Form 8.3 - SABMiller Plc

FORM 8.3        

 

PUBLIC OPENING POSITION DISCLOSURE/DEALING DISCLOSURE BY

A PERSON WITH INTERESTS IN RELEVANT SECURITIES REPRESENTING 1% OR MORE

Rule 8.3 of the Takeover Code (the "Code")

1.         KEY INFORMATION

 

(a) Full name of discloser:	Société Générale S.A.
(b) Owner or controller of interests and short positions disclosed. if different from 1(a):      The naming of nominee or vehicle companies is insufficient.  For a trust. the trustee(s). settlor and beneficiaries must be named.
(c) Name of offeror/offeree in relation to whose relevant securities this form relates:      Use a separate form for each offeror/offeree	SABMiller Plc
(d) If an exempt fund manager connected with an offeror/offeree. state this and specify identity of offeror/offeree:
(e) Date position held/dealing undertaken:      For an opening position disclosure. state the latest practicable date prior to the disclosure	12/08/2016
(f)  In addition to the company in 1(c) above. is the discloser making disclosures in respect of any other party to the offer?      If it is a cash offer or possible cash offer. state "N/A"	YES: Anheuser-Busch InBev SA/NV

 

2.         POSITIONS OF THE PERSON MAKING THE DISCLOSURE

 

If there are positions or rights to subscribe to disclose in more than one class of relevant securities of the offeror or offeree named in 1(c). copy table 2(a) or (b) (as appropriate) for each additional class of relevant security.

 

(a)        Interests and short positions in the relevant securities of the offeror or offeree to which the disclosure relates following the dealing (if any)

 

Class of relevant security:	USD 0.10 ordinary: 21,566,425 Shares interests and 469,358  short position   ADR (referencing the ordinary) : 844 equivalent Shares interests and 0 equivalent Shares as short position Where (1 ADR = 1 ordinary share)
	Interests		Short positions
	Number	%	Number	%
(1) Relevant securities owned and/or controlled:	21,567,269	1.33	469,358	0.03
(2) Cash-settled derivatives:	10,289,947	0.63	27,988,017	1.72
(3) Stock-settled derivatives (including options) and agreements to purchase/sell:	2,205,000	0.14	2,000,000	0.12
TOTAL:	34,062,216	2.10	30,457,375	1.88

 

 

All interests and all short positions should be disclosed.

 

Details of any open stock-settled derivative positions (including traded options). or agreements to purchase or sell relevant securities. should be given on a Supplemental Form 8 (Open Positions).

 

(b)        Rights to subscribe for new securities (including directors' and other employee options)

 

Class of relevant security in relation to which subscription right exists:
Details. including nature of the rights concerned and relevant percentages:

 

3.         DEALINGS (IF ANY) BY THE PERSON MAKING THE DISCLOSURE

 

Where there have been dealings in more than one class of relevant securities of the offeror or offeree named in 1(c). copy table 3(a). (b). (c) or (d) (as appropriate) for each additional class of relevant security dealt in.

 

The currency of all prices and other monetary amounts should be stated.

 

