EVE'S FILING STATEMENT 09/18I PULLED THIS DIRCETLY FROM EVE'S OWN FILING STATEMENT ON JUNE 18, 2018
https://www.evecannabis.ca/app/uploads/2018/09/EVE-Filing-Statement.pdf
I STRONGLY BELIVE THIS IS A PUMP & DUMP THAT IS ON THE DUMP CYCLE...
Corporate Cease Trade Orders or Bankruptcies Other than
as set out below, as the date of this Filing Statement and within the ten years before the date of this Filing Statement, no proposed director, officer or promoter or a securityholder anticipated to hold a sufficient number of securities of the Resulting Issuer to affect materially the control of the Resulting Issuer, is or has been a director, officer or promoter of any person or company that, while that person was acting in that capacity:
(a)
was the subject of a cease trade or similar order, or an order that denied the other issuer access to any exemptions under applicable securities law, for a period of more than 30 consecutive days, state the fact and describe the basis on which the order was made and whether the order is still in effect; or
(b)
became bankrupt, made a proposal under any legislation relating to bankruptcy or insolvency or was subject to or instituted any proceedings, arrangement or compromise with creditors or had a receiver, receiver manager or trustee appointed to hold its assets, state the fact.
Mr. Sood was a director of
TriNorth Capital Inc. (now Difference Capital Financial Inc.), a reporting issuer that became subject to a
cease trade order issued by the Ontario Securities Commission on May 19, 2010 as a result of the
failure to file audited annual financial statements for the financial year ended December 31, 2009, the related management’s discussion and analysis and the certification of the foregoing filings when due as required by National Instrument 52-109 - Certification of Disclosure in Issuers’ Annual and Interim Filings The order was revoked on July 6, 2010.
Mr. Sood is a director of and
Mr. Kimel is the Secretary of
Galane Gold Ltd. (“Galane”), a reporting issuer that was dual listed on the TSXV and Botswana Stock Exchange (the “BSE” ), which was
delisted from the BSE effective August 14, 2017 for failure to pay certain fees required by the BSE’s listing requirements. The delisting of Galane from the BSE followed a temporary suspension of Galane’s listing on the BSE that was imposed on July 13, 2017.
On February 24, 2014,
Mr. Pollack was appointed as a director of
Hanfeng Evergreen Inc., which was a reporting issuer in all provinces and territories of Canada, and was listed on the Toronto Stock Exchange. Prior to his appointment as a director, the trading of the shares on the Toronto Stock Exchange of Hanfeng Evergreen Inc. had been previously suspended and a
cease trade order for failure of to file financial statements had been previously issued by the British Columbia Securities Commission.
Similar cease trade orders were subsequently issued by the Ontario Securities Commission (on March 3, 2014), the Autorit des marchs financiers (on March 7, 2014),
the Manitoba Securities Commission (on April 16, 2014) and the
Alberta Securities Commission (on April 16, 2014). The shares of
Hanfeng Evergreen Inc. were delisted from the Toronto Stock Exchange on June 9, 2014. On August 20, 2014, Ernst & Young Inc. was appointed as a receiver and manager over all of the assets of Hanfeng Evergreen Inc.
From June 2007 to January 2012,
Mr. Kimel acted as Corporate Secretary of Sino-Forest Corporation (
“Sino-Forest”). On August 26, 2011, a temporary
cease trade order (“Temporary Cease Trade Order”)was issued by the
OSC in connection with an
ongoing investigation by the OSC. The Temporary CeaseTrade Order is currently effective until the final disposition of the matter related to the
OSC’s Statement of Allegations, including, if appropriate, any final determination with respect to sanctions and costs. On March 30, 2012, Sino-Forest obtained an initial order from the Ontario Superior Court of Justice for
creditor protection pursuant to the provisions of the Companies’ Creditors Arrangement Act (“CCAA”). On January 30, 2013, Sino-Forest announced that it had implemented its previously announced Plan of Compromise and Reorganization pursuant to the CCAA and the Canada Business Corporations Act