RE:To the OSC and IIROCDear Mr. xxxxx
Thank you for your email about Theralase Technologies Inc.
The information you have provided will be reviewed and assessed.
IIROC’s Market Surveillance, and trade review analysis ensures that trading is carried out according to UMIR (Universal Market Integrity Rules) and applicable provincial securities law. IIROC continuously monitors all trading on all 14 Canadian equity marketplaces and alternative trading systems. (For a full list,
click here.)
IIROC uses a state-of-the-art advanced technology system known as the Surveillance Technology Enhancement Platform (STEP), which offers a unique consolidated view of trading on all marketplaces that helps to detect unusual activity. STEP gives IIROC the tools, including real time capability, to monitor and identify possible violations of UMIR across all Canadian trading platforms. For your convenience, I am also including a link to our website that speaks about how IIROC monitors trading activity:
Surveillance of Trading Activity.