(a)        Purchases and sales

Class of relevant security	Purchase/sale	Number of securities	Price per unit
Ordinary	Purchase	8	43.85
Ordinary	Purchase	133	43.85
Ordinary	Purchase	11,228	43.838294
Ordinary	Purchase	172	43.85
Ordinary	Purchase	9,227	43.836313
Ordinary	Purchase	222	43.85
Ordinary	Purchase	205	43.85
Ordinary	Purchase	522	43.85
Ordinary	Purchase	4	43.85
Ordinary	Purchase	4,256	43.831728
Ordinary	Purchase	5,381	43.85
Ordinary	Purchase	197	43.85
Ordinary	Purchase	464	43.839138
Ordinary	Purchase	53	43.845
Ordinary	Purchase	199	43.84
Ordinary	Purchase	3,249	43.835719
Ordinary	Purchase	70,000	43.84
Ordinary	Sale	24	43.775
Ordinary	Sale	1,374	43.831252
Ordinary	Sale	1,842	43.85
Ordinary	Sale	1,144	43.842587
Ordinary	Sale	9,140	43.85
Ordinary	Sale	849	43.797945
Ordinary	Sale	4,000	43.85
Ordinary	Sale	162	43.85
Ordinary	Sale	73	43.85
Ordinary	Sale	590	43.84
Ordinary	Sale	784	43.86875
Ordinary	Sale	122	43.84
Ordinary	Sale	212	43.84
Ordinary	Sale	200	43.84
Ordinary	Sale	186	43.84
Ordinary	Sale	200	43.84
Ordinary	Sale	322	43.84
Ordinary	Sale	231	43.84
Ordinary	Sale	200	43.84
Ordinary	Sale	190	43.84
Ordinary	Sale	646	43.84
Ordinary	Sale	200	43.84
Ordinary	Sale	19	43.84
Ordinary	Sale	188	43.84
Ordinary	Sale	200	43.84
Ordinary	Sale	50	43.84
Ordinary	Sale	200	43.84
Ordinary	Sale	200	43.84
Ordinary	Sale	200	43.84
Ordinary	Sale	100	43.84
Ordinary	Sale	184	43.84
Ordinary	Sale	200	43.84
Ordinary	Sale	200	43.84
Ordinary	Sale	43	43.84
Ordinary	Sale	200	43.84
Ordinary	Sale	200	43.84
Ordinary	Sale	190	43.84
Ordinary	Sale	192	43.84
Ordinary	Sale	200	43.84
Ordinary	Sale	183	43.84
Ordinary	Sale	200	43.84
Ordinary	Sale	183	43.84
Ordinary	Sale	368	43.84
Ordinary	Sale	102	43.84
Ordinary	Sale	200	43.84
Ordinary	Sale	200	43.84
Ordinary	Sale	200	43.84
Ordinary	Sale	214	43.84
Ordinary	Sale	194	43.84
Ordinary	Sale	192	43.84
Ordinary	Sale	200	43.84
Ordinary	Sale	182	43.84
Ordinary	Sale	186	43.84
Ordinary	Sale	200	43.84
Ordinary	Sale	212	43.84
Ordinary	Sale	200	43.84
Ordinary	Sale	200	43.84
Ordinary	Sale	187	43.84
Ordinary	Sale	174	43.84
Ordinary	Sale	239	43.84
Ordinary	Sale	179	43.84
Ordinary	Sale	200	43.84
Ordinary	Sale	200	43.84
Ordinary	Sale	200	43.84
Ordinary	Sale	190	43.84
Ordinary	Sale	203	43.84
Ordinary	Sale	200	43.84
Ordinary	Sale	200	43.84
Ordinary	Sale	200	43.84
Ordinary	Sale	199	43.84
Ordinary	Sale	198	43.84
Ordinary	Sale	200	43.84
Ordinary	Sale	150	43.84
Ordinary	Sale	144	43.84
Ordinary	Sale	200	43.84
Ordinary	Sale	192	43.84
Ordinary	Sale	300	43.84
Ordinary	Sale	257	43.84
Ordinary	Sale	256	43.84
Ordinary	Sale	130	43.84
Ordinary	Sale	200	43.84
Ordinary	Sale	67	43.84
Ordinary	Sale	245	43.84
Ordinary	Sale	155	43.84
Ordinary	Sale	181	43.84
Ordinary	Sale	42	43.84
Ordinary	Sale	199	43.84
Ordinary	Sale	54	43.84
Ordinary	Sale	128	43.84
Ordinary	Sale	549	43.84
Ordinary	Sale	200	43.84
Ordinary	Sale	364	43.84
Ordinary	Sale	264	43.8375
Ordinary	Sale	409	43.8375
Ordinary	Sale	102	43.84
Ordinary	Sale	200	43.84
Ordinary	Sale	42	43.84
Ordinary	Sale	258	43.84
Ordinary	Sale	86	43.84
Ordinary	Sale	87	43.84
Ordinary	Sale	15	43.84
Ordinary	Sale	43	43.84
Ordinary	Sale	25	43.84
Ordinary	Sale	111	43.84
Ordinary	Sale	63	43.84
Ordinary	Sale	261	43.84
Ordinary	Sale	83	43.84
Ordinary	Sale	344	43.84
Ordinary	Sale	330	43.84
Ordinary	Sale	437	43.83
Ordinary	Sale	528	43.83
Ordinary	Sale	549	43.83
Ordinary	Sale	186	43.83
Ordinary	Sale	270	43.8325
Ordinary	Sale	431	43.8325
Ordinary	Sale	528	43.8325
Ordinary	Sale	246	43.83
Ordinary	Sale	318	43.83
Ordinary	Sale	14	43.84
Ordinary	Sale	339	43.8325
Ordinary	Sale	344	43.84
Ordinary	Sale	2,799	43.83
Ordinary	Sale	19	43.83
Ordinary	Sale	276	43.83
Ordinary	Sale	178	43.83
Ordinary	Sale	207	43.83
Ordinary	Sale	200	43.83
Ordinary	Sale	300	43.83
Ordinary	Sale	200	43.83
Ordinary	Sale	200	43.83
Ordinary	Sale	200	43.83
Ordinary	Sale	500	43.83
Ordinary	Sale	41	43.83
Ordinary	Sale	200	43.83
Ordinary	Sale	180	43.83
Ordinary	Sale	200	43.83
Ordinary	Sale	200	43.83
Ordinary	Sale	135	43.83
Ordinary	Sale	151	43.83
Ordinary	Sale	42	43.83
Ordinary	Sale	38	43.83
Ordinary	Sale	63	43.83
Ordinary	Sale	200	43.83
Ordinary	Sale	300	43.83
Ordinary	Sale	189	43.83
Ordinary	Sale	158	43.8425
Ordinary	Sale	151	43.835
Ordinary	Sale	984	43.83
Ordinary	Sale	83	43.83
Ordinary	Sale	47	43.83
Ordinary	Sale	226	43.83
Ordinary	Sale	9	43.83
Ordinary	Sale	47	43.8325
Ordinary	Sale	250	43.8325
Ordinary	Sale	152	43.8325
Ordinary	Sale	116	43.8325
Ordinary	Sale	240	43.83
Ordinary	Sale	90	43.8325
Ordinary	Sale	48	43.8325
Ordinary	Sale	171	43.8325
Ordinary	Sale	117	43.8325
Ordinary	Sale	250	43.8325
Ordinary	Sale	191	43.8325
Ordinary	Sale	250	43.8325
Ordinary	Sale	107	43.8325
Ordinary	Sale	53	43.8325
Ordinary	Sale	342	43.8325
Ordinary	Sale	35,000	43.8322
Ordinary	Sale	305	43.83
Ordinary	Sale	305	43.835
Ordinary	Sale	304	43.83
	Total Purchases	105,520
	Total Sales	89,982

