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IPOs and Transactions Week in Review: September 29 - October 3

PTN, SGLY, LPCN

Last week's review of corporations and law firms

NEW YORK, Oct. 6, 2014 /PRNewswire/ -- Vintage, the capital markets division of PR Newswire, has released its weekly IPO and Transaction summary.

There were 54 transactions filed with the SEC last week. To view the full list, please visit our weekly listing: http://irblog.prnewswire.com/category/ipo-week-in-review/

Highlighted corporations and law firms include:

Registrant

Symbol

Form

Law firm / Advisor

LIPOCINE INC.

LPCN

S-3

Dorsey & Whitney LLP

SINO-GLOBAL SHIPPING AMERICA, LTD.

SINO

S-1

Duane Morris LLP

PALATIN TECHNOLOGIES INC

PTN

S-1

Goodwin Procter LLP

SINO-GLOBAL SHIPPING AMERICA, LTD.

SINO

S-1

Gusrae Kaplan Nusbaum PLLC

RCS CAPITAL CORP

RCAP

S-3

Proskauer Rose LLP

ENERJEX RESOURCES, INC.

ENRJ.P

S-3

Reicker, Pfau, Pyle & McRoy LLP

XG TECHNOLOGY, INC.

XGTI

S-1

Robinson Brog Leinwand Greene Genovese & Gluck P.C.

CAPITALA FINANCE CORP.

CPTA

N-2

Sutherland Asbill & Brennan LLP

LEGACY VENTURES INTERNATIONAL INC.


S-1

Szaferman, Lakind, Blumstein & Blader, P.C.

PALATIN TECHNOLOGIES INC

PTN

S-1

Thompson Hine LLP

To receive the full list each week, sign-up here: http://promotions.prnewswire.com/IPOsandTransactions_email_optin.html

About Vintage

Vintage, a PR Newswire division, is a top-three provider of full-service regulatory compliance and shareholder communications services, delivered across our three practice areas: Capital Markets, Corporate Services and Institutional & Fund Services. Founded in 2002 and acquired by PR Newswire in 2007, Vintage has evolved to become the industry's intelligent value choice. We deliver a flexible balance of people, facilities and technology to ensure that regulatory compliance and shareholder communications processes are efficient, transparent and painless. Services include IPO registrations, transactions, virtual data rooms, EDGAR & XBRL filing, typesetting, financial printing and investor relations websites.

About PR Newswire

PR Newswire (www.prnewswire.com) is the premier global provider of multimedia platforms that enable marketers, corporate communicators, sustainability officers, public affairs and investor relations officers to leverage content to engage with all their key audiences. Having pioneered the commercial news distribution industry 60 years ago, PR Newswire today provides end-to-end solutions to produce, optimize and target content -- from rich media to online video to multimedia -- and then distribute content and measure results across traditional, digital, mobile and social channels. Combining the world's largest multi-channel, multi-cultural content distribution and optimization network with comprehensive workflow tools and platforms, PR Newswire enables the world's enterprises to engage opportunity everywhere it exists. PR Newswire serves tens of thousands of clients from offices in the Americas, Europe, Middle East, Africa and the Asia-Pacific region, and is a UBM plc company.

Media Contact:
Bradley H. Smith
Director of Marketing, IR and Compliance Services
PR Newswire & Vintage Filings
+1 201.942.7157 
bradley.smith@prnewswire.com

SOURCE PR Newswire Association LLC



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