward Jones 906 851 0.939 8,818 6,685 0.758 -7,912 5,834 222 JP Morgan 264 256 0.97 8,264 7,768 0.94 -8,000 7,512 99 Jitney 514,900 506,958 0.985 523,300 513,648 0.982 -8,400 6,690 2 RBC 2,992,409 2,872,841 0.96 3,002,544 2,866,125 0.955 -10,135 -6,716 77 Peters 0 10,400 11,541 1.11 -10,400 11,541 44 Jones Gable 0 15,800 14,778 0.935 -15,800 14,778 68 Leede 5,500 4,650 0.845 24,600 26,492 1.077 -19,100 21,842 76 Industrial Alliance 1,800 1,944 1.08 28,821 33,141 1.15 -27,021 31,197 22 Fidelity 69,284 66,611 0.961 109,507 107,598 0.983 -40,223 40,987 83 Mackie 0 45,860 40,643 0.886 -45,860 40,643 14 ITG 356,569 295,597 0.829 404,763 373,539 0.923 -48,194 77,942 42 Global Maxfin 0 51,100 55,369 1.084 -51,100 55,369 62 Haywood 30,000 25,100 0.837 82,160 66,324 0.807 -52,160 41,224 101 SG Capital 663,155 612,835 0.924 728,470 677,166 0.93 -65,315 64,331 11 Macquarie 239,500 198,230 0.828 331,737 337,576 1.018 -92,237 139,346 10 FirstEnergy 0 94,800 91,678 0.967 -94,800 91,678 74 GMP 87,100 85,860 0.986 252,269 232,354 0.921 -165,169 146,494 123 Citigroup 17,265 17,600 1.019 204,151 190,662 0.934 -186,886 173,062 1 Anonymous 4,225,600 4,092,810 0.969 4,471,200 4,295,499 0.961 -245,600 202,689 85 Scotia 980,956 915,842 0.934 1,340,682 1,273,624 0.95 -359,726 357,782 90 Barclays 241,100 237,035 0.983 636,400 604,984 0.951 -395,300 367,949 39 Merrill Lynch 776,161 787,690 1.015 2,218,353 2,312,433 1.042 -1,442,192 1,524,743 79 CIBC 3,516,238 3,462,933 0.985 7,162,603 6,991,837 0.976 -3,646,365 3,528,904 TOTAL 32,144,287 30,894,606 0.961 32,144,287 30,894,606 0.961 0 0