 

 

 

 

                                                                                                                    

 (b)       Cash-settled derivative transactions                                                

 

Class of relevant security	Product description e.g. CFD	Nature of dealing e.g. opening/closing a long/short position. increasing/reducing a long/short position	Number of reference securities	Price per unit

 

 

 (c)       Stock-settled derivative transactions (including options)

 

(i)         Writing. selling. purchasing or varying

 

Class of relevant security	Product description e.g. call option	Writing. purchasing. selling. varying etc.	Number of securities to which option relates	Exercise price per unit	Type e.g. American. European etc.	Expiry date	Option money paid/ received per unit

 

 

(ii)        Exercise

 

Class of relevant security	Product description e.g. call option	Exercising/ exercised against	Number of securities	Exercise price per unit

 

 (d)       Other dealings (including subscribing for new securities)

 

Class of relevant security	Nature of dealing e.g. subscription. conversion	Details	Price per unit (if applicable)

 

4.         OTHER INFORMATION

 

(a)        Indemnity and other dealing arrangements

 

Details of any indemnity or option arrangement. or any agreement or understanding. formal or informal. relating to relevant securities which may be an inducement to deal or refrain from dealing entered into by the person making the disclosure and any party to the offer or any person acting in concert with a party to the offer: Irrevocable commitments and letters of intent should not be included.  If there are no such agreements. arrangements or understandings. state "none"

 

 

 

 

(b)        Agreements. arrangements or understandings relating to options or derivatives

 

Details of any agreement. arrangement or understanding. formal or informal. between the person making the disclosure and any other person relating to: (i)  the voting rights of any relevant securities under any option; or (ii) the voting rights or future acquisition or disposal of any relevant securities to which any derivative is referenced: If there are no such agreements. arrangements or understandings. state "none"

 

 

(c)        Attachments

 

Is a Supplemental Form 8 (Open Positions) attached?

YES

 

 

Date of disclosure:	15/08/2016
Contact name:	Olivier Vero
Telephone number:	+44 20 7676 6821 / 6969

 

Public disclosures under Rule 8 of the Code must be made to a Regulatory Information Service and must also be emailed to the Takeover Panel at monitoring@disclosure.org.uk.  The Panel's Market Surveillance Unit is available for consultation in relation to the Code's disclosure requirements on +44 (0)20 7638 0129.The Code can be viewed on the Panel's website at www.thetakeoverpanel.org.uk.

 

SUPPLEMENTAL FORM 8 (OPEN POSITIONS)

 

DETAILS OF OPEN STOCK-SETTLED DERIVATIVE (INCLUDING OPTION) POSITIONS. AGREEMENTS TO PURCHASE OR SELL ETC.

Note 5(i) on Rule 8 of the Takeover Code (the "Code")

 

 

1.         KEY INFORMATION

 

Full name of person making disclosure:	Société Générale S.A.
Name of offeror/offeree in relation to whose relevant securities the disclosure relates:	SABMiller Plc

 

2.         STOCK-SETTLED DERIVATIVES (INCLUDING OPTIONS)

 

Class of relevant security	Product description e.g. call option	Written or purchased	Number of securities to which option or derivative relates	Exercise price per unit	Type	Expiry date
					e.g. American. European etc.
Ordinary	Listed call-option	Purchase	2,000,000	40	European options	16/12/2016
Ordinary	Listed call-option	Purchase	5,000	46	American options	16/12/2016
Ordinary	Listed call-option	Sale	2,000,000	32	European options	16/12/2016
Ordinary	OTC put-option	Sale	200,000	38	European options	16/09/2016

 

 

 

3.         AGREEMENTS TO PURCHASE OR SELL ETC.

 

Full details should be given so that the nature of the interest or position can be fully understood:

 

It is not necessary to provide details on a Supplemental Form (Open Positions) with regard to cash-settled derivatives.

 

The currency of all prices and other monetary amounts should be stated.

 

The Panel's Market Surveillance Unit is available for consultation in relation to the Code's disclosure requirements on +44 (0)20 7638 0129.

 

The Code can be viewed on the Panel's website at www.thetakeoverpanel.org.uk.