RE: RE: RE: RE: RE: RE: AnalystsSherbet2 . to answer your question " what tends to happen to a licensed investments advisor and any allegations brought forth against such an advisor after he or she forfeits his or her license or certification and willingly leaves the investments industry "
From my experience, pertaining to a friend of mine, they do not leave willingly. The investigation concludes with a decision that can remove the license for a set period of time and a requirement that they re write the exam and pay a penalty should they wish to get back into the industry. My friend chose to become an investment banker instead.