Notification of Transactions of Directors / PDMRs
MIAMI, January 16, 2014 -- Carnival Corporation & plc (NYSE/LSE: CCL; NYSE:
CUK) announced that on January 14, 2014 grants were made to certain executive
directors and PDMRs pursuant to the Carnival Corporation 2011 Stock Plan (the
"2011 Plan") and Carnival plc 2005 Employee Share Plan (the "2005 Plan"). The
awards were approved in value form and converted to a number of shares by
taking the closing price of a share of Carnival Corporation common stock on
January 14, 2014 for those receiving Carnival Corporation awards, and by taking
the closing price of a Carnival plc ordinary share on January 14, 2014 for
those receiving Carnival plc awards.
With respect to Micky Arison, Chairman of the Boards of Carnival Corporation &
plc, the grant of Carnival Corporation restricted common stock (the "CC
Restricted Shares") was made pursuant to the 2011 Plan and Mr. Arison's
Executive Long-Term Compensation Agreement. Mr. Arnold W. Donald, President and
Chief Executive Officer of Carnival Corporation & plc, received a grant of CC
Restricted Shares pursuant to the 2011 Plan and the terms of Mr. Donald's
employment agreement. Awards of Carnival plc restricted share units
representing a hypothetical interest in Carnival plc ordinary shares ("plc
RSUs") were made pursuant to the 2005 Plan to David Dingle, Chief Executive
Officer of Carnival UK and Michael Thamm, Chief Executive Officer of Costa
Crociere S.p.A. The CC Restricted Shares and plc RSUs will be released from
restriction on January 14, 2017.
The awards described above were made to these executive directors and PDMRs in
the following amounts:
Name CC Restricted Shares plc RSUs
Micky Arison 63,242 -
Arnold W. Donald 50,578 -
David Dingle - 15,486
Michael Thamm - 20,870
Following the awards described above, the following executive directors and
PDMRs direct and indirect holdings are:
Name CC Shares plc Shares
Micky Arison 166,728,116 -
Arnold W. Donald 74,355 -
David Dingle - 65,873
Michael Thamm - 42,456
This notification relates to disclosures made in accordance with 3.1.4(R)(1)(a)
of the Disclosure Rules and Transparency Rules.
Further details and a copy of the Forms 4, Statement of Changes in Beneficial
Ownership of Securities, being filed with the U.S. Securities & Exchange
Commission, can be found at the SEC web site, www.sec.gov, and the Carnival
Corporation & plc web site located at www.carnivalcorp.com or
www.carnivalplc.com .
SOURCE Carnival Plc
