OTCPK:MEDVF - Post by User
Post by
Sarb99on Mar 09, 2021 3:10pm
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Post# 32754694
Cormark Securities paid US$800,000 for mislabelled trades
Cormark Securities paid US$800,000 for mislabelled tradesWill ever these people learn thir lesson?
https://www.theglobeandmail.com/business/article-cormark-securities-agrees-to-pay-sec-penalty-for-mislabelling-hedge/ Trades for C:MEDV on 20210309 for broker #73 - 100 trades displayed |
14:47:20 | E | 0.34 | -0.015 | 1,000 | 124 Questrade | 73 Cormark | K |
14:47:20 | U | 0.34 | -0.015 | 1,000 | 124 Questrade | 73 Cormark | K |
14:46:25 | E | 0.34 | -0.015 | 500 | 1 Anonymous | 73 Cormark | K |
14:46:25 | U | 0.34 | -0.015 | 500 | 1 Anonymous | 73 Cormark | K |
14:39:53 | E | 0.34 | -0.015 | 500 | 7 TD Sec | 73 Cormark | K |
14:39:53 | U | 0.34 | -0.015 | 500 | 7 TD Sec | 73 Cormark | K |
14:38:12 | E | 0.33 | -0.025 | 500 | 2 RBC | 73 Cormark | K |
14:38:12 | U | 0.33 | -0.025 | 500 | 2 RBC | 73 Cormark | K |
14:36:59 | E | 0.33 | -0.025 | 500 | 2 RBC | 73 Cormark | K |
14:36:59 | U | 0.33 | -0.025 | 500 | 2 RBC | 73 Cormark | K |
14:36:50 | E | 0.33 | -0.025 | 7,500 | 2 RBC | 73 Cormark | K |
14:36:50 | U | 0.33 | -0.025 | 7,500 | 2 RBC | 73 Cormark | K |
14:20:29 | E | 0.335 | -0.02 | 500 | 2 RBC | 73 Cormark | K |
14:20:29 | U | 0.335 | -0.02 | 500 | 2 RBC | 73 Cormark | K |
14:19:56 | E | 0.335 | -0.02 | 29,000 | 9 BMO Nesbitt | 73 Cormark | K |
14:19:56 | E | 0.335 | -0.02 | 7,000 | 9 BMO Nesbitt | 73 Cormark | K |
14:19:56 | U | 0.335 | -0.02 | 29,000 | 9 BMO Nesbitt | 73 Cormark | K |
14:19:56 | U | 0.335 | -0.02 | 7,000 | 9 BMO Nesbitt | 73 Cormark | K |
14:19:56 | O | 0.335 | -0.02 | 500 | 9 BMO Nesbitt | 73 Cormark | K |
14:19:56 | E | 0.335 | -0.02 | 500 | 9 BMO Nesbitt | 73 Cormark | K |
14:19:56 | U | 0.335 | -0.02 | 500 | 9 BMO Nesbitt | 73 Cormark | K |
14:07:04 | E | 0.33 | -0.025 | 500 | 1 Anonymous | 73 Cormark | K |
14:07:04 | U | 0.33 | -0.025 | 500 | 1 Anonymous | 73 Cormark | K |
14:06:19 | E | 0.33 | -0.025 | 1,000 | 1 Anonymous | 73 Cormark | K |
14:06:19 | U | 0.33 | -0.025 | 1,000 | 1 Anonymous | 73 Cormark | K |
14:06:08 | O | 0.33 | -0.025 | 500 | 1 Anonymous | 73 Cormark | K |
14:06:08 | E | 0.33 | -0.025 | 500 | 1 Anonymous | 73 Cormark | K |
14:06:08 | U | 0.33 | -0.025 | 500 | 1 Anonymous | 73 Cormark | K |
