RNS Number : 4188G
Morgan Stanley Inv Management Ltd
05 August 2016
FORM 8.3
PUBLIC DEALING DISCLOSURE BY
A PERSON WITH INTERESTS IN RELEVANT SECURITIES REPRESENTING 1% OR MORE
Rule 8.3 of the Takeover Code (the "Code")
1. KEY INFORMATION
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(a) Identity of the person whose dealings are being disclosed:
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Morgan Stanley Investment Management Limited
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(b) Owner or controller of interests and short positions disclosed, if different from
1(a):
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(c) Name of offeree in relation to whose relevant securities this form relates:
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ARM HOLDINGS PLC
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(d) If an exempt fund manager connected with an offeror/offeree, state this and specify
identity of offeror/offeree:
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(e) Date dealing undertaken:
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04 August 2016
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(f) Has the discloser previously disclosed, or are they today disclosing, under the
Code in respect of any other party to this offer?
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NO
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2. POSITIONS OF THE PERSON MAKING THE
DISCLOSURE
(a) Interests and short positions in the relevant
securities of the offeror or offeree to which the disclosure relates following the dealing (if any)
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Class of relevant security:
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Interests
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Short positions
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Number
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%
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Number
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%
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(1) Relevant securities owned and/or controlled:
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15,304,056
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1.09%
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(2) Derivatives (other than options):
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(3) Options and agreements to purchase/sell:
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TOTAL:
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15,304,056*
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1.09%
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* of which 2,047,159 (0.1455) is non-voting
(b) Rights to subscribe for new securities (including
directors' and other executive options)
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Class of relevant security in relation to which subscription right exists:
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Details, including nature of the rights concerned and relevant percentages:
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3. DEALINGS (IF ANY) BY THE PERSON MAKING THE
DISCLOSURE
(a) Purchases and sales
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Class of relevant security
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Purchase/sale
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Number of securities
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Price per unit
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Ordinary
ISIN: GB0000595859
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SALE
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2,300
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16.875 GBP
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(b) Derivatives transactions (other than
options)
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Class of relevant security
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Product description
e.g. CFD
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Nature of dealing
e.g. opening/closing a long/short position, increasing/reducing a long/short
position
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Number of reference securities
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Price per unit
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(c) Options transactions in respect of existing
securities
(i) Writing, selling, purchasing or
varying
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Class of relevant security
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Product description e.g. call option
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Writing, purchasing, selling, varying etc.
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Number of securities to which option relates
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Exercise price per unit
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Type
e.g. American, European etc.
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Expiry date
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Option money paid/ received per unit
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(ii) Exercising
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Class of relevant security
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Product description
e.g. call option
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Number of securities
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Exercise price per unit
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(d) Other dealings (including subscribing for new
securities)
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Class of relevant security
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Nature of dealing
e.g. subscription, conversion
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Details
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Price per unit (if applicable)
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4. OTHER INFORMATION
(a) Indemnity and other dealing arrangements
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Details of any indemnity or option arrangement, or any agreement or understanding, formal
or informal, relating to relevant securities which may be an inducement to deal or refrain from dealing entered into by
the person making the disclosure and any party to the offer or any person acting in concert with a party to the
offer:
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NONE
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(b) Agreements, arrangements or understandings relating
to options or derivatives
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Details of any agreement, arrangement or understanding, formal or informal, between the
person making the disclosure and any other person relating to:
(i) the voting rights of any relevant securities under any option; or
(ii) the voting rights or future acquisition or disposal of any relevant securities to
which any derivative is referenced:
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NONE
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(c) Attachments
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Is a Supplemental Form 8 (Open Positions) attached?
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NO
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Date of disclosure:
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05 August 2016
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Contact name:
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Maria Rubio
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Telephone number:
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0207 425 1140
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This information is provided by RNS
The company news service from the London Stock Exchange
END
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