Halo Collective Inc. N.HALO.WT.C

Last Three Months House Totals and AGEEF Short Sales

[sollmg]

Some significant accumulation. IMO

House Positions for C:HALO from 20201001 to 20201030

House	Bought	$Val	Ave	Sold	$Val	Ave	Net	$Net
2 RBC	104,514,431	5,164,616	0.049	10,326,168	499,042	0.048	94,188,263	-4,665,574
7 TD Sec	13,432,711	733,204	0.055	3,081,817	179,327	0.058	10,350,894	-553,877
85 Scotia	5,398,187	281,981	0.052	82,977	4,332	0.052	5,315,210	-277,649
62 Haywood	2,780,000	97,300	0.035	0			2,780,000	-97,300
33 Canaccord	2,824,789	153,805	0.054	250,833	15,669	0.062	2,573,956	-138,136
13 Instinet	5,793,500	361,989	0.062	3,930,000	231,995	0.059	1,863,500	-129,994
14 ITG	1,607,047	89,017	0.055	79,000	4,575	0.058	1,528,047	-84,442
79 CIBC	2,342,103	118,104	0.05	1,252,745	63,036	0.05	1,089,358	-55,068
80 National Bank	1,304,400	67,815	0.052	216,500	15,355	0.071	1,087,900	-52,460
83 Mackie	905,000	34,800	0.038	0			905,000	-34,800
9 BMO Nesbitt	816,218	38,556	0.047	77,796	5,546	0.071	738,422	-33,010
89 Raymond James	635,841	30,309	0.048	27,684	1,623	0.059	608,157	-28,686
124 Questrade	611,610	31,920	0.052	368,300	21,737	0.059	243,310	-10,183
19 Desjardins	184,000	7,585	0.041	0			184,000	-7,585
28 BBS	3,000	120	0.04	0			3,000	-120
88 Credential	33,650	1,540	0.046	48,030	2,352	0.049	-14,380	812
22 Fidelity	0			2,449,270	121,845	0.05	-2,449,270	121,845
59 PI	1,167,000	53,085	0.045	33,371,500	1,310,472	0.039	-32,204,500	1,257,387
1 Anonymous	35,723,720	1,849,965	0.052	124,514,587	6,638,838	0.053	-88,790,867	4,788,873
TOTAL	180,077,207	9,115,711	0.051	180,077,207	9,115,744	0.051	0	33

House Positions for C:HALO from 20200901 to 20200930

House	Bought	$Val	Ave	Sold	$Val	Ave	Net	$Net
2 RBC	31,697,597	2,601,421	0.082	3,582,345	290,479	0.081	28,115,252	-2,310,942
85 Scotia	3,528,519	290,323	0.082	136,825	11,252	0.082	3,391,694	-279,071
62 Haywood	1,550,000	136,235	0.088	39,974	2,798	0.07	1,510,026	-133,437
7 TD Sec	3,030,227	242,672	0.08	1,809,810	154,174	0.085	1,220,417	-88,498
13 Instinet	2,815,000	232,900	0.083	1,797,000	149,205	0.083	1,018,000	-83,695
79 CIBC	1,284,769	103,028	0.08	466,855	37,552	0.08	817,914	-65,476
14 ITG	873,500	79,021	0.09	68,000	5,930	0.087	805,500	-73,091
33 Canaccord	755,090	60,961	0.081	203,589	16,959	0.083	551,501	-44,002
89 Raymond James	294,975	25,073	0.085	0			294,975	-25,073
124 Questrade	261,221	20,598	0.079	87,150	8,081	0.093	174,071	-12,517
83 Mackie	200,000	17,952	0.09	100,000	7,500	0.075	100,000	-10,452
88 Credential	48,509	4,102	0.085	40,000	2,900	0.073	8,509	-1,202
39 Merrill Lynch	1,000	75	0.075	0			1,000	-75
28 BBS	1,000	90	0.09	0			1,000	-90
212 Virtu	0			800	76	0.095	-800	76
74 GMP	0			1,338	116	0.087	-1,338	116
80 National Bank	507,850	37,444	0.074	518,157	47,525	0.092	-10,307	10,081
19 Desjardins	222,000	16,705	0.075	236,000	18,500	0.078	-14,000	1,795
68 Leede	0			20,000	1,500	0.075	-20,000	1,500
76 Industrial Alliance	0			250,000	22,500	0.09	-250,000	22,500
9 BMO Nesbitt	176,034	15,460	0.088	1,476,034	128,597	0.087	-1,300,000	113,137
22 Fidelity	0			3,388,120	304,930	0.09	-3,388,120	304,930
59 PI	239,500	16,467	0.069	8,767,304	655,869	0.075	-8,527,804	639,402
1 Anonymous	21,053,533	1,740,368	0.083	45,551,023	3,774,475	0.083	-24,497,490	2,034,107
TOTAL	68,540,324	5,640,895	0.082	68,540,324	5,640,918	0.082	0	23