14:06:03 | E | 0.33 | -0.025 | 500 | 1 Anonymous | 73 Cormark | K |
14:06:03 | U | 0.33 | -0.025 | 500 | 1 Anonymous | 73 Cormark | K |
14:02:44 | E | 0.33 | -0.025 | 1,500 | 2 RBC | 73 Cormark | K |
14:02:44 | U | 0.33 | -0.025 | 1,500 | 2 RBC | 73 Cormark | K |
14:00:13 | E | 0.33 | -0.025 | 1,000 | 80 National Bank | 73 Cormark | K |
14:00:13 | U | 0.33 | -0.025 | 1,000 | 80 National Bank | 73 Cormark | K |
13:58:51 | E | 0.335 | -0.02 | 500 | 80 National Bank | 73 Cormark | K |
13:58:51 | U | 0.335 | -0.02 | 500 | 80 National Bank | 73 Cormark | K |
13:58:51 | M | 0.33 | -0.025 | 500 | 80 National Bank | 73 Cormark | |
13:56:11 | E | 0.33 | -0.025 | 2,500 | 7 TD Sec | 73 Cormark | K |
13:56:11 | U | 0.33 | -0.025 | 2,500 | 7 TD Sec | 73 Cormark | K |
13:56:11 | E | 0.33 | -0.025 | 500 | 7 TD Sec | 73 Cormark | K |
13:56:11 | U | 0.33 | -0.025 | 500 | 7 TD Sec | 73 Cormark | K |
13:55:00 | E | 0.33 | -0.025 | 500 | 80 National Bank | 73 Cormark | K |
13:55:00 | E | 0.33 | -0.025 | 27,000 | 2 RBC | 73 Cormark | K |
13:55:00 | U | 0.33 | -0.025 | 500 | 80 National Bank | 73 Cormark | K |
13:55:00 | U | 0.33 | -0.025 | 27,000 | 2 RBC | 73 Cormark | K |
13:54:51 | E | 0.33 | -0.025 | 1,000 | 2 RBC | 73 Cormark | K |
13:54:51 | U | 0.33 | -0.025 | 1,000 | 2 RBC | 73 Cormark | K |
13:31:58 | E | 0.34 | -0.015 | 500 | 2 RBC | 73 Cormark | K |
13:31:58 | U | 0.34 | -0.015 | 500 | 2 RBC | 73 Cormark | K |
13:30:33 | E | 0.34 | -0.015 | 500 | 2 RBC | 73 Cormark | K |
13:30:33 | U | 0.34 | -0.015 | 500 | 2 RBC | 73 Cormark | K |
13:29:00 | E | 0.34 | -0.015 | 500 | 2 RBC | 73 Cormark | K |
13:29:00 | U | 0.34 | -0.015 | 500 | 2 RBC | 73 Cormark | K |
13:28:06 | E | 0.34 | -0.015 | 500 | 2 RBC | 73 Cormark | K |
13:28:06 | U | 0.34 | -0.015 | 500 | 2 RBC | 73 Cormark | K |
13:26:35 | E | 0.34 | -0.015 | 500 | 2 RBC | 73 Cormark | K |
13:26:35 | U | 0.34 | -0.015 | 500 | 2 RBC | 73 Cormark | K |
13:25:25 | E | 0.34 | -0.015 | 500 | 2 RBC | 73 Cormark | K |
13:25:25 | U | 0.34 | -0.015 | 500 | 2 RBC | 73 Cormark | K |
13:24:30 | E | 0.34 | -0.015 | 500 | 212 Virtu | 73 Cormark | K |
13:24:30 | U | 0.34 | -0.015 | 500 | 212 Virtu | 73 Cormark | K |
13:22:46 | M | 0.345 | -0.01 | 500 | 80 National Bank | 73 Cormark | |
13:22:26 | E | 0.34 | -0.015 | 500 | 2 RBC | 73 Cormark | K |
