Rambler Metals & Mining PLC: Notification Of Major Interest In Shares
BAIE VERTE, NEWFOUNDLAND--(Marketwired - May 20, 2016) - Rambler Metals & Mining PLC (TSX VENTURE: RAB) (LSE: RMM)
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TSX-V: RAB; LSE: RMM |
TR-1: NOTIFICATION OF MAJOR INTEREST IN
SHARESi |
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1. Identity of the issuer or the underlying issuer of existing shares to which voting
rights are attached:ii |
Rambler Metals and Mining plc |
2 Reason for the notification (please tick the appropriate box or boxes): |
An acquisition or disposal of voting rights |
X |
An acquisition or disposal of qualifying financial instruments which may result in the
acquisition of shares already issued to which voting rights are attached |
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An acquisition or disposal of instruments with similar economic effect to qualifying financial
instruments |
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An event changing the breakdown of voting rights |
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Other (please specify): |
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3. Full name of person(s) subject to the notification
obligation:iii |
Henderson Group plc |
4. Full name of shareholder(s)
(if different from 3.):iv |
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5. Date of the transaction and date on which the threshold is crossed or
reached:v |
16 May 2016 |
6. Date on which issuer notified: |
18 May 2016 |
7. Threshold(s) that is/are crossed or reached:vi, vii |
Below 23% & 22% |
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8. Notified details: |
A: Voting rights attached to sharesviii, ix |
Class/type of
shares
if possible using
the ISIN CODE |
Situation previous
to the triggering
transaction |
Resulting situation after the triggering transaction |
Number
of Shares |
Number
of Voting Rights |
Number of shares |
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Number of
voting rights |
% of voting rights x |
Direct |
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Direct xi |
Indirect xii |
Direct |
Indirect |
Ordinary
GB00B28ZPV64 |
33,453,626 |
33,453,626 |
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33,242,206 |
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21.73% |
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B: Qualifying Financial Instruments |
Resulting situation after the triggering transaction |
Type of financial
instrument |
Expiration
datexiii |
Exercise/
Conversion Periodxiv |
Number of voting
rights that may
be acquired
if the instrument
is exercised/
converted. |
% of voting
rights |
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C: Financial Instruments with similar economic effect to Qualifying Financial
Instruments xv, xvi |
Resulting situation after the triggering transaction |
Type of financial
instrument |
Exercise price |
Expiration date xvii |
Exercise/
Conversion period
xviii |
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Number of voting rights instrument refers to |
% of voting rights
xix, xx |
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Nominal |
Delta |
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Total (A+B+C) |
Number of voting rights |
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Percentage of voting rights |
33,242,206 |
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21.73% |
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9. Chain of controlled undertakings through which the voting rights and/or the
financial instruments are effectively held, if applicable:xxi |
See Annex 1 below. |
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Proxy Voting: |
10. Name of the proxy holder: |
11. Number of voting rights proxy holder will cease
to hold: |
12. Date on which proxy holder will cease to hold
voting rights: |
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13. Additional information: |
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This disclosure has been calculated based on total voting rights outstanding amount 152,926,066. The situation previous
figure was calculated using voting rights outstanding amount 151,311,085. |
14. Contact name: |
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HGIThresholdDisclosures@henderson.com
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15. Contact telephone number: |
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020 7818 4184 |
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Annex 1: Information in relation to the person subject to the notification
obligation (please tick the applicable box):
[ ] Person subject to the notification obligation is not controlled by any natural person or legal entity and does
not control any other undertaking(s) holding directly or indirectly an interest in the (underlying)
issuer.xiii
[X] Full chain of controlled undertakings through which the voting rights and/or the financial instruments are
effectively held starting with the ultimate controlling natural person or legal
entityxiv: |
Namexv |
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% of voting rights if it equals or is higher than the notifiable threshold |
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% of voting rights through financial instruments if it equals or is higher than the notifiable
threshold |
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Total of both if it equals or is higher than the notifiable threshold |
Henderson Group plc, Henderson Group Holdings Asset Management Limited, HGI Asset Management Group Limited,
Henderson Global Group Limited, Henderson Holdings Group Limited, HGI Group Limited, Henderson Global Investors (Holdings)
Limited, AlphaGen Capital Limited |
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10.59% |
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10.59% |
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Henderson Group plc, Henderson Group Holdings Asset Management Limited, HGI Asset Management Group Limited,
Henderson Global Group Limited, Henderson Holdings Group Limited, HGI Group Limited, Henderson Global Investors (Holdings)
Limited, Henderson Global Investors Limited |
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11.14% |
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0 |
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11.14% |
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