House Positions for C:HALO from 20200801 to 20200831

House	Bought	$Val	Ave	Sold	$Val	Ave	Net	$Net
2 RBC	30,169,003	3,273,632	0.109	1,589,408	191,026	0.12	28,579,595	-3,082,606
14 ITG	2,383,000	257,515	0.108	40,000	5,147	0.129	2,343,000	-252,368
85 Scotia	2,724,465	306,204	0.112	450,305	53,587	0.119	2,274,160	-252,617
83 Mackie	747,500	85,931	0.115	0			747,500	-85,931
79 CIBC	1,138,998	118,595	0.104	622,751	73,623	0.118	516,247	-44,972
13 Instinet	4,050,000	439,036	0.108	3,755,000	412,113	0.11	295,000	-26,923
7 TD Sec	2,019,634	222,114	0.11	1,789,718	214,727	0.12	229,916	-7,387
89 Raymond James	80,595	9,329	0.116	40,667	4,536	0.112	39,928	-4,793
88 Credential	24,650	2,770	0.112	10,105	1,140	0.113	14,545	-1,630
19 Desjardins	4,000	440	0.11	0			4,000	-440
28 BBS	0			6,000	600	0.10	-6,000	600
80 National Bank	187,500	21,160	0.113	213,543	25,635	0.12	-26,043	4,475
33 Canaccord	651,979	72,193	0.111	685,837	77,108	0.112	-33,858	4,915
124 Questrade	127,890	13,047	0.102	172,351	18,080	0.105	-44,461	5,033
62 Haywood	0			273,300	33,623	0.123	-273,300	33,623
9 BMO Nesbitt	178,706	17,723	0.099	2,168,261	255,970	0.118	-1,989,555	238,247
59 PI	6,000	570	0.095	2,018,098	210,545	0.104	-2,012,098	209,975
22 Fidelity	0			2,388,000	264,497	0.111	-2,388,000	264,497
1 Anonymous	13,971,896	1,548,823	0.111	42,242,472	4,547,137	0.108	-28,270,576	2,998,314
TOTAL	58,465,816	6,389,082	0.109	58,465,816	6,389,094	0.109	0	12

Historical Short Volume Data for AGEEF

Date	Close	High	Low	Volume	Short Volume	% of Vol Shorted
Oct 30	NA	NA	NA	2,375,144	1,230,365	51.80
Oct 29	NA	NA	NA	992,749	557,647	56.17
Oct 28	NA	NA	NA	2,994,411	1,225,456	40.92
Oct 27	NA	NA	NA	3,788,954	2,727,516	71.99
Oct 23	NA	NA	NA	2,432,811	985,870	40.52
Oct 22	NA	NA	NA	2,217,009	963,927	43.48
Oct 21	NA	NA	NA	1,339,319	707,558	52.83
Oct 20	NA	NA	NA	1,639,976	879,788	53.65
Oct 19	NA	NA	NA	1,339,225	412,747	30.82
Oct 16	NA	NA	NA	1,808,048	695,303	38.46
Oct 15	NA	NA	NA	2,253,931	1,426,841	63.30
Oct 14	NA	NA	NA	3,192,475	1,664,977	52.15
Oct 13	NA	NA	NA	2,052,865	1,238,199	60.32
Oct 12	NA	NA	NA	2,008,812	602,978	30.02
Oct 09	NA	NA	NA	1,421,855	714,389	50.24
Oct 08	NA	NA	NA	692,725	395,775	57.13
Oct 07	NA	NA	NA	560,105	338,737	60.48
Oct 06	NA	NA	NA	360,313	186,977	51.89
Oct 05	NA	NA	NA	730,799	477,644	65.36
Oct 02	NA	NA	NA	1,526,155	1,148,781	75.27

[ACBMADEMERICH]

Agreed, there definitely appears to be an appetite for Halo shares at these prices. RBC and/or their clients are clearly the main buyers, although all brokers are net buyers, with the exception of PI and of course Anonymous who are the main sellers. Why is such a large amount shown as Anonymous? Who could this be? RBC I know has some links to some Cannabis investment funds, so it would be

[sollmg]

IMO The trading through RBC/ANON and Canaccord is nothing more than wash trades, by a Hedge Fund, intended to drive down the share price to take advantage of the ATM, staff and contractor selling. Accumulation is by the Houses that are only buying. Since the NEO Exchange puts buyers ahead of the high frequency traders the last thing the hedge funds want is for retail to put in buy orders at the

[ACBMADEMERICH]

Thanks....Some boards are saying that only 14% of the ATM has been exercised to date. "Apparently" this info came from Kiran in an email to someone.No idea whether this is true or not. Will be interesting to see what if any impact the US election will have as well as the release of the Q3 results. Perhaps both of these will signal the end of the ATM issuance.  

[sollmg]

I have 15 Dec as the end date for a full 7 Mil raise. That was based on $150,000 dollars a day which they seem to be sticking with. With today's $150,050 raise I have them at a total of $2,063,306. That's closer to 30%