13:22:26 | U | 0.34 | -0.015 | 500 | 2 RBC | 73 Cormark | K |
13:21:16 | E | 0.345 | -0.01 | 500 | 80 National Bank | 73 Cormark | K |
13:21:16 | U | 0.345 | -0.01 | 500 | 80 National Bank | 73 Cormark | K |
13:20:28 | E | 0.34 | -0.015 | 500 | 2 RBC | 73 Cormark | K |
13:20:28 | U | 0.34 | -0.015 | 500 | 2 RBC | 73 Cormark | K |
13:19:02 | E | 0.34 | -0.015 | 500 | 2 RBC | 73 Cormark | K |
13:19:02 | U | 0.34 | -0.015 | 500 | 2 RBC | 73 Cormark | K |
12:55:46 | M | 0.3525 | -0.0025 | 500 | 2 RBC | 73 Cormark | |
12:44:21 | E | 0.35 | -0.005 | 500 | 2 RBC | 73 Cormark | K |
12:44:21 | U | 0.35 | -0.005 | 500 | 2 RBC | 73 Cormark | K |
12:43:09 | E | 0.35 | -0.005 | 500 | 2 RBC | 73 Cormark | K |
12:43:09 | U | 0.35 | -0.005 | 500 | 2 RBC | 73 Cormark | K |
12:42:30 | E | 0.35 | -0.005 | 500 | 2 RBC | 73 Cormark | K |
12:42:30 | U | 0.35 | -0.005 | 500 | 2 RBC | 73 Cormark | K |
12:41:52 | E | 0.35 | -0.005 | 500 | 2 RBC | 73 Cormark | K |
12:41:52 | U | 0.35 | -0.005 | 500 | 2 RBC | 73 Cormark | K |
12:40:46 | E | 0.35 | -0.005 | 500 | 2 RBC | 73 Cormark | K |
12:40:46 | U | 0.35 | -0.005 | 500 | 2 RBC | 73 Cormark | K |
12:39:17 | O | 0.36 | 0.005 | 500 | 89 Raymond James | 73 Cormark | K |
12:39:06 | E | 0.35 | -0.005 | 500 | 2 RBC | 73 Cormark | K |
12:39:06 | U | 0.35 | -0.005 | 500 | 2 RBC | 73 Cormark | K |
12:37:46 | E | 0.35 | -0.005 | 500 | 2 RBC | 73 Cormark | K |
12:37:46 | U | 0.35 | -0.005 | 500 | 2 RBC | 73 Cormark | K |
12:36:48 | E | 0.35 | -0.005 | 500 | 2 RBC | 73 Cormark | K |
12:36:48 | U | 0.35 | -0.005 | 500 | 2 RBC | 73 Cormark | K |
12:35:28 | E | 0.35 | -0.005 | 500 | 2 RBC | 73 Cormark | K |
12:35:28 | U | 0.35 | -0.005 | 500 | 2 RBC | 73 Cormark | K |
12:34:58 | E | 0.35 | -0.005 | 500 | 2 RBC | 73 Cormark | K |
12:34:58 | U | 0.35 | -0.005 | 500 | 2 RBC | 73 Cormark | K |
12:34:18 | E | 0.35 | -0.005 | 500 | 2 RBC | 73 Cormark | K |
12:34:18 | U | 0.35 | -0.005 | 500 | 2 RBC | 73 Cormark | K |
12:33:42 | E | 0.35 | -0.005 | 500 | 2 RBC | 73 Cormark | K |
12:33:42 | U | 0.35 | -0.005 | 500 | 2 RBC | 73 Cormark | K |
12:33:06 | E | 0.35 | -0.005 | 500 | 2 RBC | 73 Cormark | K |
12:33:06 | U | 0.35 | -0.005 | 500 | 2 RBC | 73 Cormark | K |
12:32:24 | M | 0.355 | | 500 | 80 National Bank | 73 Cormark | |
12:32:01 | E | 0.35 | -0.005 | 500 | 2 RBC | 73 Cormark | K |