CI First Asset U.S. Tactical Sector Allocation Index ETF T.FUT

Raymond James broker activity

[BayWall]

Jan. 1 2011----Dec. 18, 2012

Broker Positions for C:FUT Broker #89 from 20110101 to 20121218

Date	Bought	$Val	Ave	Sold	$Val	Ave	Net	Position	$Net	$Position
20110211	117,000	3,510	0.03	0			117,000	117,000	-3,510	-3,510
20110215	100,000	2,500	0.025	155,000	3,875	0.025	-55,000	62,000	1,375	-2,135
20110328	0			136,000	5,440	0.04	-136,000	-74,000	5,440	3,305
20110329	0			214,000	8,560	0.04	-214,000	-288,000	8,560	11,865
20110330	0			2,000	80	0.04	-2,000	-290,000	80	11,945
20110401	0			1,000	40	0.04	-1,000	-291,000	40	11,985
20110404	0			20,000	800	0.04	-20,000	-311,000	800	12,785
20110427	0			245,000	7,350	0.03	-245,000	-556,000	7,350	20,135
20110510	0			78,000	2,730	0.035	-78,000	-634,000	2,730	22,865
20110511	0			100,000	3,500	0.035	-100,000	-734,000	3,500	26,365
20110512	0			50,000	1,750	0.035	-50,000	-784,000	1,750	28,115
20110513	0			1,000	35	0.035	-1,000	-785,000	35	28,150
20110517	0			17,000	595	0.035	-17,000	-802,000	595	28,745
20110518	0			209,000	7,315	0.035	-209,000	-1,011,000	7,315	36,060
20110519	0			245,000	8,575	0.035	-245,000	-1,256,000	8,575	44,635
20110524	0			374,000	11,220	0.03	-374,000	-1,630,000	11,220	55,855
20110530	20,000	1,100	0.055	0			20,000	-1,610,000	-1,100	54,755
20110620	0			20,000	700	0.035	-20,000	-1,630,000	700	55,455
20111117	124,000	3,720	0.03	0			124,000	-1,506,000	-3,720	51,735
20111216	0			349,000	6,980	0.02	-349,000	-1,855,000	6,980	58,715
20120319	2,496,000	49,505	0.02	0			2,496,000	641,000	-49,505	9,210
20120320	128,000	2,240	0.018	0			128,000	769,000	-2,240	6,970
20120322	307,000	4,605	0.015	0			307,000	1,076,000	-4,605	2,365
20120424	922,000	9,220	0.01	0			922,000	1,998,000	-9,220	-6,855
20121218	1,250,000	6,250	0.005	1,250,000	6,250	0.005	0	1,998,000	0	-6,855
TOTAL	5,464,000	82,650	0.015	3,466,000	75,795	0.022		1,998,000		-6,855

March and April of 2012 saw RJ buy. No selling until today's block trade. Somebody thinks they are picking up a bargain.

[gofx]

Are there ownership levels that trigger certain rights... ?